| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,931,660 | 409,252 | -1,522,408 | 0.50 | 0.10 | -0.40 | sell |
| GUGGENHEIM CAPITAL LLC | 337,588 | 350,865 | +13,277 | 0.03 | 0.03 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 201,747 | 264,048 | +62,301 | 0.11 | 0.13 | +0.02 | buy |
| BANK OF AMERICA CORP /DE/ | 235,163 | 250,348 | +15,185 | 0.00 | 0.00 | -0.00 | buy |
| Saba Capital Management, L.P. | 2,757,658 | 200,901 | -2,556,757 | 0.70 | 0.05 | -0.65 | sell |
| ROYAL BANK OF CANADA | 158,050 | 155,450 | -2,600 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 150,218 | 153,293 | +3,075 | 0.08 | 0.07 | -0.01 | buy |
| MORGAN STANLEY | 147,535 | 133,741 | -13,794 | 0.00 | 0.00 | -0.00 | sell |
| ASHTON THOMAS SECURITIES, LLC | 45,500 | 111,700 | +66,200 | 0.10 | 0.32 | +0.22 | buy |
| Lido Advisors, LLC | 99,942 | 99,942 | 0 | 0.01 | 0.01 | -0.00 | hold |
| ROBINSON CAPITAL MANAGEMENT, LLC | 242,841 | 98,122 | -144,719 | 0.97 | 0.41 | -0.55 | sell |
| STIFEL FINANCIAL CORP | 38,198 | 45,616 | +7,418 | 0.00 | 0.00 | +0.00 | buy |
| Joseph P. Lucia & Associates, LLC | 11,267 | 26,064 | +14,797 | 0.06 | 0.12 | +0.06 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 41,533 | 24,132 | -17,401 | 0.16 | 0.08 | -0.08 | sell |
| PEAPACK GLADSTONE FINANCIAL CORP | 20,010 | 20,010 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SHUFRO ROSE & CO LLC | 20,000 | 20,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 19,441 | +19,441 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 0 | 19,050 | +19,050 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 13,029 | 15,534 | +2,505 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 963 | 13,618 | +12,655 | 0.00 | 0.00 | +0.00 | buy |
| Marex Group plc | 0 | 13,200 | +13,200 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 13,193 | 13,193 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CANANDAIGUA NATIONAL BANK & TRUST CO | 13,000 | 13,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| COMMONWEALTH EQUITY SERVICES, LLC | 36,695 | 11,436 | -25,259 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 16,227 | 11,428 | -4,799 | 0.00 | 0.00 | -0.00 | sell |
| Walleye Capital LLC | 0 | 10,956 | +10,956 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 0 | 10,700 | +10,700 | 0.00 | 0.01 | +0.01 | buy |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 10,414 | 10,414 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SANDERS MORRIS HARRIS LLC | 39,004 | 0 | -39,004 | 0.07 | 0.00 | -0.07 | sell |
| AQR Arbitrage LLC | 65,746 | 0 | -65,746 | 0.02 | 0.00 | -0.02 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 6,097 | 0 | -6,097 | 0.01 | 0.00 | -0.01 | sell |
| Logan Stone Capital, LLC | 121,969 | 0 | -121,969 | 0.35 | 0.00 | -0.35 | sell |
| UBS Group AG | 27,532 | 0 | -27,532 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 136 | 0 | -136 | 0.00 | 0.00 | -0.00 | sell |
| Capital Investment Counsel, LLC | 16,000 | 0 | -16,000 | 0.03 | 0.00 | -0.03 | sell |
| NBT BANK N A /NY | 9,300 | 0 | -9,300 | 0.01 | 0.00 | -0.01 | sell |