| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,264,520 | 3,706,857 | -557,663 | 2.16 | 2.04 | -0.12 | sell |
| GUGGENHEIM CAPITAL LLC | 1,456,238 | 1,508,858 | +52,620 | 0.11 | 0.11 | -0.00 | buy |
| Gridiron Partners, LLC | 90,638 | 1,502,830 | +1,412,192 | 0.52 | 0.50 | -0.02 | buy |
| UBS Group AG | 1,426,577 | 1,323,395 | -103,182 | 0.00 | 0.00 | -0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,727,121 | 1,108,140 | -618,981 | 6.65 | 7.70 | +1.05 | sell |
| MORGAN STANLEY | 758,894 | 1,052,683 | +293,789 | 0.00 | 0.00 | +0.00 | buy |
| LPL Financial LLC | 189,846 | 963,543 | +773,697 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 1,011,086 | 940,653 | -70,433 | 0.37 | 0.33 | -0.05 | sell |
| AMERIPRISE FINANCIAL INC | 747,429 | 938,612 | +191,183 | 0.00 | 0.00 | +0.00 | buy |
| RAYMOND JAMES FINANCIAL INC | 834,383 | 763,710 | -70,673 | 0.00 | 0.00 | -0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 623,992 | 623,992 | 0 | 0.12 | 0.12 | +0.00 | hold |
| Fiera Capital Corp | 528,080 | 523,392 | -4,688 | 0.02 | 0.02 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 344,200 | 452,300 | +108,100 | 0.00 | 0.00 | +0.00 | buy |
| Advisors Asset Management, Inc. | 325,818 | 446,487 | +120,669 | 0.05 | 0.07 | +0.02 | buy |
| VAN ECK ASSOCIATES CORP | 415,299 | 436,182 | +20,883 | 0.00 | 0.00 | -0.00 | buy |
| Kestra Advisory Services, LLC | 326,003 | 396,971 | +70,968 | 0.01 | 0.02 | +0.00 | buy |
| MACKAY SHIELDS LLC | 307,705 | 307,705 | 0 | 0.09 | 0.10 | +0.01 | hold |
| Rareview Capital LLC | 261,114 | 274,345 | +13,231 | 1.51 | 1.54 | +0.02 | buy |
| Cambridge Investment Research Advisors, Inc. | 129,458 | 210,071 | +80,613 | 0.00 | 0.01 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 245,255 | 209,854 | -35,401 | 0.00 | 0.00 | -0.00 | sell |
| Wakefield Asset Management LLLP | 185,274 | 189,795 | +4,521 | 0.48 | 0.50 | +0.03 | buy |
| JFS WEALTH ADVISORS, LLC | 145,421 | 145,605 | +184 | 0.08 | 0.08 | -0.00 | buy |
| Garner Asset Management Corp | 125,998 | 141,112 | +15,114 | 0.53 | 0.55 | +0.02 | buy |
| Bank of New York Mellon Corp | 69,375 | 114,441 | +45,066 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 128,500 | 104,478 | -24,022 | 0.00 | 0.00 | -0.00 | sell |
| Stratos Wealth Advisors, LLC | 89,695 | 89,041 | -654 | 0.04 | 0.04 | -0.00 | sell |
| NewEdge Advisors, LLC | 45,303 | 87,631 | +42,328 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 86,817 | 81,154 | -5,663 | 0.01 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 171,902 | 78,182 | -93,720 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 75,227 | 76,850 | +1,623 | 0.00 | 0.00 | +0.00 | buy |
| PLANNING ALTERNATIVES LTD /ADV | 73,000 | 73,000 | 0 | 0.09 | 0.09 | -0.00 | hold |
| ROYAL BANK OF CANADA | 44,717 | 71,568 | +26,851 | 0.00 | 0.00 | +0.00 | buy |
| HUB Investment Partners, LLC | 76,186 | 69,948 | -6,238 | 0.02 | 0.02 | +0.00 | sell |
| Allspring Global Investments Holdings, LLC | 42,283 | 69,753 | +27,470 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 67,008 | 62,924 | -4,084 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 807,808 | 61,249 | -746,559 | 0.24 | 0.02 | -0.22 | sell |
| Wealth Alliance Advisory Group, LLC | 56,290 | 58,290 | +2,000 | 0.10 | 0.10 | +0.00 | buy |
| PETRA FINANCIAL ADVISORS INC | 57,527 | 57,657 | +130 | 0.34 | 0.32 | -0.01 | buy |
| GOLDMAN SACHS GROUP INC | 131,615 | 51,162 | -80,453 | 0.00 | 0.00 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 43,452 | 43,476 | +24 | 0.25 | 0.25 | -0.01 | buy |
| Live Oak Private Wealth LLC | 43,000 | 43,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| BANK OF MONTREAL /CAN/ | 41,245 | 42,075 | +830 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 41,226 | 39,214 | -2,012 | 0.00 | 0.00 | -0.00 | sell |
| AlphaCore Capital LLC | 32,393 | 33,051 | +658 | 0.01 | 0.01 | -0.00 | buy |
| Nuveen, LLC | 32,559 | 32,559 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Concurrent Investment Advisors, LLC | 25,029 | 31,039 | +6,010 | 0.00 | 0.01 | +0.00 | buy |
| StoneX Group Inc. | 33,143 | 30,086 | -3,057 | 0.01 | 0.01 | -0.00 | sell |
| Burford Brothers, Inc. | 28,650 | 28,650 | 0 | 0.12 | 0.12 | -0.00 | hold |
| Alaska Wealth Advisors | 28,550 | 28,550 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Insight Wealth Strategies, LLC | 26,410 | 26,949 | +539 | 0.03 | 0.03 | -0.00 | buy |
