| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Mirae Asset Global Investments Co., Ltd. | 6,225,411 | 7,620,259 | +1,394,848 | 0.02 | 0.02 | +0.00 | buy |
| Acuitas Investments, LLC | 1,574,844 | 2,141,258 | +566,414 | 1.18 | 1.57 | +0.40 | buy |
| CITADEL ADVISORS LLC | 477,003 | 924,684 | +447,681 | 0.00 | 0.00 | +0.00 | buy |
| RENAISSANCE TECHNOLOGIES LLC | 4,927,170 | 5,222,570 | +295,400 | 0.01 | 0.01 | +0.00 | buy |
| GOLDMAN SACHS GROUP INC | 1,378,785 | 1,576,072 | +197,287 | 0.00 | 0.00 | +0.00 | buy |
| MACKENZIE FINANCIAL CORP | 0 | 72,400 | +72,400 | 0.00 | 0.00 | +0.00 | buy |
| Diametric Capital, LP | 0 | 51,391 | +51,391 | 0.00 | 0.04 | +0.04 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 317,990 | 360,874 | +42,884 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 1,281 | 43,392 | +42,111 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 323,942 | 357,590 | +33,648 | 0.00 | 0.00 | +0.00 | buy |
| ALPS ADVISORS INC | 141,250 | 173,243 | +31,993 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA INVESTMENTS, LP | 305,135 | 325,089 | +19,954 | 0.00 | 0.00 | +0.00 | buy |
| TWO SIGMA SECURITIES, LLC | 0 | 18,137 | +18,137 | 0.00 | 0.00 | +0.00 | buy |
| PRELUDE CAPITAL MANAGEMENT, LLC | 0 | 17,364 | +17,364 | 0.00 | 0.00 | +0.00 | buy |
| Optas, LLC | 0 | 14,896 | +14,896 | 0.00 | 0.01 | +0.01 | buy |
| TORONTO DOMINION BANK | 19,017 | 33,880 | +14,863 | 0.00 | 0.00 | +0.00 | buy |
| Legal & General Group Plc | 185,532 | 197,732 | +12,200 | 0.00 | 0.00 | +0.00 | buy |
| Connor, Clark & Lunn Investment Management Ltd. | 6,248,813 | 6,260,413 | +11,600 | 0.04 | 0.04 | +0.00 | buy |
| WOLVERINE TRADING, LLC | 17,388 | 28,164 | +10,776 | 0.00 | 0.00 | +0.00 | buy |
| CAHABA WEALTH MANAGEMENT, INC. | 26,154 | 36,134 | +9,980 | 0.00 | 0.01 | +0.00 | buy |
| Bank of New York Mellon Corp | 10,711 | 20,017 | +9,306 | 0.00 | 0.00 | +0.00 | buy |
| CIBC WORLD MARKET INC. | 300,484 | 309,142 | +8,658 | 0.00 | 0.00 | -0.00 | buy |
| SCOTIA CAPITAL INC. | 12,433 | 18,683 | +6,250 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 28,070 | 33,772 | +5,702 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 83,353 | 88,262 | +4,909 | 0.00 | 0.00 | +0.00 | buy |
| SIGNATUREFD, LLC | 23,020 | 26,810 | +3,790 | 0.00 | 0.00 | +0.00 | buy |
| QUADRANT CAPITAL GROUP LLC | 10,402 | 12,179 | +1,777 | 0.00 | 0.00 | +0.00 | buy |
| SIMPLEX TRADING, LLC | 61,266 | 62,828 | +1,562 | 0.00 | 0.00 | -0.00 | buy |
| DIMENSIONAL FUND ADVISORS LP | 258,967 | 260,368 | +1,401 | 0.00 | 0.00 | -0.00 | buy |
| Advisory Services Network, LLC | 0 | 1,150 | +1,150 | 0.00 | 0.00 | +0.00 | buy |
| BARCLAYS PLC | 63,653 | 64,348 | +695 | 0.00 | 0.00 | -0.00 | buy |
| Waldron Private Wealth LLC | 12,000 | 12,609 | +609 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 1,000 | 1,200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 224,937 | 224,937 | 0 | 0.00 | 0.00 | -0.00 | hold |
| INGALLS & SNYDER LLC | 95,236 | 95,236 | 0 | 0.01 | 0.01 | +0.00 | hold |
| CANADA LIFE ASSURANCE Co | 11,531 | 11,531 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ALLIANCEBERNSTEIN L.P. | 55,460 | 55,460 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RBF Capital, LLC | 102,400 | 102,400 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,000 | 2,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BROWN ADVISORY INC | 98,361 | 98,361 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rathbones Group PLC | 10,000 | 10,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 40,715 | 40,715 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Cambridge Investment Research Advisors, Inc. | 27,780 | 27,780 | 0 | 0.00 | 0.00 | +0.00 | hold |
