| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WHITEBOX ADVISORS LLC | 0 | 204,801 | +204,801 | 0.00 | 0.02 | +0.02 | buy |
| Hennion & Walsh Asset Management, Inc. | 0 | 90,530 | +90,530 | 0.00 | 0.02 | +0.02 | buy |
| Pathstone Holdings, LLC | 86,973 | 163,208 | +76,235 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 35,565 | 93,993 | +58,428 | 0.00 | 0.00 | +0.00 | buy |
| Independent Advisor Alliance | 0 | 50,251 | +50,251 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 196,578 | 227,014 | +30,436 | 0.63 | 0.78 | +0.15 | buy |
| Savvy Advisors, Inc. | 0 | 18,143 | +18,143 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 14,861 | 30,787 | +15,926 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 298,824 | 312,300 | +13,476 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 13,678 | 22,035 | +8,357 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,180,537 | 1,187,933 | +7,396 | 0.43 | 0.46 | +0.03 | buy |
| RIVERBRIDGE PARTNERS LLC | 40,871 | 48,234 | +7,363 | 0.01 | 0.01 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 21,200 | 27,928 | +6,728 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 62,781 | 67,497 | +4,716 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 177,428 | 180,685 | +3,257 | 0.00 | 0.00 | -0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 0 | 3,256 | +3,256 | 0.00 | 0.01 | +0.01 | buy |
| Allworth Financial LP | 0 | 3,000 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 188,362 | 191,062 | +2,700 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 2,639 | +2,639 | 0.00 | 0.00 | +0.00 | buy |
| Northwest Financial Advisors | 43,870 | 46,461 | +2,591 | 0.69 | 0.69 | -0.00 | buy |
| IHT Wealth Management, LLC | 23,801 | 25,913 | +2,112 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 0 | 1,454 | +1,454 | 0.00 | 0.00 | +0.00 | buy |
| Whipplewood Advisors, LLC | 91,087 | 91,874 | +787 | 0.45 | 0.37 | -0.08 | buy |
| WHITTIER TRUST CO OF NEVADA INC | 81,242 | 81,546 | +304 | 0.01 | 0.01 | -0.00 | buy |
| WHITTIER TRUST CO | 41,343 | 41,396 | +53 | 0.00 | 0.00 | +0.00 | buy |
| MAI Capital Management | 665 | 675 | +10 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 61,046 | 61,047 | +1 | 0.00 | 0.00 | +0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 15,110 | 15,110 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Janney Montgomery Scott LLC | 19,850 | 19,850 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 16,809 | 16,809 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Mariner, LLC | 19,618 | 19,618 | 0 | 0.00 | 0.00 | -0.00 | hold |
| 1607 Capital Partners, LLC | 437,801 | 437,801 | 0 | 0.23 | 0.24 | +0.01 | hold |
| Steward Partners Investment Advisory, LLC | 7,865 | 7,865 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 483 | 483 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Spire Wealth Management | 330 | 330 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allspring Global Investments Holdings, LLC | 172,051 | 172,051 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CASTLE WEALTH MANAGEMENT LLC | 32,451 | 32,451 | 0 | 0.08 | 0.08 | -0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 46,347 | 46,347 | 0 | 0.21 | 0.20 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| STEPHENS INC /AR/ | 24,800 | 24,800 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 12,500 | 12,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MERCER GLOBAL ADVISORS INC /ADV | 10,197 | 10,197 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Carson Advisory Inc. | 170,597 | 168,597 | -2,000 | 0.68 | 0.67 | -0.01 | sell |
| Rock Point Advisors, LLC | 70,925 | 66,925 | -4,000 | 0.14 | 0.14 | +0.00 | sell |
| Summit Financial Wealth Advisors, LLC | 46,556 | 42,556 | -4,000 | 0.05 | 0.05 | -0.00 | sell |
| HighTower Advisors, LLC | 14,653 | 10,430 | -4,223 | 0.00 | 0.00 | -0.00 | sell |
| Waverly Advisors, LLC | 64,525 | 59,963 | -4,562 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 187,459 | 182,798 | -4,661 | 0.00 | 0.00 | -0.00 | sell |
| GatePass Capital, LLC | 15,000 | 10,000 | -5,000 | 0.06 | 0.04 | -0.02 | sell |
| Traub Capital Management LLC | 94,791 | 86,839 | -7,952 | 0.70 | 0.66 | -0.04 | sell |
| GUGGENHEIM CAPITAL LLC | 305,465 | 296,924 | -8,541 | 0.02 | 0.02 | +0.00 | sell |
| UBS Group AG | 86,261 | 77,243 | -9,018 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 54,685 | 40,318 | -14,367 | 0.10 | 0.09 | -0.02 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 25,480 | 0 | -25,480 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 399,208 | 362,255 | -36,953 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 301,003 | 260,858 | -40,145 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 190,855 | 89,164 | -101,691 | 0.00 | 0.00 | -0.00 | sell |