| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,064,076 | 1,628,900 | +564,824 | 0.41 | 0.60 | +0.20 | buy |
| WHITEBOX ADVISORS LLC | 43,141 | 169,444 | +126,303 | 0.01 | 0.05 | +0.04 | buy |
| Bank of New York Mellon Corp | 0 | 104,052 | +104,052 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 79,100 | 140,999 | +61,899 | 0.12 | 0.19 | +0.07 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 31,609 | +31,609 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 14,960 | 38,715 | +23,755 | 0.01 | 0.03 | +0.02 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,093 | 22,204 | +20,111 | 0.00 | 0.04 | +0.03 | buy |
| SARD WEALTH MANAGEMENT GROUP, LLC | 0 | 14,944 | +14,944 | 0.00 | 0.08 | +0.08 | buy |
| Fort Point Capital Partners LLC | 50,102 | 61,276 | +11,174 | 0.05 | 0.06 | +0.01 | buy |
| Kestra Advisory Services, LLC | 0 | 10,750 | +10,750 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 221,459 | 230,248 | +8,789 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 20,916 | 21,889 | +973 | 0.00 | 0.00 | +0.00 | buy |
| Creative Planning | 17,663 | 18,140 | +477 | 0.00 | 0.00 | -0.00 | buy |
| Wealthcare Advisory Partners LLC | 22,931 | 23,079 | +148 | 0.01 | 0.01 | -0.00 | buy |
| ROYAL BANK OF CANADA | 40,881 | 40,927 | +46 | 0.00 | 0.00 | -0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 15,110 | 15,110 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NOMURA HOLDINGS INC | 22,600 | 22,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ProVise Management Group, LLC | 10,750 | 10,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Bulldog Investors, LLP | 26,147 | 26,147 | 0 | 0.07 | 0.08 | +0.01 | hold |
| Avior Wealth Management, LLC | 1,829 | 1,829 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 424 | 424 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 351 | 351 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aquire Wealth Advisors, LLC | 19,660 | 19,660 | 0 | 0.05 | 0.05 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 483 | 483 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 330 | 330 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allspring Global Investments Holdings, LLC | 300,075 | 300,075 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 22,747 | 22,747 | 0 | 0.13 | 0.12 | -0.01 | hold |
| Ashton Thomas Private Wealth, LLC | 22,463 | 22,463 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 197,490 | 197,490 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KEMPNER CAPITAL MANAGEMENT INC. | 47,800 | 47,800 | 0 | 0.21 | 0.20 | -0.01 | hold |
| Mariner, LLC | 19,619 | 19,618 | -1 | 0.00 | 0.00 | -0.00 | sell |
| BESSEMER GROUP INC | 195 | 181 | -14 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 50 | 0 | -50 | 0.00 | 0.00 | 0.00 | sell |
| COMERICA BANK | 135 | 0 | -135 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 7,320 | 7,160 | -160 | 0.00 | 0.00 | +0.00 | sell |
| Rock Point Advisors, LLC | 67,675 | 67,425 | -250 | 0.16 | 0.16 | -0.00 | sell |
| HighTower Advisors, LLC | 10,880 | 10,080 | -800 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 23,826 | 23,017 | -809 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 42,528 | 40,767 | -1,761 | 0.00 | 0.00 | -0.00 | sell |
| Waverly Advisors, LLC | 84,807 | 83,045 | -1,762 | 0.02 | 0.01 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 17,543 | 15,677 | -1,866 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 98,144 | 95,138 | -3,006 | 0.00 | 0.00 | -0.00 | sell |
| Summit Financial Wealth Advisors, LLC | 53,606 | 49,606 | -4,000 | 0.09 | 0.08 | -0.01 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 17,558 | 13,407 | -4,151 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 171,236 | 166,219 | -5,017 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 226,322 | 218,628 | -7,694 | 0.01 | 0.01 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 27,798 | 15,672 | -12,126 | 0.08 | 0.04 | -0.03 | sell |
| Tortoise Investment Management, LLC | 86,802 | 72,252 | -14,550 | 0.08 | 0.06 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,484 | 0 | -17,484 | 0.00 | 0.00 | -0.00 | sell |
| WHITTIER TRUST CO OF NEVADA INC | 151,992 | 133,089 | -18,903 | 0.03 | 0.03 | -0.01 | sell |
| WHITTIER TRUST CO | 92,143 | 71,824 | -20,319 | 0.01 | 0.01 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,225,495 | 1,192,499 | -32,996 | 0.22 | 0.22 | -0.01 | sell |
| Logan Stone Capital, LLC | 200,701 | 151,483 | -49,218 | 0.34 | 0.31 | -0.03 | sell |
| AQR Arbitrage LLC | 72,895 | 13,200 | -59,695 | 0.02 | 0.00 | -0.02 | sell |
| SkyView Investment Advisors, LLC | 85,443 | 19,076 | -66,367 | 0.13 | 0.03 | -0.10 | sell |
| 1607 Capital Partners, LLC | 883,873 | 786,857 | -97,016 | 0.57 | 0.55 | -0.02 | sell |
| Saba Capital Management, L.P. | 1,006,586 | 198,879 | -807,707 | 0.17 | 0.03 | -0.14 | sell |