| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 139,175 | 165,485 | +26,310 | 0.06 | 0.07 | +0.01 | buy |
| GUGGENHEIM CAPITAL LLC | 333,884 | 354,973 | +21,089 | 0.03 | 0.03 | -0.00 | buy |
| ASHTON THOMAS SECURITIES, LLC | 111,700 | 130,700 | +19,000 | 0.32 | 0.33 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 104,964 | 112,148 | +7,184 | 0.00 | 0.00 | -0.00 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 10,414 | 12,274 | +1,860 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 1,259 | +1,259 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 11,427 | 12,367 | +940 | 0.00 | 0.00 | -0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 20,010 | 20,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| LPL Financial LLC | 35,566 | 35,566 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CARY STREET PARTNERS FINANCIAL LLC | 19,599 | 19,599 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Lido Advisors, LLC | 99,942 | 99,942 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SHUFRO ROSE & CO LLC | 20,000 | 20,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Elequin Capital, LP | 69 | 0 | -69 | 0.00 | 0.00 | -0.00 | sell |
| PFG Investments, LLC | 10,700 | 10,300 | -400 | 0.01 | 0.01 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 54,130 | 53,334 | -796 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 16,368 | 14,949 | -1,419 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 10,616 | 7,573 | -3,043 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 9,382 | 6,062 | -3,320 | 0.00 | 0.00 | -0.00 | sell |
| North Ground Capital | 68,304 | 61,473 | -6,831 | 0.72 | 0.82 | +0.10 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 280,983 | 273,763 | -7,220 | 1.19 | 1.20 | +0.01 | sell |
| ROYAL BANK OF CANADA | 148,415 | 139,415 | -9,000 | 0.00 | 0.00 | -0.00 | sell |
| MML INVESTORS SERVICES, LLC | 13,193 | 0 | -13,193 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 24,381 | 10,164 | -14,217 | 0.02 | 0.01 | -0.01 | sell |
| SIT INVESTMENT ASSOCIATES INC | 20,212 | 4,689 | -15,523 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER ASSET MANAGEMENT INC. | 17,874 | 0 | -17,874 | 0.00 | 0.00 | -0.00 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 68,254 | 0 | -68,254 | 0.04 | 0.00 | -0.04 | sell |