| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLP | 21,320 | 277,149 | +255,829 | 0.02 | 0.17 | +0.15 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 0 | 57,631 | +57,631 | 0.00 | 0.00 | +0.00 | buy |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 495,976 | 546,984 | +51,008 | 0.15 | 0.16 | +0.01 | buy |
| Arete Wealth Advisors, LLC | 0 | 23,094 | +23,094 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 57,176 | 60,366 | +3,190 | 0.00 | 0.00 | +0.00 | buy |
| HANTZ FINANCIAL SERVICES, INC. | 1 | 1 | 0 | 0.00 | 0.00 | 0.00 | hold |
| CWM, LLC | 864 | 864 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 211 | 211 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Corient Private Wealth LLC | 21,735 | 21,735 | 0 | 0.00 | 0.00 | +0.00 | hold |
| OSAIC HOLDINGS, INC. | 92,712 | 90,632 | -2,080 | 0.00 | 0.00 | +0.00 | sell |
| CHOREO, LLC | 36,738 | 34,137 | -2,601 | 0.00 | 0.00 | +0.00 | sell |
| Hunting Hill Global Capital, LLC | 42,850 | 39,816 | -3,034 | 0.14 | 0.04 | -0.09 | sell |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 64,063 | 59,527 | -4,536 | 0.02 | 0.02 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 9,110 | 1,109 | -8,001 | 0.00 | 0.00 | -0.00 | sell |
| Quarry LP | 126,287 | 117,345 | -8,942 | 0.09 | 0.05 | -0.03 | sell |
| Virtu Financial LLC | 10,483 | 0 | -10,483 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 32,474 | 13,996 | -18,478 | 0.04 | 0.00 | -0.04 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 2,532,115 | 2,497,386 | -34,729 | 1.91 | 1.87 | -0.04 | sell |
| Matisse Capital | 1,028,248 | 987,174 | -41,074 | 1.13 | 1.17 | +0.04 | sell |
| CSS LLC/IL | 694,568 | 652,965 | -41,603 | 0.09 | 0.09 | -0.00 | sell |
| CITADEL ADVISORS LLC | 42,695 | 0 | -42,695 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 65,959 | 20,290 | -45,669 | 0.02 | 0.01 | -0.01 | sell |
| Logan Stone Capital, LLC | 170,793 | 124,191 | -46,602 | 0.10 | 0.10 | +0.00 | sell |
| Everstar Asset Management, LLC | 47,233 | 0 | -47,233 | 0.07 | 0.00 | -0.07 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 289,096 | 234,909 | -54,187 | 0.12 | 0.10 | -0.02 | sell |
| Yakira Capital Management, Inc. | 105,123 | 41,949 | -63,174 | 0.09 | 0.04 | -0.05 | sell |