| LVW Advisors, LLC | 131,880 | 131,880 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Stonebridge Capital Advisors LLC | 30,000 | 30,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Peak Asset Management, LLC | 12,000 | 12,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Integrated Wealth Concepts LLC | 25,000 | 25,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| GREAT VALLEY ADVISOR GROUP, INC. | 11,000 | 11,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Concord Wealth Partners | 200 | 200 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CM Management, LLC | 2,500,000 | 2,500,000 | 0 | 3.37 | 2.81 | -0.56 | hold |
| ARMSTRONG ADVISORY GROUP, INC | 3,000 | 3,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Pictet Asset Management Holding SA | 25,675 | 25,675 | 0 | 0.00 | 0.00 | +0.00 | hold |
| TD Waterhouse Canada Inc. | 3,900 | 3,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Federation des caisses Desjardins du Quebec | 16,600 | 16,600 | 0 | 0.00 | 0.00 | +0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 18,695 | 18,695 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST MANHATTAN CO. LLC. | 100,000 | 100,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 60,858 | 60,858 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STOCK YARDS BANK & TRUST CO | 10,000 | 10,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CAPITAL ADVISORS INC/OK | 13,900 | 13,900 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CITIGROUP INC | 8,523 | 8,004 | -519 | 0.00 | 0.00 | -0.00 | sell |
| TWO SIGMA ADVISERS, LP | 147,713 | 146,900 | -813 | 0.00 | 0.00 | +0.00 | sell |
| GROUP ONE TRADING LLC | 191,843 | 190,143 | -1,700 | 0.01 | 0.01 | -0.00 | sell |
| Invesco Ltd. | 99,065 | 96,335 | -2,730 | 0.00 | 0.00 | -0.00 | sell |
| SHELL ASSET MANAGEMENT CO | 23,900 | 19,400 | -4,500 | 0.00 | 0.00 | +0.00 | sell |
| Mariner, LLC | 27,264 | 22,121 | -5,143 | 0.00 | 0.00 | -0.00 | sell |
| Parallel Advisors, LLC | 6,038 | 390 | -5,648 | 0.00 | 0.00 | -0.00 | sell |
| Jacobi Capital Management LLC | 40,500 | 30,500 | -10,000 | 0.01 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 32,196 | 21,696 | -10,500 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 16,698 | 4,988 | -11,710 | 0.00 | 0.00 | -0.00 | sell |
| EVERGREEN CAPITAL MANAGEMENT LLC | 44,210 | 32,233 | -11,977 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 12,064 | 0 | -12,064 | 0.00 | 0.00 | -0.00 | sell |
| STATE OF WISCONSIN INVESTMENT BOARD | 16,574 | 0 | -16,574 | 0.00 | 0.00 | -0.00 | sell |
| Balboa Wealth Partners | 17,739 | 0 | -17,739 | 0.01 | 0.00 | -0.01 | sell |
| AIGEN INVESTMENT MANAGEMENT, LP | 22,235 | 0 | -22,235 | 0.01 | 0.00 | -0.01 | sell |
| MARSHALL WACE, LLP | 42,600 | 19,400 | -23,200 | 0.00 | 0.00 | -0.00 | sell |
| AMERICAN CENTURY COMPANIES INC | 200,302 | 175,202 | -25,100 | 0.00 | 0.00 | -0.00 | sell |
| HRT FINANCIAL LP | 27,027 | 0 | -27,027 | 0.00 | 0.00 | -0.00 | sell |
| Qube Research & Technologies Ltd | 28,708 | 0 | -28,708 | 0.00 | 0.00 | -0.00 | sell |
| NATIONAL BANK OF CANADA /FI/ | 106,264 | 74,164 | -32,100 | 0.00 | 0.00 | -0.00 | sell |
| JANE STREET GROUP, LLC | 48,672 | 0 | -48,672 | 0.00 | 0.00 | -0.00 | sell |
| Vanguard Personalized Indexing Management, LLC | 91,141 | 40,493 | -50,648 | 0.00 | 0.00 | -0.00 | sell |
| Swiss National Bank | 623,700 | 572,000 | -51,700 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 753,538 | 676,465 | -77,073 | 0.00 | 0.00 | -0.00 | sell |
| MILLENNIUM MANAGEMENT LLC | 240,006 | 71,377 | -168,629 | 0.00 | 0.00 | -0.00 | sell |
| DIAMOND HILL CAPITAL MANAGEMENT INC | 5,374,142 | 4,604,095 | -770,047 | 0.03 | 0.03 | -0.00 | sell |