Stock Transactions — HERZFELD CARIBBEAN BASIN FD COM

Total Bought
130,650
6 transactions
Total Sold
636,920
5 transactions
Net
-506,270
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ENVESTNET ASSET MANAGEMENT INC1,526,0021,615,685+89,6830.000.00-0.00buy
Virtu Financial LLC019,360+19,3600.000.00+0.00buy
Bulldog Investors, LLP017,573+17,5730.000.01+0.01buy
CHOREO, LLC437,060439,242+2,1820.020.01-0.00buy
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC13,99615,318+1,3220.000.00+0.00buy
Rockefeller Capital Management L.P.0530+5300.000.00+0.00buy
Hunting Hill Global Capital, LLC43,57643,57600.060.04-0.02hold
Kestra Advisory Services, LLC10,56310,56300.000.00-0.00hold
CoreCap Advisors, LLC22222200.000.00-0.00hold
Corient Private Wealth LLC22,95622,95600.000.00+0.00hold
CSS LLC/IL53,39933,653-19,7460.010.00-0.00sell
OSAIC HOLDINGS, INC.87,75837,920-49,8380.000.00-0.00sell
Cambridge Investment Research Advisors, Inc.63,3730-63,3730.000.00-0.00sell
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC198,63095,431-103,1990.080.03-0.05sell
Thomas J. Herzfeld Advisors, Inc.6,501,5176,100,753-400,7645.864.98-0.88sell
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