| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MACKENZIE FINANCIAL CORP | 72,400 | 2,400,412 | +2,328,012 | 0.00 | 0.01 | +0.01 | buy |
| CenterBook Partners LP | 0 | 1,730,676 | +1,730,676 | 0.00 | 0.26 | +0.26 | buy |
| Tidal Investments LLC | 0 | 1,616,628 | +1,616,628 | 0.00 | 0.06 | +0.06 | buy |
| MILLENNIUM MANAGEMENT LLC | 71,377 | 1,212,863 | +1,141,486 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 0 | 917,143 | +917,143 | 0.00 | 0.00 | +0.00 | buy |
| D. E. Shaw & Co., Inc. | 0 | 772,195 | +772,195 | 0.00 | 0.00 | +0.00 | buy |
| JANE STREET GROUP, LLC | 0 | 669,062 | +669,062 | 0.00 | 0.00 | +0.00 | buy |
| Dakota Wealth Management | 0 | 506,922 | +506,922 | 0.00 | 0.03 | +0.03 | buy |
| BANK OF AMERICA CORP /DE/ | 0 | 485,559 | +485,559 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 6,260,413 | 6,658,813 | +398,400 | 0.04 | 0.06 | +0.02 | buy |
| HRT FINANCIAL LP | 0 | 334,158 | +334,158 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 325,089 | 637,613 | +312,524 | 0.00 | 0.00 | +0.00 | buy |
| JPMORGAN CHASE & CO | 0 | 192,633 | +192,633 | 0.00 | 0.00 | +0.00 | buy |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 143,774 | +143,774 | 0.00 | 0.00 | +0.00 | buy |
| Quantbot Technologies LP | 0 | 141,664 | +141,664 | 0.00 | 0.02 | +0.02 | buy |
| Qube Research & Technologies Ltd | 0 | 140,520 | +140,520 | 0.00 | 0.00 | +0.00 | buy |
| CANADA LIFE ASSURANCE Co | 11,531 | 142,436 | +130,905 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 173,243 | 285,244 | +112,001 | 0.00 | 0.00 | +0.00 | buy |
| Dynamic Technology Lab Private Ltd | 0 | 99,197 | +99,197 | 0.00 | 0.02 | +0.02 | buy |
| Dynamic Advisor Solutions LLC | 0 | 95,015 | +95,015 | 0.00 | 0.01 | +0.01 | buy |
| Walleye Capital LLC | 0 | 83,292 | +83,292 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 676,465 | 756,405 | +79,940 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA ADVISERS, LP | 146,900 | 220,700 | +73,800 | 0.00 | 0.00 | +0.00 | buy |
| Cubist Systematic Strategies, LLC | 0 | 61,487 | +61,487 | 0.00 | 0.00 | +0.00 | buy |
| OLD MISSION CAPITAL LLC | 0 | 59,147 | +59,147 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 45,506 | +45,506 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 18,137 | 61,300 | +43,163 | 0.00 | 0.01 | +0.01 | buy |
| Pictet Asset Management Holding SA | 25,675 | 52,151 | +26,476 | 0.00 | 0.00 | +0.00 | buy |
| Centiva Capital, LP | 0 | 19,330 | +19,330 | 0.00 | 0.00 | +0.00 | buy |
| HSBC HOLDINGS PLC | 0 | 19,135 | +19,135 | 0.00 | 0.00 | +0.00 | buy |
| XTX Topco Ltd | 0 | 15,089 | +15,089 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 33,772 | 47,198 | +13,426 | 0.00 | 0.00 | +0.00 | buy |
| KPP Advisory Services LLC | 0 | 12,500 | +12,500 | 0.00 | 0.01 | +0.01 | buy |
| LPL Financial LLC | 0 | 10,554 | +10,554 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 26,810 | 34,274 | +7,464 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 22,121 | 28,452 | +6,331 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 5,000 | +5,000 | 0.00 | 0.00 | +0.00 | buy |
| EVERGREEN CAPITAL MANAGEMENT LLC | 32,233 | 36,514 | +4,281 | 0.00 | 0.00 | +0.00 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 0 | 3,864 | +3,864 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 96,335 | 99,367 | +3,032 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 64,348 | 67,122 | +2,774 | 0.00 | 0.00 | +0.00 | buy |
| CoreCap Advisors, LLC | 0 | 2,500 | +2,500 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 4,988 | 7,200 | +2,212 | 0.00 | 0.00 | +0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 260,368 | 261,539 | +1,171 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Personalized Indexing Management, LLC | 40,493 | 41,434 | +941 | 0.00 | 0.00 | +0.00 | buy |
| Parallel Advisors, LLC | 390 | 1,176 | +786 | 0.00 | 0.00 | +0.00 | buy |
| Dixon Mitchell Investment Counsel Inc. | 0 | 438 | +438 | 0.00 | 0.00 | +0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 0 | 148 | +148 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 224,937 | 224,937 | 0 | 0.00 | 0.00 | +0.00 | hold |
