| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,875,605 | 2,367,527 | +491,922 | 0.89 | 1.17 | +0.28 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 729,003 | 1,177,716 | +448,713 | 2.64 | 4.19 | +1.55 | buy |
| MACKAY SHIELDS LLC | 174,976 | 205,338 | +30,362 | 0.05 | 0.06 | +0.00 | buy |
| Rareview Capital LLC | 139,897 | 160,169 | +20,272 | 1.35 | 1.23 | -0.12 | buy |
| WHITEBOX ADVISORS LLC | 237,523 | 254,394 | +16,871 | 0.10 | 0.11 | +0.02 | buy |
| Stratos Wealth Advisors, LLC | 87,265 | 94,131 | +6,866 | 0.04 | 0.04 | +0.00 | buy |
| Kercheville Advisors, LLC | 13,067 | 15,067 | +2,000 | 0.06 | 0.07 | +0.01 | buy |
| Wakefield Asset Management LLLP | 184,127 | 185,960 | +1,833 | 0.65 | 0.62 | -0.03 | buy |
| SIMON QUICK ADVISORS, LLC | 17,473 | 18,549 | +1,076 | 0.01 | 0.01 | -0.00 | buy |
| WMG Financial Advisors, LLC | 11,750 | 11,988 | +238 | 0.06 | 0.06 | -0.01 | buy |
| Gilliland Jeter Wealth Management LLC | 6,656 | 6,757 | +101 | 0.02 | 0.02 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 43,364 | 43,384 | +20 | 0.31 | 0.29 | -0.01 | buy |
| GILL CAPITAL PARTNERS, LLC | 10,454 | 10,189 | -265 | 0.04 | 0.04 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 1,510,686 | 1,504,422 | -6,264 | 0.78 | 0.72 | -0.06 | sell |
| Garner Asset Management Corp | 124,931 | 115,747 | -9,184 | 0.60 | 0.53 | -0.07 | sell |
| Fiera Capital Corp | 569,318 | 556,859 | -12,459 | 0.02 | 0.02 | -0.00 | sell |
| HUB Investment Partners, LLC | 105,355 | 83,231 | -22,124 | 0.05 | 0.04 | -0.01 | sell |
| NINE MASTS CAPITAL Ltd | 41,798 | 10,725 | -31,073 | 0.13 | 0.05 | -0.08 | sell |
| Dakota Wealth Management | 114,949 | 44,949 | -70,000 | 0.03 | 0.01 | -0.02 | sell |
| RIVERBRIDGE PARTNERS LLC | 96,084 | 24,151 | -71,933 | 0.01 | 0.00 | -0.01 | sell |
| Westchester Capital Management, LLC | 226,076 | 96,458 | -129,618 | 0.09 | 0.04 | -0.04 | sell |
| Logan Stone Capital, LLC | 273,195 | 119,655 | -153,540 | 0.71 | 0.30 | -0.41 | sell |
| AQR Arbitrage LLC | 370,138 | 151,286 | -218,852 | 0.10 | 0.04 | -0.06 | sell |
| Karpus Management, Inc. | 1,706,710 | 1,149,626 | -557,084 | 0.48 | 0.33 | -0.16 | sell |
| SIT INVESTMENT ASSOCIATES INC | 3,110,313 | 1,492,392 | -1,617,921 | 0.72 | 0.34 | -0.38 | sell |