| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,019,361 | 1,613,361 | +594,000 | 0.26 | 0.40 | +0.14 | buy |
| Saba Capital Management, L.P. | 2,649,742 | 2,757,652 | +107,910 | 0.68 | 0.65 | -0.03 | buy |
| SANDERS MORRIS HARRIS LLC | 0 | 39,004 | +39,004 | 0.00 | 0.08 | +0.08 | buy |
| WHITEBOX ADVISORS LLC | 0 | 36,588 | +36,588 | 0.00 | 0.01 | +0.01 | buy |
| Fort Point Capital Partners LLC | 45,543 | 71,318 | +25,775 | 0.07 | 0.10 | +0.03 | buy |
| BANK OF AMERICA CORP /DE/ | 177,449 | 195,966 | +18,517 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 149,800 | 164,750 | +14,950 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,213 | 14,141 | +8,928 | 0.01 | 0.03 | +0.02 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 15,710 | 22,867 | +7,157 | 0.06 | 0.09 | +0.03 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 28,807 | 31,619 | +2,812 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 152,979 | 154,579 | +1,600 | 0.55 | 0.69 | +0.14 | buy |
| WELLS FARGO & COMPANY/MN | 9,650 | 10,985 | +1,335 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 35,738 | 36,872 | +1,134 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 34,823 | 35,913 | +1,090 | 0.00 | 0.00 | -0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 403,155 | 404,063 | +908 | 0.03 | 0.03 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 130 | 132 | +2 | 0.00 | 0.00 | -0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 20,010 | 20,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 10,414 | 10,414 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANANDAIGUA NATIONAL BANK & TRUST CO | 13,000 | 13,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 383,936 | 383,936 | 0 | 1.42 | 1.44 | +0.02 | hold |
| Bridgewater Advisors Inc. | 57,561 | 57,561 | 0 | 0.09 | 0.09 | +0.00 | hold |
| Scarborough Advisors, LLC | 253 | 253 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MML INVESTORS SERVICES, LLC | 13,193 | 13,193 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Focused Wealth Management, Inc | 1,280 | 0 | -1,280 | 0.00 | 0.00 | -0.00 | sell |
| Tortoise Investment Management, LLC | 2,663 | 1,033 | -1,630 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 128,776 | 125,768 | -3,008 | 0.00 | 0.00 | -0.00 | sell |
| SHUFRO ROSE & CO LLC | 23,500 | 20,000 | -3,500 | 0.02 | 0.02 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 29,209 | 21,635 | -7,574 | 0.00 | 0.00 | -0.00 | sell |
| NOMURA HOLDINGS INC | 10,855 | 0 | -10,855 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 113,610 | 98,892 | -14,718 | 0.06 | 0.05 | -0.01 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 43,239 | 20,937 | -22,302 | 0.04 | 0.02 | -0.02 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 24,957 | 0 | -24,957 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 158,350 | 131,120 | -27,230 | 0.07 | 0.05 | -0.02 | sell |
| Matisse Capital | 35,794 | 0 | -35,794 | 0.20 | 0.00 | -0.20 | sell |
| Lido Advisors, LLC | 170,381 | 132,842 | -37,539 | 0.02 | 0.01 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 280,865 | 221,118 | -59,747 | 0.17 | 0.13 | -0.04 | sell |
| Logan Stone Capital, LLC | 377,156 | 237,289 | -139,867 | 0.79 | 0.55 | -0.25 | sell |