| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 162,746 | 201,747 | +39,001 | 0.09 | 0.11 | +0.03 | buy |
| MORGAN STANLEY | 123,418 | 147,535 | +24,117 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 212,693 | 235,163 | +22,470 | 0.00 | 0.00 | +0.00 | buy |
| NBT BANK N A /NY | 0 | 9,300 | +9,300 | 0.00 | 0.01 | +0.01 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 31,694 | 36,695 | +5,001 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 14,228 | 16,227 | +1,999 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 40,249 | 41,533 | +1,284 | 0.16 | 0.16 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 963 | +963 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 37,725 | 38,198 | +473 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 133 | 136 | +3 | 0.00 | 0.00 | -0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 20,010 | 20,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SANDERS MORRIS HARRIS LLC | 39,004 | 39,004 | 0 | 0.07 | 0.07 | +0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 10,414 | 10,414 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANANDAIGUA NATIONAL BANK & TRUST CO | 13,000 | 13,000 | 0 | 0.02 | 0.01 | -0.00 | hold |
| Saba Capital Management, L.P. | 2,757,658 | 2,757,658 | 0 | 0.68 | 0.70 | +0.02 | hold |
| Joseph P. Lucia & Associates, LLC | 11,267 | 11,267 | 0 | 0.06 | 0.06 | -0.01 | hold |
| Capital Investment Counsel, LLC | 16,000 | 16,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| MML INVESTORS SERVICES, LLC | 13,193 | 13,193 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ASHTON THOMAS SECURITIES, LLC | 45,500 | 45,500 | 0 | 0.17 | 0.10 | -0.07 | hold |
| SHUFRO ROSE & CO LLC | 20,000 | 20,000 | 0 | 0.02 | 0.02 | 0.00 | hold |
| Scarborough Advisors, LLC | 253 | 0 | -253 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 27,926 | 27,532 | -394 | 0.00 | 0.00 | -0.00 | sell |
| Lido Advisors, LLC | 101,042 | 99,942 | -1,100 | 0.01 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 160,250 | 158,050 | -2,200 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 20,664 | 13,029 | -7,635 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 13,763 | 6,097 | -7,666 | 0.03 | 0.01 | -0.02 | sell |
| Logan Stone Capital, LLC | 129,794 | 121,969 | -7,825 | 0.38 | 0.35 | -0.03 | sell |
| SIT INVESTMENT ASSOCIATES INC | 1,954,256 | 1,931,660 | -22,596 | 0.51 | 0.50 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 275,205 | 242,841 | -32,364 | 1.11 | 0.97 | -0.15 | sell |
| AQR Arbitrage LLC | 98,965 | 65,746 | -33,219 | 0.03 | 0.02 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 411,517 | 337,588 | -73,929 | 0.03 | 0.03 | -0.01 | sell |
| Fort Point Capital Partners LLC | 76,477 | 0 | -76,477 | 0.11 | 0.00 | -0.11 | sell |
| Hennion & Walsh Asset Management, Inc. | 227,802 | 150,218 | -77,584 | 0.13 | 0.08 | -0.05 | sell |
| Almitas Capital LLC | 96,688 | 0 | -96,688 | 0.45 | 0.00 | -0.45 | sell |
| WHITEBOX ADVISORS LLC | 120,354 | 0 | -120,354 | 0.05 | 0.00 | -0.05 | sell |