| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,613,361 | 1,954,256 | +340,895 | 0.40 | 0.51 | +0.11 | buy |
| WHITEBOX ADVISORS LLC | 36,588 | 120,354 | +83,766 | 0.01 | 0.05 | +0.04 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 98,892 | 162,746 | +63,854 | 0.05 | 0.09 | +0.04 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 22,867 | 40,249 | +17,382 | 0.09 | 0.16 | +0.07 | buy |
| BANK OF AMERICA CORP /DE/ | 195,966 | 212,693 | +16,727 | 0.00 | 0.00 | +0.00 | buy |
| Capital Investment Counsel, LLC | 0 | 16,000 | +16,000 | 0.00 | 0.04 | +0.04 | buy |
| Joseph P. Lucia & Associates, LLC | 0 | 11,267 | +11,267 | 0.00 | 0.06 | +0.06 | buy |
| GUGGENHEIM CAPITAL LLC | 404,063 | 411,517 | +7,454 | 0.03 | 0.03 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 221,118 | 227,802 | +6,684 | 0.13 | 0.13 | +0.00 | buy |
| Fort Point Capital Partners LLC | 71,318 | 76,477 | +5,159 | 0.10 | 0.11 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 10,985 | 14,228 | +3,243 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 36,872 | 37,725 | +853 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 31,619 | 31,694 | +75 | 0.00 | 0.00 | -0.00 | buy |
| Saba Capital Management, L.P. | 2,757,652 | 2,757,658 | +6 | 0.65 | 0.68 | +0.03 | buy |
| Steward Partners Investment Advisory, LLC | 132 | 133 | +1 | 0.00 | 0.00 | +0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 20,010 | 20,010 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SANDERS MORRIS HARRIS LLC | 39,004 | 39,004 | 0 | 0.08 | 0.07 | -0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 10,414 | 10,414 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANANDAIGUA NATIONAL BANK & TRUST CO | 13,000 | 13,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Scarborough Advisors, LLC | 253 | 253 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MML INVESTORS SERVICES, LLC | 13,193 | 13,193 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SHUFRO ROSE & CO LLC | 20,000 | 20,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 14,141 | 13,763 | -378 | 0.03 | 0.03 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 21,635 | 20,664 | -971 | 0.00 | 0.00 | +0.00 | sell |
| Tortoise Investment Management, LLC | 1,033 | 0 | -1,033 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 125,768 | 123,418 | -2,350 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 164,750 | 160,250 | -4,500 | 0.00 | 0.00 | +0.00 | sell |
| UBS Group AG | 35,913 | 27,926 | -7,987 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 20,937 | 0 | -20,937 | 0.02 | 0.00 | -0.02 | sell |
| Lido Advisors, LLC | 132,842 | 101,042 | -31,800 | 0.01 | 0.01 | -0.00 | sell |
| AQR Arbitrage LLC | 131,120 | 98,965 | -32,155 | 0.05 | 0.03 | -0.02 | sell |
| Bridgewater Advisors Inc. | 57,561 | 0 | -57,561 | 0.09 | 0.00 | -0.09 | sell |
| Almitas Capital LLC | 154,579 | 96,688 | -57,891 | 0.69 | 0.45 | -0.23 | sell |
| Logan Stone Capital, LLC | 237,289 | 129,794 | -107,495 | 0.55 | 0.38 | -0.17 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 383,936 | 275,205 | -108,731 | 1.44 | 1.11 | -0.33 | sell |