| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,042,713 | 2,732,276 | -1,310,437 | 1.83 | 1.30 | -0.53 | sell |
| LPL Financial LLC | 1,075,653 | 1,533,417 | +457,764 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 1,467,258 | 1,525,658 | +58,400 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,508,538 | 1,501,325 | -7,213 | 0.11 | 0.11 | +0.01 | sell |
| UBS Group AG | 1,134,539 | 1,063,970 | -70,569 | 0.00 | 0.00 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 766,020 | 788,894 | +22,874 | 0.00 | 0.00 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,174,056 | 758,771 | -415,285 | 4.71 | 3.27 | -1.44 | sell |
| Advisors Asset Management, Inc. | 637,733 | 740,403 | +102,670 | 0.10 | 0.12 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 613,220 | 673,017 | +59,797 | 0.20 | 0.22 | +0.01 | buy |
| SIT INVESTMENT ASSOCIATES INC | 623,992 | 623,992 | 0 | 0.12 | 0.12 | +0.00 | hold |
| WELLS FARGO & COMPANY/MN | 591,204 | 604,368 | +13,164 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 438,630 | 523,813 | +85,183 | 0.02 | 0.02 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 400,314 | 444,103 | +43,789 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 929,394 | 356,174 | -573,220 | 0.00 | 0.00 | -0.00 | sell |
| Garden State Investment Advisory Services LLC | 48,600 | 327,025 | +278,425 | 0.11 | 0.74 | +0.63 | buy |
| Cambridge Investment Research Advisors, Inc. | 311,828 | 315,279 | +3,451 | 0.01 | 0.01 | -0.00 | buy |
| Wakefield Asset Management LLLP | 191,104 | 207,344 | +16,240 | 0.50 | 0.52 | +0.03 | buy |
| ROYAL BANK OF CANADA | 134,967 | 169,567 | +34,600 | 0.00 | 0.00 | +0.00 | buy |
| Fiera Capital Corp | 0 | 167,172 | +167,172 | 0.00 | 0.01 | +0.01 | buy |
| STIFEL FINANCIAL CORP | 158,117 | 165,754 | +7,637 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 145,786 | 145,969 | +183 | 0.08 | 0.08 | -0.00 | buy |
| Garner Asset Management Corp | 135,533 | 135,921 | +388 | 0.50 | 0.50 | +0.01 | buy |
| NewEdge Advisors, LLC | 101,419 | 126,875 | +25,456 | 0.00 | 0.00 | +0.00 | buy |
| MACKAY SHIELDS LLC | 205,338 | 126,255 | -79,083 | 0.07 | 0.04 | -0.02 | sell |
| Wealth Alliance Advisory Group, LLC | 69,805 | 108,644 | +38,839 | 0.11 | 0.16 | +0.05 | buy |
| PLANNING ALTERNATIVES LTD /ADV | 73,000 | 103,000 | +30,000 | 0.09 | 0.13 | +0.04 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 93,230 | 91,907 | -1,323 | 0.00 | 0.00 | +0.00 | sell |
| OSAIC HOLDINGS, INC. | 82,531 | 81,119 | -1,412 | 0.00 | 0.00 | -0.00 | sell |
| Gridiron Partners, LLC | 90,638 | 78,605 | -12,033 | 0.49 | 0.46 | -0.04 | sell |
| Summit Trail Advisors, LLC | 0 | 72,805 | +72,805 | 0.00 | 0.01 | +0.01 | buy |
| Steward Partners Investment Advisory, LLC | 66,004 | 68,010 | +2,006 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 63,307 | 63,566 | +259 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 62,924 | 62,924 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PETRA FINANCIAL ADVISORS INC | 51,285 | 57,915 | +6,630 | 0.29 | 0.34 | +0.05 | buy |
| GOLDMAN SACHS GROUP INC | 53,762 | 50,962 | -2,800 | 0.00 | 0.00 | -0.00 | sell |
| Burford Brothers, Inc. | 28,650 | 48,690 | +20,040 | 0.11 | 0.19 | +0.08 | buy |
| Live Oak Private Wealth LLC | 43,000 | 43,000 | 0 | 0.06 | 0.06 | +0.00 | hold |
| Janney Montgomery Scott LLC | 38,534 | 42,927 | +4,393 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 42,780 | 42,804 | +24 | 0.24 | 0.23 | -0.00 | buy |
| Allspring Global Investments Holdings, LLC | 69,753 | 42,230 | -27,523 | 0.00 | 0.00 | -0.00 | sell |
| Concurrent Investment Advisors, LLC | 33,474 | 38,241 | +4,767 | 0.00 | 0.00 | +0.00 | buy |
| CHOREO, LLC | 37,567 | 37,366 | -201 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Partners, LTD. | 28,999 | 36,721 | +7,722 | 0.00 | 0.00 | +0.00 | buy |
| AlphaCore Capital LLC | 33,699 | 34,352 | +653 | 0.01 | 0.01 | +0.00 | buy |
| Nuveen, LLC | 32,559 | 32,559 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUB Investment Partners, LLC | 67,285 | 31,678 | -35,607 | 0.02 | 0.01 | -0.01 | sell |
| Rockefeller Capital Management L.P. | 19,611 | 29,896 | +10,285 | 0.00 | 0.00 | +0.00 | buy |
| Alaska Wealth Advisors | 28,550 | 28,550 | 0 | 0.03 | 0.03 | -0.00 | hold |
| CWM, LLC | 1,855 | 28,329 | +26,474 | 0.00 | 0.00 | +0.00 | buy |
