| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,376,881 | 5,756,089 | +379,208 | 2.62 | 2.91 | +0.29 | buy |
| MORGAN STANLEY | 2,781,830 | 3,205,740 | +423,910 | 0.00 | 0.00 | +0.00 | buy |
| Saba Capital Management, L.P. | 2,099,958 | 2,108,406 | +8,448 | 0.53 | 0.48 | -0.04 | buy |
| Pathstone Holdings, LLC | 1,885,910 | 1,870,645 | -15,265 | 0.10 | 0.09 | -0.01 | sell |
| 1607 Capital Partners, LLC | 1,709,753 | 1,073,805 | -635,948 | 1.22 | 0.91 | -0.30 | sell |
| Karpus Management, Inc. | 959,932 | 941,405 | -18,527 | 0.30 | 0.28 | -0.01 | sell |
| GUGGENHEIM CAPITAL LLC | 799,369 | 664,501 | -134,868 | 0.06 | 0.05 | -0.01 | sell |
| Allianz Asset Management GmbH | 0 | 544,800 | +544,800 | 0.00 | 0.01 | +0.01 | buy |
| Logan Stone Capital, LLC | 855,143 | 540,080 | -315,063 | 1.76 | 1.21 | -0.55 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 405,407 | 478,181 | +72,774 | 1.46 | 1.72 | +0.26 | buy |
| Fiera Capital Corp | 605,830 | 473,323 | -132,507 | 0.02 | 0.01 | -0.00 | sell |
| VAN ECK ASSOCIATES CORP | 414,806 | 430,698 | +15,892 | 0.01 | 0.01 | -0.00 | buy |
| AQR Arbitrage LLC | 464,257 | 426,565 | -37,692 | 0.19 | 0.16 | -0.03 | sell |
| WELLS FARGO & COMPANY/MN | 276,438 | 324,669 | +48,231 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 36,627 | 311,239 | +274,612 | 0.03 | 0.27 | +0.24 | buy |
| Rareview Capital LLC | 290,008 | 281,532 | -8,476 | 2.71 | 2.89 | +0.19 | sell |
| LPL Financial LLC | 193,104 | 232,618 | +39,514 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 244,369 | 231,518 | -12,851 | 0.00 | 0.00 | -0.00 | sell |
| Invesco Ltd. | 244,462 | 231,263 | -13,199 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 202,669 | 191,551 | -11,118 | 0.00 | 0.00 | -0.00 | sell |
| Bank of New York Mellon Corp | 46,621 | 181,412 | +134,791 | 0.00 | 0.00 | +0.00 | buy |
| Melone Private Wealth, LLC | 164,826 | 165,954 | +1,128 | 1.07 | 1.04 | -0.03 | buy |
| Leo Wealth, LLC | 147,184 | 161,361 | +14,177 | 0.16 | 0.17 | +0.02 | buy |
| Prospera Financial Services Inc | 127,884 | 152,127 | +24,243 | 0.04 | 0.05 | +0.00 | buy |
| Vivaldi Capital Management LP | 139,959 | 122,614 | -17,345 | 0.43 | 0.36 | -0.06 | sell |
| NINE MASTS CAPITAL Ltd | 0 | 116,982 | +116,982 | 0.00 | 0.32 | +0.32 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 109,548 | 116,970 | +7,422 | 0.00 | 0.00 | -0.00 | buy |
| PARK AVENUE SECURITIES LLC | 103,486 | 115,223 | +11,737 | 0.01 | 0.02 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 108,908 | 109,050 | +142 | 1.04 | 0.82 | -0.22 | buy |
| Rockefeller Capital Management L.P. | 39,477 | 106,688 | +67,211 | 0.00 | 0.00 | +0.00 | buy |
| Alpine Global Management, LLC | 0 | 105,586 | +105,586 | 0.00 | 0.21 | +0.21 | buy |
| ROYAL BANK OF CANADA | 107,096 | 101,195 | -5,901 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 88,471 | 89,920 | +1,449 | 0.00 | 0.00 | -0.00 | buy |
