| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0 | 325,071 | +325,071 | 0.00 | 0.11 | +0.11 | buy |
| CSS LLC/IL | 521,063 | 638,394 | +117,331 | 0.11 | 0.13 | +0.02 | buy |
| Quarry LP | 0 | 100,113 | +100,113 | 0.00 | 0.11 | +0.11 | buy |
| Bulldog Investors, LLP | 0 | 19,614 | +19,614 | 0.00 | 0.02 | +0.02 | buy |
| CoreCap Advisors, LLC | 0 | 195 | +195 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 1,699 | 796 | -903 | 0.00 | 0.00 | -0.00 | sell |
| LINCOLN NATIONAL CORP | 85,902 | 81,902 | -4,000 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 53,938 | 48,564 | -5,374 | 0.00 | 0.00 | -0.00 | sell |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 65,697 | 58,937 | -6,760 | 0.02 | 0.03 | +0.01 | sell |
| Virtu Financial LLC | 11,522 | 0 | -11,522 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 18,770 | 0 | -18,770 | 0.00 | 0.00 | -0.00 | sell |
| Intrua Financial, LLC | 24,292 | 0 | -24,292 | 0.01 | 0.00 | -0.01 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 228,008 | 188,908 | -39,100 | 0.06 | 0.04 | -0.01 | sell |
| Hunting Hill Global Capital, LLC | 82,771 | 38,344 | -44,427 | 0.17 | 0.06 | -0.12 | sell |
| LEVIN CAPITAL STRATEGIES, L.P. | 50,000 | 0 | -50,000 | 0.02 | 0.00 | -0.02 | sell |
| Matisse Capital | 899,494 | 832,794 | -66,700 | 1.33 | 1.03 | -0.30 | sell |
| Logan Stone Capital, LLC | 230,868 | 152,834 | -78,034 | 0.13 | 0.09 | -0.04 | sell |
| Yakira Capital Management, Inc. | 431,688 | 297,474 | -134,214 | 0.39 | 0.27 | -0.12 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 2,698,197 | 2,540,778 | -157,419 | 2.75 | 2.33 | -0.43 | sell |
| CLOUGH CAPITAL PARTNERS L P | 190,000 | 0 | -190,000 | 0.06 | 0.00 | -0.06 | sell |
| Cable Car Capital, LP | 226,460 | 0 | -226,460 | 0.66 | 0.00 | -0.66 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 885,428 | 138,465 | -746,963 | 0.59 | 0.08 | -0.51 | sell |