| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,274,605 | 4,264,520 | -10,085 | 2.15 | 2.16 | +0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,727,121 | 1,727,121 | 0 | 6.66 | 6.65 | -0.02 | hold |
| GUGGENHEIM CAPITAL LLC | 1,175,072 | 1,456,238 | +281,166 | 0.10 | 0.11 | +0.00 | buy |
| UBS Group AG | 1,265,676 | 1,426,577 | +160,901 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 1,084,043 | 1,011,086 | -72,957 | 0.46 | 0.37 | -0.08 | sell |
| RAYMOND JAMES FINANCIAL INC | 961,150 | 834,383 | -126,767 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 1,188,432 | 807,808 | -380,624 | 0.37 | 0.24 | -0.13 | sell |
| MORGAN STANLEY | 551,909 | 758,894 | +206,985 | 0.00 | 0.00 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 337,828 | 747,429 | +409,601 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,241,991 | 623,992 | -617,999 | 0.28 | 0.12 | -0.15 | sell |
| Fiera Capital Corp | 533,887 | 528,080 | -5,807 | 0.02 | 0.02 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 411,697 | 415,299 | +3,602 | 0.01 | 0.00 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 288,366 | 344,200 | +55,834 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 308,607 | 326,003 | +17,396 | 0.01 | 0.01 | +0.00 | buy |
| Advisors Asset Management, Inc. | 215,382 | 325,818 | +110,436 | 0.04 | 0.05 | +0.02 | buy |
| MACKAY SHIELDS LLC | 207,705 | 307,705 | +100,000 | 0.06 | 0.09 | +0.03 | buy |
| Rareview Capital LLC | 281,164 | 261,114 | -20,050 | 1.69 | 1.51 | -0.18 | sell |
| STIFEL FINANCIAL CORP | 236,720 | 245,255 | +8,535 | 0.00 | 0.00 | -0.00 | buy |
| LPL Financial LLC | 532,899 | 189,846 | -343,053 | 0.00 | 0.00 | -0.00 | sell |
| Wakefield Asset Management LLLP | 187,884 | 185,274 | -2,610 | 0.54 | 0.48 | -0.07 | sell |
| OSAIC HOLDINGS, INC. | 261,102 | 171,902 | -89,200 | 0.01 | 0.00 | -0.00 | sell |
| JFS WEALTH ADVISORS, LLC | 145,239 | 145,421 | +182 | 0.09 | 0.08 | -0.01 | buy |
| GOLDMAN SACHS GROUP INC | 134,945 | 131,615 | -3,330 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 129,282 | 129,458 | +176 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 111,426 | 128,500 | +17,074 | 0.00 | 0.00 | +0.00 | buy |
| Garner Asset Management Corp | 114,268 | 125,998 | +11,730 | 0.48 | 0.53 | +0.06 | buy |
| Gridiron Partners, LLC | 90,638 | 90,638 | 0 | 0.55 | 0.52 | -0.03 | hold |
| Stratos Wealth Advisors, LLC | 89,695 | 89,695 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Steward Partners Investment Advisory, LLC | 122,220 | 86,817 | -35,403 | 0.01 | 0.01 | -0.00 | sell |
| Westchester Capital Management, LLC | 84,363 | 84,363 | 0 | 0.05 | 0.05 | -0.00 | hold |
| HUB Investment Partners, LLC | 88,367 | 76,186 | -12,181 | 0.03 | 0.02 | -0.01 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 63,360 | 75,227 | +11,867 | 0.00 | 0.00 | +0.00 | buy |
| PLANNING ALTERNATIVES LTD /ADV | 73,000 | 73,000 | 0 | 0.11 | 0.09 | -0.01 | hold |
| JANE STREET GROUP, LLC | 0 | 72,026 | +72,026 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 63,528 | 69,375 | +5,847 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 71,092 | 67,008 | -4,084 | 0.00 | 0.00 | +0.00 | sell |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 63,600 | 63,600 | 0 | 0.09 | 0.07 | -0.02 | hold |
| BALYASNY ASSET MANAGEMENT L.P. | 0 | 59,283 | +59,283 | 0.00 | 0.00 | +0.00 | buy |
| PETRA FINANCIAL ADVISORS INC | 57,440 | 57,527 | +87 | 0.45 | 0.34 | -0.11 | buy |
| Wealth Alliance Advisory Group, LLC | 53,540 | 56,290 | +2,750 | 0.11 | 0.10 | -0.01 | buy |
| Cetera Investment Advisers | 36,807 | 50,483 | +13,676 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 57,365 | 45,303 | -12,062 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 49,207 | 45,207 | -4,000 | 0.03 | 0.03 | -0.01 | sell |
| Dakota Wealth Management | 45,762 | 45,000 | -762 | 0.01 | 0.01 | -0.00 | sell |
| ROYAL BANK OF CANADA | 44,400 | 44,717 | +317 | 0.00 | 0.00 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 43,428 | 43,452 | +24 | 0.28 | 0.25 | -0.03 | buy |
| Live Oak Private Wealth LLC | 30,000 | 43,000 | +13,000 | 0.05 | 0.06 | +0.01 | buy |
| Allspring Global Investments Holdings, LLC | 43,363 | 42,283 | -1,080 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 40,055 | 41,245 | +1,190 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 43,738 | 41,226 | -2,512 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 31,906 | 36,784 | +4,878 | 0.00 | 0.00 | +0.00 | buy |