| Insight Wealth Strategies, LLC | 27,479 | 28,016 | +537 | 0.03 | 0.03 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 8,566 | 27,994 | +19,428 | 0.00 | 0.00 | +0.00 | buy |
| BROWN ADVISORY INC | 26,761 | 26,761 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SHUFRO ROSE & CO LLC | 25,500 | 25,500 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Ashton Thomas Private Wealth, LLC | 17,000 | 21,700 | +4,700 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Advisors, LLC | 89,041 | 21,302 | -67,739 | 0.04 | 0.01 | -0.03 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 0 | 21,119 | +21,119 | 0.00 | 0.00 | +0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 19,795 | 19,795 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Kercheville Advisors, LLC | 18,567 | 18,567 | 0 | 0.05 | 0.06 | +0.01 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 17,498 | 17,600 | +102 | 0.00 | 0.00 | -0.00 | buy |
| Cetera Investment Advisers | 20,560 | 16,987 | -3,573 | 0.00 | 0.00 | -0.00 | sell |
| Focus Partners Wealth | 16,363 | 16,363 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Virtu Financial LLC | 10,149 | 15,983 | +5,834 | 0.00 | 0.01 | +0.00 | buy |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | 15,680 | +15,680 | 0.00 | 0.00 | +0.00 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 15,411 | 15,411 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Pinnacle Bancorp, Inc. | 15,000 | 15,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Cresset Asset Management, LLC | 14,401 | 14,400 | -1 | 0.00 | 0.00 | +0.00 | sell |
| Capital Investment Advisors, LLC | 13,500 | 13,500 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Encompass More Asset Management | 12,630 | 12,630 | 0 | 0.02 | 0.02 | -0.00 | hold |
| River Street Advisors LLC | 12,547 | 12,547 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Berkeley Capital Partners, LLC | 0 | 12,387 | +12,387 | 0.00 | 0.03 | +0.03 | buy |
| BENJAMIN EDWARDS INC | 10,789 | 11,191 | +402 | 0.00 | 0.00 | -0.00 | buy |
| Collaborative Wealth Managment Inc. | 11,000 | 11,000 | 0 | 0.04 | 0.05 | +0.01 | hold |
| FIRST TRUST ADVISORS LP | 10,235 | 10,782 | +547 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 0 | 10,208 | +10,208 | 0.00 | 0.00 | +0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 10,189 | 10,189 | 0 | 0.03 | 0.03 | -0.00 | hold |
| &PARTNERS | 12,474 | 10,128 | -2,346 | 0.00 | 0.00 | -0.00 | sell |
| Tradewinds Capital Management, LLC | 9,891 | 9,891 | 0 | 0.02 | 0.02 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 8,641 | 7,361 | -1,280 | 0.00 | 0.00 | -0.00 | sell |
| Pinnacle Wealth Planning Services, Inc. | 3,484 | 3,483 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Ancora Advisors LLC | 3,629 | 3,288 | -341 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2,537 | 2,551 | +14 | 0.00 | 0.00 | +0.00 | buy |
| Penserra Capital Management LLC | 0 | 1,490 | +1,490 | 0.00 | 0.00 | +0.00 | buy |
| Mascoma Wealth Management LLC | 1,411 | 1,411 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 1,348 | 1,348 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 1,334 | 1,334 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ORG Wealth Partners, LLC | 1,151 | 1,151 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TSFG, LLC | 1,136 | 1,136 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WPG Advisers, LLC | 965 | 963 | -2 | 0.01 | 0.01 | -0.00 | sell |
| Farther Finance Advisors, LLC | 886 | 886 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Geneos Wealth Management Inc. | 885 | 885 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 400 | 500 | +100 | 0.00 | 0.00 | +0.00 | buy |
| Field & Main Bank | 0 | 492 | +492 | 0.00 | 0.00 | +0.00 | buy |
| Prestige Wealth Management Group LLC | 445 | 445 | 0 | 0.00 | 0.00 | +0.00 | hold |
| SOA Wealth Advisors, LLC. | 254 | 254 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FIFTH THIRD BANCORP | 0 | 140 | +140 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 103 | 103 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Tower Research Capital LLC (TRC) | 0 | 69 | +69 | 0.00 | 0.00 | +0.00 | buy |
| US BANCORP \DE\ | 28 | 28 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 4,715 | 0 | -4,715 | 0.01 | 0.00 | -0.01 | sell |
| Bank of New York Mellon Corp | 124,443 | 0 | -124,443 | 0.00 | 0.00 | -0.00 | sell |