| BROWN ADVISORY INC | 32,187 | 26,761 | -5,426 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 50,483 | 26,688 | -23,795 | 0.00 | 0.00 | -0.00 | sell |
| CHOREO, LLC | 20,957 | 25,744 | +4,787 | 0.00 | 0.00 | +0.00 | buy |
| Formidable Asset Management, LLC | 18,850 | 21,650 | +2,800 | 0.03 | 0.03 | +0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 19,795 | 19,795 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Rockefeller Capital Management L.P. | 0 | 19,329 | +19,329 | 0.00 | 0.00 | +0.00 | buy |
| Kercheville Advisors, LLC | 16,067 | 18,567 | +2,500 | 0.05 | 0.05 | +0.00 | buy |
| SHUFRO ROSE & CO LLC | 18,500 | 18,500 | 0 | 0.01 | 0.01 | +0.00 | hold |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 17,295 | 17,397 | +102 | 0.00 | 0.00 | -0.00 | buy |
| Garden State Investment Advisory Services LLC | 0 | 17,250 | +17,250 | 0.00 | 0.04 | +0.04 | buy |
| Focus Partners Wealth | 0 | 16,363 | +16,363 | 0.00 | 0.00 | +0.00 | buy |
| Ashton Thomas Private Wealth, LLC | 0 | 15,500 | +15,500 | 0.00 | 0.00 | +0.00 | buy |
| Pinnacle Bancorp, Inc. | 15,000 | 15,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| Capital Investment Advisors, LLC | 16,913 | 14,785 | -2,128 | 0.00 | 0.00 | -0.00 | sell |
| Permanent Capital Management, LP | 14,517 | 14,549 | +32 | 0.04 | 0.03 | -0.01 | buy |
| Cresset Asset Management, LLC | 14,401 | 14,401 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Summit Trail Advisors, LLC | 13,270 | 14,063 | +793 | 0.00 | 0.00 | -0.00 | buy |
| Cerity Partners LLC | 12,964 | 12,964 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Encompass More Asset Management | 12,630 | 12,630 | 0 | 0.03 | 0.02 | -0.00 | hold |
| Berkeley Capital Partners, LLC | 12,387 | 12,387 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MOODY NATIONAL BANK TRUST DIVISION | 11,372 | 11,372 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Collaborative Wealth Managment Inc. | 11,000 | 11,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| HARBOUR INVESTMENTS, INC. | 7,746 | 10,746 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| NORTHERN TRUST CORP | 10,241 | 10,450 | +209 | 0.00 | 0.00 | -0.00 | buy |
| GILL CAPITAL PARTNERS, LLC | 10,189 | 10,189 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Tradewinds Capital Management, LLC | 9,891 | 9,891 | 0 | 0.02 | 0.02 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7,661 | 8,267 | +606 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 8,989 | 7,052 | -1,937 | 0.01 | 0.01 | -0.00 | sell |
| Ancora Advisors LLC | 4,025 | 3,935 | -90 | 0.00 | 0.00 | -0.00 | sell |
| Sunbelt Securities, Inc. | 0 | 2,291 | +2,291 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 1,842 | 1,848 | +6 | 0.00 | 0.00 | -0.00 | buy |
| Mascoma Wealth Management LLC | 1,411 | 1,411 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 45,207 | 1,348 | -43,859 | 0.03 | 0.00 | -0.03 | sell |
| MAI Capital Management | 1,334 | 1,334 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ORG Wealth Partners, LLC | 1,151 | 1,151 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TSFG, LLC | 1,136 | 1,136 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CIBC Private Wealth Group LLC | 1,088 | 1,088 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Farther Finance Advisors, LLC | 886 | 886 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Geneos Wealth Management Inc. | 4,214 | 885 | -3,329 | 0.00 | 0.00 | -0.00 | sell |
| Global Retirement Partners, LLC | 767 | 767 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Wealthspire Advisors, LLC | 0 | 657 | +657 | 0.00 | 0.00 | +0.00 | buy |
| WPG Advisers, LLC | 276 | 471 | +195 | 0.00 | 0.00 | +0.00 | buy |
| Prestige Wealth Management Group LLC | 445 | 445 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 0 | 400 | +400 | 0.00 | 0.00 | +0.00 | buy |
| Newbridge Financial Services Group, Inc. | 357 | 357 | 0 | 0.00 | 0.00 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 254 | 254 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 40 | 73 | +33 | 0.00 | 0.00 | +0.00 | buy |
| ASSETMARK, INC | 4 | 4 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERBRIDGE PARTNERS LLC | 26,289 | 0 | -26,289 | 0.00 | 0.00 | -0.00 | sell |
| BALYASNY ASSET MANAGEMENT L.P. | 59,283 | 0 | -59,283 | 0.00 | 0.00 | -0.00 | sell |