Stock Transactions — HERZFELD CARIBBEAN BASIN FD COM

Total Bought
1,165,444
9 transactions
Total Sold
8,648,151
11 transactions
Net
-7,482,707
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Thomas J. Herzfeld Advisors, Inc.0807,215+807,2150.004.26+4.26buy
ENVESTNET ASSET MANAGEMENT INC0251,029+251,0290.000.00+0.00buy
CSS LLC/IL047,796+47,7960.000.04+0.04buy
CHOREO, LLC045,550+45,5500.000.01+0.01buy
OSAIC HOLDINGS, INC.04,396+4,3960.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC04,307+4,3070.000.01+0.01buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC04,042+4,0420.000.00+0.00buy
Rockefeller Capital Management L.P.01,082+1,0820.000.00+0.00buy
CoreCap Advisors, LLC027+270.000.00+0.00buy
CoreCap Advisors, LLC2220-2220.000.00-0.00sell
Kestra Advisory Services, LLC10,5630-10,5630.000.00-0.00sell
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC20,0210-20,0210.000.00-0.00sell
Cetera Investment Advisers24,5980-24,5980.000.00-0.00sell
Corient Private Wealth LLC27,6190-27,6190.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC39,1320-39,1320.010.00-0.01sell
Hunting Hill Global Capital, LLC40,4010-40,4010.090.00-0.09sell
OSAIC HOLDINGS, INC.55,8880-55,8880.000.00-0.00sell
CHOREO, LLC417,4890-417,4890.010.00-0.01sell
ENVESTNET ASSET MANAGEMENT INC2,170,2900-2,170,2900.000.00-0.00sell
Thomas J. Herzfeld Advisors, Inc.5,841,9280-5,841,9284.390.00-4.39sell
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