| AMERIPRISE FINANCIAL INC | 83,608 | 88,909 | +5,301 | 0.00 | 0.00 | -0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 116,271 | 86,110 | -30,161 | 0.11 | 0.08 | -0.03 | sell |
| Steward Partners Investment Advisory, LLC | 77,649 | 81,582 | +3,933 | 0.01 | 0.01 | -0.00 | buy |
| Fort Point Capital Partners LLC | 24,143 | 79,697 | +55,554 | 0.04 | 0.11 | +0.08 | buy |
| ROTHSCHILD INVESTMENT LLC | 77,104 | 77,104 | 0 | 0.07 | 0.06 | -0.01 | hold |
| Freestone Capital Holdings, LLC | 67,909 | 67,909 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Stonebrook Private Inc. | 65,365 | 65,559 | +194 | 0.22 | 0.20 | -0.02 | buy |
| Chicago Partners Investment Group LLC | 64,398 | 64,694 | +296 | 0.03 | 0.03 | -0.00 | buy |
| Indiana Trust & Investment Management Co | 64,512 | 64,512 | 0 | 0.30 | 0.27 | -0.02 | hold |
| Advisors Asset Management, Inc. | 159,384 | 58,635 | -100,749 | 0.03 | 0.01 | -0.02 | sell |
| Moors & Cabot, Inc. | 52,399 | 54,936 | +2,537 | 0.03 | 0.03 | -0.00 | buy |
| STIFEL FINANCIAL CORP | 52,578 | 53,010 | +432 | 0.00 | 0.00 | -0.00 | buy |
| Rock Point Advisors, LLC | 46,700 | 46,700 | 0 | 0.14 | 0.14 | +0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 43,431 | 43,735 | +304 | 0.00 | 0.00 | -0.00 | buy |
| OSAIC HOLDINGS, INC. | 43,768 | 43,212 | -556 | 0.00 | 0.00 | +0.00 | sell |
| Stratos Wealth Advisors, LLC | 42,494 | 42,605 | +111 | 0.02 | 0.03 | +0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 41,682 | 41,682 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Compass Financial Group, INC/SD | 40,002 | 39,896 | -106 | 0.11 | 0.10 | -0.01 | sell |
| TRUIST FINANCIAL CORP | 37,688 | 37,082 | -606 | 0.00 | 0.00 | -0.00 | sell |
| Carson Advisory Inc. | 0 | 36,304 | +36,304 | 0.00 | 0.27 | +0.27 | buy |
| Burford Brothers, Inc. | 36,100 | 36,100 | 0 | 0.26 | 0.25 | -0.01 | hold |
| CAPSTONE CAPITAL LLC | 35,344 | 35,344 | 0 | 0.35 | 0.32 | -0.03 | hold |
| ACCESS FINANCIAL SERVICES, INC. | 34,771 | 34,771 | 0 | 0.18 | 0.16 | -0.02 | hold |
| RIVERBRIDGE PARTNERS LLC | 32,598 | 33,422 | +824 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 19,526 | 30,415 | +10,889 | 0.00 | 0.00 | +0.00 | buy |
| Matisse Capital | 36,871 | 29,650 | -7,221 | 0.20 | 0.15 | -0.05 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 30,193 | 29,317 | -876 | 0.00 | 0.00 | -0.00 | sell |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 55,530 | 28,567 | -26,963 | 0.10 | 0.05 | -0.05 | sell |
| Avior Wealth Management, LLC | 0 | 26,720 | +26,720 | 0.00 | 0.01 | +0.01 | buy |
| Fortitude Advisory Group L.L.C. | 24,730 | 26,694 | +1,964 | 0.15 | 0.16 | +0.00 | buy |
| OPPENHEIMER & CO INC | 26,393 | 26,443 | +50 | 0.00 | 0.00 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 21,975 | 25,344 | +3,369 | 0.00 | 0.00 | +0.00 | buy |
| Providence First Trust Co | 24,393 | 24,393 | 0 | 0.12 | 0.11 | -0.01 | hold |
