| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES, INC. | 0 | 151,520 | +151,520 | 0.00 | 0.01 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 0 | 122,403 | +122,403 | 0.00 | 0.01 | +0.01 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,192,499 | 1,282,145 | +89,646 | 0.22 | 0.23 | +0.02 | buy |
| Carson Advisory Inc. | 0 | 89,381 | +89,381 | 0.00 | 0.46 | +0.46 | buy |
| Pathstone Holdings, LLC | 218,628 | 270,171 | +51,543 | 0.01 | 0.01 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,628,900 | 1,674,840 | +45,940 | 0.60 | 0.66 | +0.06 | buy |
| STEPHENS INC /AR/ | 0 | 24,750 | +24,750 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 31,609 | 52,493 | +20,884 | 0.00 | 0.01 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 0 | 12,500 | +12,500 | 0.00 | 0.01 | +0.01 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 22,747 | 34,497 | +11,750 | 0.12 | 0.19 | +0.06 | buy |
| NWF Advisory Services Inc. | 0 | 11,250 | +11,250 | 0.00 | 0.01 | +0.01 | buy |
| OSAIC HOLDINGS, INC. | 7,160 | 17,870 | +10,710 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 10,080 | 12,375 | +2,295 | 0.00 | 0.00 | +0.00 | buy |
| WHITEBOX ADVISORS LLC | 169,444 | 171,438 | +1,994 | 0.05 | 0.06 | +0.01 | buy |
| Avior Wealth Management, LLC | 1,829 | 3,045 | +1,216 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 40,767 | 41,374 | +607 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 95,138 | 95,511 | +373 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 21,889 | 21,974 | +85 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 181 | 257 | +76 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 50 | +50 | 0.00 | 0.00 | 0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 13,407 | 13,410 | +3 | 0.00 | 0.00 | -0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 15,110 | 15,110 | 0 | 0.01 | 0.01 | +0.00 | hold |
| ProVise Management Group, LLC | 10,750 | 10,750 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 22,204 | 22,204 | 0 | 0.04 | 0.03 | -0.00 | hold |
| Mariner, LLC | 19,618 | 19,618 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bulldog Investors, LLP | 26,147 | 26,147 | 0 | 0.08 | 0.07 | -0.00 | hold |
| Summit Financial Wealth Advisors, LLC | 49,606 | 49,606 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 351 | 351 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aquire Wealth Advisors, LLC | 19,660 | 19,660 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Kestra Advisory Services, LLC | 10,750 | 10,750 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SOA Wealth Advisors, LLC. | 483 | 483 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 330 | 330 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SARD WEALTH MANAGEMENT GROUP, LLC | 14,944 | 14,944 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Ashton Thomas Private Wealth, LLC | 22,463 | 22,463 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MERCER GLOBAL ADVISORS INC /ADV | 15,677 | 15,677 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KEMPNER CAPITAL MANAGEMENT INC. | 47,800 | 47,800 | 0 | 0.20 | 0.20 | +0.00 | hold |
| Bank of New York Mellon Corp | 104,052 | 104,045 | -7 | 0.00 | 0.00 | +0.00 | sell |
| Rock Point Advisors, LLC | 67,425 | 67,175 | -250 | 0.16 | 0.15 | -0.01 | sell |
| Waverly Advisors, LLC | 83,045 | 82,759 | -286 | 0.01 | 0.01 | -0.00 | sell |
| NewEdge Advisors, LLC | 424 | 0 | -424 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 197,490 | 196,490 | -1,000 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 230,248 | 228,743 | -1,505 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 40,927 | 37,523 | -3,404 | 0.00 | 0.00 | -0.00 | sell |
| SkyView Investment Advisors, LLC | 19,076 | 14,058 | -5,018 | 0.03 | 0.02 | -0.01 | sell |
| Wealthcare Advisory Partners LLC | 23,079 | 16,373 | -6,706 | 0.01 | 0.00 | -0.00 | sell |
| Tortoise Investment Management, LLC | 72,252 | 64,822 | -7,430 | 0.06 | 0.06 | -0.01 | sell |
| WHITTIER TRUST CO OF NEVADA INC | 133,089 | 124,188 | -8,901 | 0.03 | 0.03 | -0.00 | sell |
| LPL Financial LLC | 166,219 | 156,524 | -9,695 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 151,483 | 141,540 | -9,943 | 0.31 | 0.29 | -0.02 | sell |
| NOMURA HOLDINGS INC | 22,600 | 11,017 | -11,583 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 13,200 | 0 | -13,200 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 15,672 | 0 | -15,672 | 0.04 | 0.00 | -0.04 | sell |
| WHITTIER TRUST CO | 71,824 | 55,684 | -16,140 | 0.01 | 0.01 | -0.00 | sell |
| Creative Planning | 18,140 | 0 | -18,140 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 23,017 | 0 | -23,017 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 38,715 | 0 | -38,715 | 0.03 | 0.00 | -0.03 | sell |
| Fort Point Capital Partners LLC | 61,276 | 0 | -61,276 | 0.06 | 0.00 | -0.06 | sell |
| Saba Capital Management, L.P. | 198,879 | 125,453 | -73,426 | 0.03 | 0.02 | -0.01 | sell |
| Allspring Global Investments Holdings, LLC | 300,075 | 216,075 | -84,000 | 0.00 | 0.00 | -0.00 | sell |
| Alpine Global Management, LLC | 140,999 | 0 | -140,999 | 0.19 | 0.00 | -0.19 | sell |
| 1607 Capital Partners, LLC | 786,857 | 628,157 | -158,700 | 0.55 | 0.47 | -0.08 | sell |