| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,304,789 | 2,649,742 | +1,344,953 | 0.38 | 0.68 | +0.30 | buy |
| SIT INVESTMENT ASSOCIATES INC | 411,783 | 1,019,361 | +607,578 | 0.10 | 0.26 | +0.16 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 208,936 | 383,936 | +175,000 | 0.84 | 1.42 | +0.58 | buy |
| Lido Advisors, LLC | 0 | 170,381 | +170,381 | 0.00 | 0.02 | +0.02 | buy |
| Almitas Capital LLC | 0 | 152,979 | +152,979 | 0.00 | 0.55 | +0.55 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 113,610 | +113,610 | 0.00 | 0.06 | +0.06 | buy |
| Logan Stone Capital, LLC | 292,783 | 377,156 | +84,373 | 0.73 | 0.79 | +0.06 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 43,239 | +43,239 | 0.00 | 0.04 | +0.04 | buy |
| Fort Point Capital Partners LLC | 17,717 | 45,543 | +27,826 | 0.03 | 0.07 | +0.05 | buy |
| AQR Arbitrage LLC | 136,986 | 158,350 | +21,364 | 0.06 | 0.07 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 18,336 | 35,738 | +17,402 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 15,710 | +15,710 | 0.00 | 0.06 | +0.06 | buy |
| NOMURA HOLDINGS INC | 0 | 10,855 | +10,855 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 272,485 | 280,865 | +8,380 | 0.16 | 0.17 | +0.01 | buy |
| BANK OF AMERICA CORP /DE/ | 169,646 | 177,449 | +7,803 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 5,213 | +5,213 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 9,150 | 9,650 | +500 | 0.00 | 0.00 | +0.00 | buy |
| Scarborough Advisors, LLC | 0 | 253 | +253 | 0.00 | 0.00 | +0.00 | buy |
| Focused Wealth Management, Inc | 1,267 | 1,280 | +13 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 129 | 130 | +1 | 0.00 | 0.00 | +0.00 | buy |
| PEAPACK GLADSTONE FINANCIAL CORP | 20,010 | 20,010 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 10,414 | 10,414 | 0 | 0.00 | 0.00 | +0.00 | hold |
| CANANDAIGUA NATIONAL BANK & TRUST CO | 13,000 | 13,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Tortoise Investment Management, LLC | 2,663 | 2,663 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Bridgewater Advisors Inc. | 57,561 | 57,561 | 0 | 0.08 | 0.09 | +0.01 | hold |
| Matisse Capital | 35,794 | 35,794 | 0 | 0.23 | 0.20 | -0.03 | hold |
| MML INVESTORS SERVICES, LLC | 13,193 | 13,193 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SHUFRO ROSE & CO LLC | 23,500 | 23,500 | 0 | 0.02 | 0.02 | +0.00 | hold |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 25,914 | 24,957 | -957 | 0.00 | 0.00 | +0.00 | sell |
| UMB Bank, n.a. | 1,572 | 0 | -1,572 | 0.00 | 0.00 | -0.00 | sell |
| NBC SECURITIES, INC. | 2,000 | 0 | -2,000 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 134,301 | 128,776 | -5,525 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 40,777 | 34,823 | -5,954 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 36,204 | 28,807 | -7,397 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 46,153 | 29,209 | -16,944 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 422,507 | 403,155 | -19,352 | 0.03 | 0.03 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 21,811 | 0 | -21,811 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 31,405 | 0 | -31,405 | 0.00 | 0.00 | -0.00 | sell |
| Dakota Wealth Management | 31,644 | 0 | -31,644 | 0.01 | 0.00 | -0.01 | sell |
| ROYAL BANK OF CANADA | 187,450 | 149,800 | -37,650 | 0.00 | 0.00 | -0.00 | sell |
| Fiera Capital Corp | 349,204 | 0 | -349,204 | 0.01 | 0.00 | -0.01 | sell |