| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| LPL Financial LLC | 0 | 37,283 | +37,283 | 0.00 | 0.00 | +0.00 | buy |
| Hara Capital LLC | 288,189 | 303,989 | +15,800 | 1.83 | 1.74 | -0.09 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 13,654 | +13,654 | 0.00 | 0.05 | +0.05 | buy |
| 1607 Capital Partners, LLC | 95,629 | 105,609 | +9,980 | 0.07 | 0.09 | +0.01 | buy |
| Almitas Capital LLC | 350,940 | 355,089 | +4,149 | 0.88 | 0.92 | +0.04 | buy |
| SIT INVESTMENT ASSOCIATES INC | 920,582 | 923,460 | +2,878 | 0.21 | 0.21 | +0.01 | buy |
| Beverly Hills Private Wealth, LLC | 334,925 | 336,342 | +1,417 | 0.66 | 0.64 | -0.01 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 71,012 | 71,012 | 0 | 0.06 | 0.06 | -0.00 | hold |
| Pinnacle Wealth Planning Services, Inc. | 1,250 | 1,250 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 400 | 400 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WFA of San Diego, LLC | 1,000 | 1,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Nuveen, LLC | 16,077 | 16,077 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Corient Private Wealth LLC | 17,541 | 17,541 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 10,939 | 10,939 | 0 | 0.07 | 0.07 | -0.00 | hold |
| Centennial Bank/AR/ | 1,500 | 1,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Savvy Advisors, Inc. | 14,545 | 14,545 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Corps Capital Advisors, LLC | 19,000 | 19,000 | 0 | 0.22 | 0.19 | -0.04 | hold |
| Cedar Wealth Management, LLC | 732 | 0 | -732 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 21,031 | 19,211 | -1,820 | 0.01 | 0.01 | +0.00 | sell |
| Garner Asset Management Corp | 6,154 | 0 | -6,154 | 0.03 | 0.00 | -0.03 | sell |
| J.W. COLE ADVISORS, INC. | 13,080 | 0 | -13,080 | 0.00 | 0.00 | 0.00 | sell |
| Aptus Capital Advisors, LLC | 14,545 | 0 | -14,545 | 0.00 | 0.00 | -0.00 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,492 | 0 | -19,492 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 62,411 | 36,405 | -26,006 | 0.03 | 0.02 | -0.01 | sell |
| Focus Partners Wealth | 480,856 | 450,151 | -30,705 | 0.01 | 0.01 | -0.00 | sell |
| SEVEN MILE ADVISORY | 126,477 | 0 | -126,477 | 0.25 | 0.00 | -0.25 | sell |