| StoneX Group Inc. | 30,065 | 33,143 | +3,078 | 0.02 | 0.01 | -0.00 | buy |
| Nuveen, LLC | 32,559 | 32,559 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Quarry LP | 32,500 | 32,500 | 0 | 0.08 | 0.07 | -0.01 | hold |
| AlphaCore Capital LLC | 31,741 | 32,393 | +652 | 0.03 | 0.01 | -0.01 | buy |
| BROWN ADVISORY INC | 25,511 | 32,187 | +6,676 | 0.00 | 0.00 | +0.00 | buy |
| Burford Brothers, Inc. | 0 | 28,650 | +28,650 | 0.00 | 0.12 | +0.12 | buy |
| Alaska Wealth Advisors | 28,550 | 28,550 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Ackerman Capital Advisors, LLC | 10,211 | 27,917 | +17,706 | 0.03 | 0.06 | +0.03 | buy |
| Insight Wealth Strategies, LLC | 25,878 | 26,410 | +532 | 0.03 | 0.03 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 24,966 | 26,289 | +1,323 | 0.00 | 0.00 | +0.00 | buy |
| Concurrent Investment Advisors, LLC | 39,664 | 25,029 | -14,635 | 0.01 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 13,826 | 20,957 | +7,131 | 0.00 | 0.00 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 20,330 | 20,929 | +599 | 0.01 | 0.01 | -0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 19,795 | 19,795 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Formidable Asset Management, LLC | 18,850 | 18,850 | 0 | 0.03 | 0.03 | +0.00 | hold |
| SHUFRO ROSE & CO LLC | 18,500 | 18,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 17,193 | 17,295 | +102 | 0.00 | 0.00 | -0.00 | buy |
| Capital Investment Advisors, LLC | 16,913 | 16,913 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Kercheville Advisors, LLC | 15,067 | 16,067 | +1,000 | 0.06 | 0.05 | -0.01 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 0 | 16,013 | +16,013 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Bancorp, Inc. | 15,000 | 15,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| Cresset Asset Management, LLC | 14,400 | 14,401 | +1 | 0.00 | 0.00 | -0.00 | buy |
| Summit Trail Advisors, LLC | 12,717 | 13,270 | +553 | 0.00 | 0.00 | -0.00 | buy |
| Cerity Partners LLC | 12,964 | 12,964 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Encompass More Asset Management | 12,937 | 12,630 | -307 | 0.04 | 0.03 | -0.01 | sell |
| Berkeley Capital Partners, LLC | 12,387 | 12,387 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MOODY NATIONAL BANK TRUST DIVISION | 11,375 | 11,372 | -3 | 0.01 | 0.01 | -0.00 | sell |
| Collaborative Wealth Managment Inc. | 11,000 | 11,000 | 0 | 0.05 | 0.04 | -0.00 | hold |
| NORTHERN TRUST CORP | 10,175 | 10,241 | +66 | 0.00 | 0.00 | -0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 10,189 | 10,189 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Tradewinds Capital Management, LLC | 9,891 | 9,891 | 0 | 0.03 | 0.02 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12,389 | 8,989 | -3,400 | 0.02 | 0.01 | -0.01 | sell |
| HARBOUR INVESTMENTS, INC. | 7,746 | 7,746 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,171 | 7,661 | +5,490 | 0.00 | 0.00 | +0.00 | buy |
| Geneos Wealth Management Inc. | 295 | 4,214 | +3,919 | 0.00 | 0.00 | +0.00 | buy |
| Ancora Advisors LLC | 4,163 | 4,025 | -138 | 0.00 | 0.00 | -0.00 | sell |
| CWM, LLC | 1,836 | 1,842 | +6 | 0.00 | 0.00 | -0.00 | buy |
| Mascoma Wealth Management LLC | 1,411 | 1,411 | 0 | 0.00 | 0.00 | -0.00 | hold |
| MAI Capital Management | 1,334 | 1,334 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ORG Wealth Partners, LLC | 1,151 | 1,151 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TSFG, LLC | 1,136 | 1,136 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 1,088 | 1,088 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Farther Finance Advisors, LLC | 886 | 886 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Global Retirement Partners, LLC | 576 | 767 | +191 | 0.00 | 0.00 | +0.00 | buy |
| Beacon Capital Management, LLC | 728 | 728 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Prestige Wealth Management Group LLC | 445 | 445 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Newbridge Financial Services Group, Inc. | 0 | 357 | +357 | 0.00 | 0.00 | +0.00 | buy |
| WPG Advisers, LLC | 0 | 276 | +276 | 0.00 | 0.00 | +0.00 | buy |
| SOA Wealth Advisors, LLC. | 254 | 254 | 0 | 0.00 | 0.00 | -0.00 | hold |