| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| ROBINSON CAPITAL MANAGEMENT, LLC | 98,122 | 280,983 | +182,861 | 0.41 | 1.19 | +0.78 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 24,381 | +24,381 | 0.00 | 0.02 | +0.02 | buy |
| OPPENHEIMER ASSET MANAGEMENT INC. | 0 | 17,874 | +17,874 | 0.00 | 0.00 | +0.00 | buy |
| North Ground Capital | 51,707 | 68,304 | +16,597 | 0.58 | 0.72 | +0.13 | buy |
| LPL Financial LLC | 19,050 | 35,566 | +16,516 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 45,616 | 54,130 | +8,514 | 0.00 | 0.00 | +0.00 | buy |
| CARY STREET PARTNERS FINANCIAL LLC | 14,599 | 19,599 | +5,000 | 0.00 | 0.01 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 11,436 | 16,368 | +4,932 | 0.00 | 0.00 | +0.00 | buy |
| Elequin Capital, LP | 0 | 69 | +69 | 0.00 | 0.00 | +0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 20,010 | 20,010 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 10,414 | 10,414 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Lido Advisors, LLC | 99,942 | 99,942 | 0 | 0.01 | 0.01 | -0.00 | hold |
| PFG Investments, LLC | 10,700 | 10,700 | 0 | 0.01 | 0.01 | +0.00 | hold |
| MML INVESTORS SERVICES, LLC | 13,193 | 13,193 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASHTON THOMAS SECURITIES, LLC | 111,700 | 111,700 | 0 | 0.32 | 0.32 | +0.00 | hold |
| SHUFRO ROSE & CO LLC | 20,000 | 20,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 11,428 | 11,427 | -1 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 10,678 | 10,616 | -62 | 0.00 | 0.00 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 15,534 | 9,382 | -6,152 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 155,450 | 148,415 | -7,035 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 10,956 | 0 | -10,956 | 0.00 | 0.00 | -0.00 | sell |
| CANANDAIGUA NATIONAL BANK & TRUST CO | 13,000 | 0 | -13,000 | 0.01 | 0.00 | -0.01 | sell |
| Marex Group plc | 13,200 | 0 | -13,200 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 13,618 | 0 | -13,618 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 153,293 | 139,175 | -14,118 | 0.07 | 0.06 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 350,865 | 333,884 | -16,981 | 0.03 | 0.03 | +0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 19,441 | 0 | -19,441 | 0.00 | 0.00 | -0.00 | sell |
| Thomas J. Herzfeld Advisors, Inc. | 24,132 | 0 | -24,132 | 0.08 | 0.00 | -0.08 | sell |
| Joseph P. Lucia & Associates, LLC | 26,064 | 0 | -26,064 | 0.12 | 0.00 | -0.12 | sell |
| MORGAN STANLEY | 133,741 | 0 | -133,741 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 250,348 | 104,964 | -145,384 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 264,048 | 68,254 | -195,794 | 0.13 | 0.04 | -0.10 | sell |
| Saba Capital Management, L.P. | 200,901 | 0 | -200,901 | 0.05 | 0.00 | -0.05 | sell |
| SIT INVESTMENT ASSOCIATES INC | 409,252 | 20,212 | -389,040 | 0.10 | 0.00 | -0.09 | sell |