| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 113,127 | 293,682 | +180,555 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,223,607 | 1,399,124 | +175,517 | 0.51 | 0.58 | +0.08 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 67,091 | 194,504 | +127,413 | 0.21 | 0.61 | +0.40 | buy |
| Whipplewood Advisors, LLC | 104 | 85,086 | +84,982 | 0.39 | 0.35 | -0.04 | buy |
| Invesco Ltd. | 131,915 | 205,096 | +73,181 | 0.00 | 0.00 | +0.00 | buy |
| Logan Stone Capital, LLC | 11,574 | 51,748 | +40,174 | 0.04 | 0.18 | +0.14 | buy |
| MORGAN STANLEY | 210,861 | 230,244 | +19,383 | 0.00 | 0.00 | -0.00 | buy |
| CAPTRUST FINANCIAL ADVISORS | 0 | 12,711 | +12,711 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 34,497 | 46,347 | +11,850 | 0.18 | 0.22 | +0.04 | buy |
| RAYMOND JAMES FINANCIAL INC | 178,209 | 189,929 | +11,720 | 0.00 | 0.00 | -0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 0 | 11,334 | +11,334 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 10,370 | +10,370 | 0.00 | 0.01 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 33,955 | 43,898 | +9,943 | 0.01 | 0.01 | +0.00 | buy |
| IHT Wealth Management, LLC | 16,215 | 20,328 | +4,113 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 30,278 | 32,362 | +2,084 | 0.00 | 0.00 | -0.00 | buy |
| AVANTAX ADVISORY SERVICES, INC. | 157,567 | 157,997 | +430 | 0.01 | 0.01 | -0.00 | buy |
| UBS Group AG | 76,060 | 76,271 | +211 | 0.00 | 0.00 | -0.00 | buy |
| MAI Capital Management | 629 | 640 | +11 | 0.00 | 0.00 | -0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 15,110 | 15,110 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ProVise Management Group, LLC | 10,750 | 10,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Mariner, LLC | 19,618 | 19,618 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tortoise Investment Management, LLC | 29,475 | 29,475 | 0 | 0.02 | 0.02 | -0.00 | hold |
| FNY Investment Advisers, LLC | 50 | 50 | 0 | 0.00 | 0.00 | 0.00 | hold |
| Aquire Wealth Advisors, LLC | 19,660 | 19,660 | 0 | 0.05 | 0.04 | -0.01 | hold |
| SkyView Investment Advisors, LLC | 14,058 | 14,058 | 0 | 0.02 | 0.02 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 483 | 483 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 330 | 330 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Allspring Global Investments Holdings, LLC | 171,558 | 171,558 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 3,600 | 3,600 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Northwest Financial Advisors | 13,500 | 13,500 | 0 | 0.09 | 0.14 | +0.05 | hold |
| Ashton Thomas Private Wealth, LLC | 22,463 | 22,463 | 0 | 0.01 | 0.01 | -0.00 | hold |
| GatePass Capital, LLC | 15,000 | 15,000 | 0 | 0.09 | 0.07 | -0.01 | hold |
| STEPHENS INC /AR/ | 24,450 | 24,450 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 12,500 | 12,500 | 0 | 0.01 | 0.01 | -0.00 | hold |
| KEMPNER CAPITAL MANAGEMENT INC. | 47,800 | 47,800 | 0 | 0.21 | 0.19 | -0.02 | hold |
| HighTower Advisors, LLC | 19,804 | 19,640 | -164 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 8,216 | 7,865 | -351 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 15,000 | 14,483 | -517 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 17,527 | 16,809 | -718 | 0.03 | 0.02 | -0.00 | sell |
| Summit Financial Wealth Advisors, LLC | 48,356 | 46,556 | -1,800 | 0.07 | 0.06 | -0.01 | sell |
| OSAIC HOLDINGS, INC. | 20,335 | 18,534 | -1,801 | 0.00 | 0.00 | -0.00 | sell |
| Rock Point Advisors, LLC | 66,425 | 63,675 | -2,750 | 0.16 | 0.14 | -0.02 | sell |
| Carson Advisory Inc. | 197,797 | 194,897 | -2,900 | 1.04 | 0.93 | -0.11 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 196,090 | 192,362 | -3,728 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 161,235 | 157,166 | -4,069 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 15,677 | 10,197 | -5,480 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 339,934 | 332,781 | -7,153 | 0.02 | 0.02 | -0.00 | sell |
| Waverly Advisors, LLC | 86,864 | 79,641 | -7,223 | 0.01 | 0.01 | -0.00 | sell |
| Moors & Cabot, Inc. | 11,216 | 0 | -11,216 | 0.00 | 0.00 | -0.00 | sell |
| WHITTIER TRUST CO | 54,079 | 42,850 | -11,229 | 0.01 | 0.00 | -0.00 | sell |
| SARD WEALTH MANAGEMENT GROUP, LLC | 11,892 | 0 | -11,892 | 0.06 | 0.00 | -0.06 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 13,514 | 0 | -13,514 | 0.00 | 0.00 | -0.00 | sell |
| WHITTIER TRUST CO OF NEVADA INC | 110,475 | 96,910 | -13,565 | 0.02 | 0.02 | -0.01 | sell |
| PKS Advisory Services, LLC | 14,000 | 0 | -14,000 | 0.03 | 0.00 | -0.03 | sell |
| 1607 Capital Partners, LLC | 609,573 | 594,301 | -15,272 | 0.38 | 0.36 | -0.02 | sell |
| WHITEBOX ADVISORS LLC | 271,438 | 252,626 | -18,812 | 0.07 | 0.05 | -0.02 | sell |
| Bank of New York Mellon Corp | 103,910 | 73,697 | -30,213 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 250,596 | 199,751 | -50,845 | 0.01 | 0.01 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 628,221 | 21,200 | -607,021 | 0.11 | 0.00 | -0.11 | sell |