| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 606,361 | 1,054,039 | +447,678 | 0.12 | 0.20 | +0.08 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 511,109 | 575,888 | +64,779 | 0.19 | 0.21 | +0.02 | buy |
| Logan Stone Capital, LLC | 160,926 | 203,510 | +42,584 | 0.32 | 0.32 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 33,852 | +33,852 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 1,050,901 | 1,076,406 | +25,505 | 0.24 | 0.20 | -0.04 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 18,962 | +18,962 | 0.00 | 0.01 | +0.01 | buy |
| Almitas Capital LLC | 56,603 | 73,762 | +17,159 | 0.19 | 0.20 | +0.00 | buy |
| Fort Point Capital Partners LLC | 16,288 | 24,713 | +8,425 | 0.02 | 0.03 | +0.01 | buy |
| HighTower Advisors, LLC | 11,983 | 18,522 | +6,539 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 93,622 | 97,954 | +4,332 | 0.03 | 0.03 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 42,811 | 46,929 | +4,118 | 0.00 | 0.00 | +0.00 | buy |
| Bulldog Investors, LLP | 48,632 | 52,697 | +4,065 | 0.12 | 0.13 | +0.01 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 2,403 | 5,000 | +2,597 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 1,433 | +1,433 | 0.00 | 0.00 | +0.00 | buy |
| Narwhal Capital Management | 10,489 | 10,661 | +172 | 0.01 | 0.01 | -0.00 | buy |
| COMERICA BANK | 19 | 135 | +116 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 23,665 | 23,767 | +102 | 0.00 | 0.00 | -0.00 | buy |
| BESSEMER GROUP INC | 202 | 248 | +46 | 0.00 | 0.00 | +0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 15,110 | 15,110 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Mariner, LLC | 20,619 | 20,619 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Creative Planning | 17,663 | 17,663 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 87,550 | 87,550 | 0 | 0.28 | 0.24 | -0.04 | hold |
| Summit Financial Wealth Advisors, LLC | 64,206 | 64,206 | 0 | 0.11 | 0.11 | -0.00 | hold |
| NewEdge Advisors, LLC | 424 | 424 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUE Private Wealth Advisors | 12,210 | 12,210 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 1,007 | 1,007 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Aquire Wealth Advisors, LLC | 19,660 | 19,660 | 0 | 0.06 | 0.06 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 483 | 483 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Spire Wealth Management | 330 | 330 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allspring Global Investments Holdings, LLC | 300,075 | 300,075 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MELFA WEALTH MANAGEMENT, INC. | 22,747 | 22,747 | 0 | 0.18 | 0.16 | -0.01 | hold |
| Ashton Thomas Private Wealth, LLC | 22,463 | 22,463 | 0 | 0.01 | 0.01 | -0.00 | hold |
| US BANCORP \DE\ | 1,000 | 1,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| KEMPNER CAPITAL MANAGEMENT INC. | 47,800 | 47,800 | 0 | 0.21 | 0.21 | -0.00 | hold |
| FNY Investment Advisers, LLC | 50 | 0 | -50 | 0.00 | 0.00 | 0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 22,293 | 21,373 | -920 | 0.00 | 0.00 | -0.00 | sell |
| Wealthcare Advisory Partners LLC | 23,925 | 22,791 | -1,134 | 0.01 | 0.01 | -0.00 | sell |
| BENJAMIN EDWARDS INC | 2,526 | 0 | -2,526 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 11,030 | 7,425 | -3,605 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 99,516 | 95,381 | -4,135 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 5,108 | 0 | -5,108 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 22,609 | 14,840 | -7,769 | 0.00 | 0.00 | -0.00 | sell |
| 1607 Capital Partners, LLC | 1,372,187 | 1,363,762 | -8,425 | 0.74 | 0.74 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 10,422 | 0 | -10,422 | 0.00 | 0.00 | -0.00 | sell |
| ProVise Management Group, LLC | 25,750 | 13,750 | -12,000 | 0.02 | 0.01 | -0.01 | sell |
| LPL Financial LLC | 186,663 | 173,278 | -13,385 | 0.00 | 0.00 | -0.00 | sell |
| Connecticut Wealth Management, LLC | 13,600 | 0 | -13,600 | 0.01 | 0.00 | -0.01 | sell |
| ROYAL BANK OF CANADA | 64,043 | 49,936 | -14,107 | 0.00 | 0.00 | -0.00 | sell |
| Rock Point Advisors, LLC | 83,200 | 68,550 | -14,650 | 0.21 | 0.16 | -0.05 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 17,111 | 0 | -17,111 | 0.11 | 0.00 | -0.11 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,190 | 0 | -17,190 | 0.00 | 0.00 | -0.00 | sell |
| CAPTRUST FINANCIAL ADVISORS | 17,869 | 0 | -17,869 | 0.00 | 0.00 | -0.00 | sell |
| WHITTIER TRUST CO | 136,875 | 107,557 | -29,318 | 0.02 | 0.01 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 29,896 | 0 | -29,896 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 236,877 | 203,990 | -32,887 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 40,000 | 0 | -40,000 | 0.01 | 0.00 | -0.01 | sell |
| WHITTIER TRUST CO OF NEVADA INC | 200,830 | 159,135 | -41,695 | 0.05 | 0.04 | -0.01 | sell |
| Tortoise Investment Management, LLC | 181,505 | 132,172 | -49,333 | 0.19 | 0.14 | -0.06 | sell |
| PARK AVENUE SECURITIES LLC | 92,836 | 0 | -92,836 | 0.01 | 0.00 | -0.01 | sell |
| SkyView Investment Advisors, LLC | 95,475 | 0 | -95,475 | 0.28 | 0.00 | -0.28 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 117,816 | 18,640 | -99,176 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 437,828 | 225,572 | -212,256 | 0.00 | 0.00 | -0.00 | sell |