| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,376,881 | 5,756,089 | +379,208 | 2.62 | 2.91 | +0.29 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 36,627 | 311,239 | +274,612 | 0.03 | 0.27 | +0.24 | buy |
| GUGGENHEIM CAPITAL LLC | 799,369 | 664,501 | +134,868 | 0.06 | 0.05 | 0.00 | sell |
| Advisors Asset Management, Inc. | 159,384 | 58,635 | +100,749 | 0.03 | 0.01 | 0.00 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 405,407 | 478,181 | +72,774 | 1.46 | 1.72 | +0.26 | buy |
| Fort Point Capital Partners LLC | 24,143 | 79,697 | +55,554 | 0.03 | 0.11 | +0.08 | buy |
| Leo Wealth, LLC | 147,184 | 161,361 | +14,177 | 0.16 | 0.17 | +0.02 | buy |
| PARK AVENUE SECURITIES LLC | 103,486 | 115,223 | +11,737 | 0.01 | 0.02 | +0.00 | buy |
| Moors & Cabot, Inc. | 52,399 | 54,936 | +2,537 | 0.03 | 0.03 | -0.00 | buy |
| Fortitude Advisory Group L.L.C. | 24,730 | 26,694 | +1,964 | 0.15 | 0.16 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 15,689 | 17,430 | +1,741 | 0.14 | 0.15 | +0.01 | buy |
| SIMON QUICK ADVISORS, LLC | 13,198 | 14,805 | +1,607 | 0.01 | 0.01 | -0.00 | buy |
| Melone Private Wealth, LLC | 164,826 | 165,954 | +1,128 | 1.07 | 1.04 | -0.03 | buy |
| RIVERBRIDGE PARTNERS LLC | 32,598 | 33,422 | +824 | 0.00 | 0.00 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 20,117 | 20,803 | +686 | 0.09 | 0.07 | -0.01 | buy |
| Chicago Partners Investment Group LLC | 64,398 | 64,694 | +296 | 0.03 | 0.03 | -0.00 | buy |
| Stonebrook Private Inc. | 65,365 | 65,559 | +194 | 0.22 | 0.20 | -0.02 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 108,908 | 109,050 | +142 | 1.04 | 0.82 | -0.22 | buy |
| Stratos Wealth Advisors, LLC | 42,494 | 42,605 | +111 | 0.02 | 0.03 | +0.00 | buy |
| Compass Financial Group, INC/SD | 40,002 | 39,896 | -106 | 0.11 | 0.10 | -0.01 | sell |
| Concurrent Investment Advisors, LLC | 20,886 | 20,535 | -351 | 0.01 | 0.01 | -0.00 | sell |
| Aviance Capital Partners, LLC | 19,561 | 17,752 | -1,809 | 0.04 | 0.03 | -0.02 | sell |
| Summit Trail Advisors, LLC | 12,416 | 10,524 | -1,892 | 0.00 | 0.00 | -0.00 | sell |
| Altus Wealth Group LLC | 13,461 | 11,371 | -2,090 | 0.08 | 0.06 | -0.02 | sell |
| Matisse Capital | 36,871 | 29,650 | -7,221 | 0.20 | 0.15 | -0.05 | sell |
| Rareview Capital LLC | 290,008 | 281,532 | -8,476 | 2.71 | 2.89 | +0.19 | sell |
| Vivaldi Capital Management LP | 139,959 | 122,614 | -17,345 | 0.43 | 0.36 | -0.06 | sell |
| Karpus Management, Inc. | 959,932 | 941,405 | -18,527 | 0.30 | 0.28 | -0.01 | sell |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 55,530 | 28,567 | -26,963 | 0.10 | 0.05 | -0.05 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 116,271 | 86,110 | -30,161 | 0.11 | 0.08 | -0.03 | sell |
| AQR Arbitrage LLC | 464,257 | 426,565 | -37,692 | 0.19 | 0.16 | -0.03 | sell |
| Fiera Capital Corp | 605,830 | 473,323 | -132,507 | 0.02 | 0.01 | -0.00 | sell |
| Logan Stone Capital, LLC | 855,143 | 540,080 | -315,063 | 1.76 | 1.21 | -0.55 | sell |
| 1607 Capital Partners, LLC | 1,709,753 | 1,073,805 | -635,948 | 1.22 | 0.91 | -0.30 | sell |