| Janney Montgomery Scott LLC | 17,568 | 23,241 | +5,673 | 0.00 | 0.00 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 20,117 | 20,803 | +686 | 0.09 | 0.07 | -0.01 | buy |
| Concurrent Investment Advisors, LLC | 20,886 | 20,535 | -351 | 0.01 | 0.01 | -0.00 | sell |
| 1776 Wealth LLC | 20,000 | 20,000 | 0 | 0.10 | 0.10 | -0.00 | hold |
| Stratos Wealth Partners, LTD. | 19,456 | 19,456 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Advisory Services Network, LLC | 19,258 | 19,258 | 0 | 0.00 | 0.00 | -0.00 | hold |
| B. Riley Wealth Advisors, Inc. | 73,619 | 18,954 | -54,665 | 0.02 | 0.00 | -0.02 | sell |
| COMERICA BANK | 18,498 | 18,863 | +365 | 0.00 | 0.00 | -0.00 | buy |
| Aviance Capital Partners, LLC | 19,561 | 17,752 | -1,809 | 0.04 | 0.03 | -0.02 | sell |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 17,442 | 17,442 | 0 | 0.01 | 0.01 | -0.00 | hold |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 15,689 | 17,430 | +1,741 | 0.14 | 0.15 | +0.01 | buy |
| NOMURA HOLDINGS INC | 0 | 16,810 | +16,810 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 16,849 | 16,466 | -383 | 0.00 | 0.00 | -0.00 | sell |
| SIMON QUICK ADVISORS, LLC | 13,198 | 14,805 | +1,607 | 0.01 | 0.01 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 14,600 | 14,779 | +179 | 0.01 | 0.01 | -0.00 | buy |
| M&T BANK CORP | 14,613 | 14,531 | -82 | 0.00 | 0.00 | -0.00 | sell |
| Cambridge Investment Research Advisors, Inc. | 13,957 | 13,756 | -201 | 0.00 | 0.00 | -0.00 | sell |
| Valued Retirements, Inc. | 13,531 | 13,531 | 0 | 0.24 | 0.23 | -0.01 | hold |
| DRIVE WEALTH MANAGEMENT, LLC | 12,232 | 12,232 | 0 | 0.04 | 0.04 | -0.00 | hold |
| SIT INVESTMENT ASSOCIATES INC | 11,729 | 11,729 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST TRUST ADVISORS LP | 20,797 | 11,687 | -9,110 | 0.00 | 0.00 | -0.00 | sell |
| Altus Wealth Group LLC | 13,461 | 11,371 | -2,090 | 0.08 | 0.06 | -0.02 | sell |
| TRUE Private Wealth Advisors | 11,300 | 11,300 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 10,700 | 10,700 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Summit Trail Advisors, LLC | 12,416 | 10,524 | -1,892 | 0.00 | 0.00 | -0.00 | sell |
| Kestra Advisory Services, LLC | 10,736 | 10,405 | -331 | 0.00 | 0.00 | -0.00 | sell |
| MGO ONE SEVEN LLC | 0 | 10,287 | +10,287 | 0.00 | 0.01 | +0.01 | buy |
| Novak & Powell Financial Services, Inc. | 0 | 9,716 | +9,716 | 0.00 | 0.08 | +0.08 | buy |
| HOLLENCREST CAPITAL MANAGEMENT | 9,270 | 9,270 | 0 | 0.01 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 0 | 6,000 | +6,000 | 0.00 | 0.00 | +0.00 | buy |
| Independence Bank of Kentucky | 3,000 | 3,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 2,208 | +2,208 | 0.00 | 0.00 | +0.00 | buy |
| UMB Bank, n.a. | 2,697 | 2,062 | -635 | 0.00 | 0.00 | -0.00 | sell |
| ORG Partners LLC | 0 | 1,626 | +1,626 | 0.00 | 0.03 | +0.03 | buy |