| INGALLS & SNYDER LLC | 95,236 | 95,236 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 55,460 | 55,460 | 0 | 0.00 | 0.00 | +0.00 | hold |
| RBF Capital, LLC | 102,400 | 102,400 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,000 | 2,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROWN ADVISORY INC | 98,361 | 98,361 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 40,715 | 40,715 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bank of New York Mellon Corp | 20,017 | 20,017 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 27,780 | 27,780 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HighTower Advisors, LLC | 21,696 | 21,696 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LVW Advisors, LLC | 131,880 | 131,880 | 0 | 0.03 | 0.05 | +0.01 | hold |
| Swiss National Bank | 572,000 | 572,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Waldron Private Wealth LLC | 12,609 | 12,609 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Stonebridge Capital Advisors LLC | 30,000 | 30,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| Peak Asset Management, LLC | 12,000 | 12,000 | 0 | 0.00 | 0.01 | +0.00 | hold |
| QUADRANT CAPITAL GROUP LLC | 12,179 | 12,179 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Jacobi Capital Management LLC | 30,500 | 30,500 | 0 | 0.00 | 0.01 | +0.00 | hold |
| CAHABA WEALTH MANAGEMENT, INC. | 36,134 | 36,134 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Optas, LLC | 14,896 | 14,896 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Anthracite Investment Company, Inc. | 1,483,460 | 1,483,460 | 0 | 1.34 | 1.62 | +0.28 | hold |
| Concord Wealth Partners | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CM Management, LLC | 2,500,000 | 2,500,000 | 0 | 2.81 | 4.56 | +1.74 | hold |
| ARMSTRONG ADVISORY GROUP, INC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | 0.00 | hold |
| TD Waterhouse Canada Inc. | 3,900 | 3,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Private Wealth Management Group, LLC | 26,836 | 26,836 | 0 | 0.02 | 0.03 | +0.01 | hold |
| Federation des caisses Desjardins du Quebec | 16,600 | 16,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 43,392 | 43,392 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FIRST MANHATTAN CO. LLC. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CITIGROUP INC | 8,004 | 8,004 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAPITAL ADVISORS INC/OK | 13,900 | 13,900 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CIBC WORLD MARKET INC. | 309,142 | 309,136 | -6 | 0.00 | 0.00 | +0.00 | sell |
| Allworth Financial LP | 1,200 | 340 | -860 | 0.00 | 0.00 | -0.00 | sell |
| GREAT VALLEY ADVISOR GROUP, INC. | 11,000 | 10,000 | -1,000 | 0.00 | 0.00 | +0.00 | sell |
| Advisory Services Network, LLC | 1,150 | 0 | -1,150 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 19,400 | 16,700 | -2,700 | 0.00 | 0.00 | +0.00 | sell |
| PRELUDE CAPITAL MANAGEMENT, LLC | 17,364 | 13,074 | -4,290 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 18,695 | 13,150 | -5,545 | 0.00 | 0.00 | +0.00 | sell |
| SCOTIA CAPITAL INC. | 18,683 | 12,433 | -6,250 | 0.00 | 0.00 | -0.00 | sell |
| TORONTO DOMINION BANK | 33,880 | 24,957 | -8,923 | 0.00 | 0.00 | +0.00 | sell |
| UBS Group AG | 88,262 | 78,752 | -9,510 | 0.00 | 0.00 | +0.00 | sell |
| Rathbones Group PLC | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Integrated Wealth Concepts LLC | 25,000 | 15,000 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| STOCK YARDS BANK & TRUST CO | 10,000 | 0 | -10,000 | 0.00 | 0.00 | -0.00 | sell |
| Legal & General Group Plc | 197,732 | 185,976 | -11,756 | 0.00 | 0.00 | +0.00 | sell |
| Diametric Capital, LP | 51,391 | 35,898 | -15,493 | 0.04 | 0.04 | -0.00 | sell |
| MARSHALL WACE, LLP | 19,400 | 0 | -19,400 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 74,164 | 51,864 | -22,300 | 0.00 | 0.00 | +0.00 | sell |
| WOLVERINE TRADING, LLC | 28,164 | 0 | -28,164 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 360,874 | 332,678 | -28,196 | 0.00 | 0.00 | +0.00 | sell |
| WELLS FARGO & COMPANY/MN | 60,858 | 30,858 | -30,000 | 0.00 | 0.00 | -0.00 | sell |
| SIMPLEX TRADING, LLC | 62,828 | 5,812 | -57,016 | 0.00 | 0.00 | -0.00 | sell |