| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 575,888 | 1,064,076 | +488,188 | 0.21 | 0.41 | +0.19 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,054,039 | 1,225,495 | +171,456 | 0.20 | 0.22 | +0.02 | buy |
| SkyView Investment Advisors, LLC | 0 | 85,443 | +85,443 | 0.00 | 0.13 | +0.13 | buy |
| Waverly Advisors, LLC | 0 | 84,807 | +84,807 | 0.00 | 0.02 | +0.02 | buy |
| Alpine Global Management, LLC | 0 | 79,100 | +79,100 | 0.00 | 0.12 | +0.12 | buy |
| WHITEBOX ADVISORS LLC | 0 | 43,141 | +43,141 | 0.00 | 0.01 | +0.01 | buy |
| Fort Point Capital Partners LLC | 24,713 | 50,102 | +25,389 | 0.03 | 0.05 | +0.02 | buy |
| NOMURA HOLDINGS INC | 0 | 22,600 | +22,600 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 20,916 | +20,916 | 0.00 | 0.00 | +0.00 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 17,484 | +17,484 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 218,033 | 226,322 | +8,289 | 0.01 | 0.01 | -0.00 | buy |
| UBS Group AG | 95,381 | 98,144 | +2,763 | 0.00 | 0.00 | -0.00 | buy |
| Avior Wealth Management, LLC | 0 | 1,829 | +1,829 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,433 | 2,093 | +660 | 0.00 | 0.00 | +0.00 | buy |
| Wealthcare Advisory Partners LLC | 22,791 | 22,931 | +140 | 0.01 | 0.01 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 23,767 | 23,826 | +59 | 0.00 | 0.00 | -0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 50 | +50 | 0.00 | 0.00 | 0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 15,110 | 15,110 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Creative Planning | 17,663 | 17,663 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 424 | 424 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aquire Wealth Advisors, LLC | 19,660 | 19,660 | 0 | 0.06 | 0.05 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 483 | 483 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 330 | 330 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 300,075 | 300,075 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 22,747 | 22,747 | 0 | 0.16 | 0.13 | -0.03 | hold |
| Ashton Thomas Private Wealth, LLC | 22,463 | 22,463 | 0 | 0.01 | 0.01 | -0.00 | hold |
| KEMPNER CAPITAL MANAGEMENT INC. | 47,800 | 47,800 | 0 | 0.21 | 0.21 | -0.00 | hold |
| COMERICA BANK | 135 | 135 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 248 | 195 | -53 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 7,425 | 7,320 | -105 | 0.00 | 0.00 | +0.00 | sell |
| Steward Partners Investment Advisory, LLC | 1,007 | 351 | -656 | 0.00 | 0.00 | -0.00 | sell |
| Rock Point Advisors, LLC | 68,550 | 67,675 | -875 | 0.16 | 0.16 | -0.00 | sell |
| Mariner, LLC | 20,619 | 19,619 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 1,000 | 0 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 18,640 | 17,558 | -1,082 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 173,278 | 171,236 | -2,042 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 203,510 | 200,701 | -2,809 | 0.32 | 0.34 | +0.02 | sell |
| ProVise Management Group, LLC | 13,750 | 10,750 | -3,000 | 0.01 | 0.01 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 21,373 | 17,543 | -3,830 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 18,962 | 14,960 | -4,002 | 0.01 | 0.01 | -0.00 | sell |
| MORGAN STANLEY | 225,572 | 221,459 | -4,113 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 46,929 | 42,528 | -4,401 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 5,000 | 0 | -5,000 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 203,990 | 197,490 | -6,500 | 0.00 | 0.00 | -0.00 | sell |
| WHITTIER TRUST CO OF NEVADA INC | 159,135 | 151,992 | -7,143 | 0.04 | 0.03 | -0.00 | sell |
| HighTower Advisors, LLC | 18,522 | 10,880 | -7,642 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 49,936 | 40,881 | -9,055 | 0.00 | 0.00 | -0.00 | sell |
| Summit Financial Wealth Advisors, LLC | 64,206 | 53,606 | -10,600 | 0.11 | 0.09 | -0.03 | sell |
| Narwhal Capital Management | 10,661 | 0 | -10,661 | 0.01 | 0.00 | -0.01 | sell |
| TRUE Private Wealth Advisors | 12,210 | 0 | -12,210 | 0.01 | 0.00 | -0.01 | sell |
| FIRST TRUST ADVISORS LP | 14,840 | 0 | -14,840 | 0.00 | 0.00 | -0.00 | sell |
| WHITTIER TRUST CO | 107,557 | 92,143 | -15,414 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 97,954 | 72,895 | -25,059 | 0.03 | 0.02 | -0.01 | sell |
| Bulldog Investors, LLP | 52,697 | 26,147 | -26,550 | 0.13 | 0.07 | -0.06 | sell |
| CITADEL ADVISORS LLC | 33,852 | 0 | -33,852 | 0.00 | 0.00 | -0.00 | sell |
| SARD WEALTH MANAGEMENT GROUP, LLC | 34,740 | 0 | -34,740 | 0.27 | 0.00 | -0.27 | sell |
| Tortoise Investment Management, LLC | 132,172 | 86,802 | -45,370 | 0.14 | 0.08 | -0.05 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 87,550 | 27,798 | -59,752 | 0.24 | 0.08 | -0.16 | sell |
| Saba Capital Management, L.P. | 1,076,406 | 1,006,586 | -69,820 | 0.20 | 0.17 | -0.03 | sell |
| Almitas Capital LLC | 73,762 | 0 | -73,762 | 0.20 | 0.00 | -0.20 | sell |
| 1607 Capital Partners, LLC | 1,363,762 | 883,873 | -479,889 | 0.74 | 0.57 | -0.17 | sell |