| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| CENTAURUS FINANCIAL, INC. | 43,462 | 98,412 | +54,950 | 0.03 | 0.05 | +0.03 | buy |
| Elequin Capital, LP | 12,170 | 19,964 | +7,794 | 0.02 | 0.03 | +0.00 | buy |
| Fortitude Advisory Group L.L.C. | 10,280 | 15,554 | +5,274 | 0.07 | 0.08 | +0.02 | buy |
| RIVERBRIDGE PARTNERS LLC | 42,952 | 44,873 | +1,921 | 0.01 | 0.01 | +0.00 | buy |
| Bramshill Investments, LLC | 21,955 | 23,850 | +1,895 | 0.02 | 0.02 | +0.00 | buy |
| CURIO WEALTH, LLC | 1 | 1,135 | +1,134 | 0.01 | 0.00 | -0.00 | buy |
| Davis Investment Partners, LLC | 39,432 | 40,238 | +806 | 0.16 | 0.14 | -0.03 | buy |
| Tyche Wealth Partners LLC | 22,853 | 23,130 | +277 | 0.05 | 0.04 | -0.00 | buy |
| Matisse Capital | 28,645 | 28,545 | -100 | 0.15 | 0.13 | -0.02 | sell |
| Capital Investment Advisors, LLC | 31,246 | 30,522 | -724 | 0.01 | 0.01 | -0.00 | sell |
| Citizens National Bank Trust Department | 15,900 | 14,400 | -1,500 | 0.03 | 0.03 | -0.01 | sell |
| MACKAY SHIELDS LLC | 188,306 | 186,566 | -1,740 | 0.06 | 0.06 | -0.00 | sell |
| MONEY CONCEPTS CAPITAL CORP | 15,848 | 13,848 | -2,000 | 0.01 | 0.01 | -0.00 | sell |
| Hardin Capital Partners, LLC | 31,000 | 25,000 | -6,000 | 0.18 | 0.14 | -0.05 | sell |
| Stratos Wealth Advisors, LLC | 265,413 | 254,436 | -10,977 | 0.14 | 0.13 | -0.01 | sell |
| North Ground Capital | 147,250 | 132,525 | -14,725 | 1.41 | 1.58 | +0.18 | sell |
| Rareview Capital LLC | 278,051 | 259,190 | -18,861 | 1.71 | 1.53 | -0.17 | sell |
| SIT INVESTMENT ASSOCIATES INC | 773,209 | 746,463 | -26,746 | 0.18 | 0.15 | -0.03 | sell |
| Hennion & Walsh Asset Management, Inc. | 603,784 | 576,634 | -27,150 | 0.26 | 0.22 | -0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,165,816 | 1,063,794 | -102,022 | 0.60 | 0.55 | -0.05 | sell |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 233,922 | 118,449 | -115,473 | 0.24 | 0.10 | -0.14 | sell |
| Karpus Management, Inc. | 631,564 | 453,196 | -178,368 | 0.20 | 0.14 | -0.06 | sell |