| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 3,205,740 | 3,400,776 | +195,036 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 11,729 | 101,729 | +90,000 | 0.00 | 0.02 | +0.02 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 311,239 | 400,991 | +89,752 | 0.27 | 0.35 | +0.09 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,756,089 | 5,839,684 | +83,595 | 2.91 | 2.85 | -0.05 | buy |
| B. Riley Wealth Advisors, Inc. | 18,954 | 76,372 | +57,418 | 0.00 | 0.02 | +0.02 | buy |
| LPL Financial LLC | 232,618 | 284,752 | +52,134 | 0.00 | 0.00 | +0.00 | buy |
| Ackerman Capital Advisors, LLC | 0 | 44,987 | +44,987 | 0.00 | 0.12 | +0.12 | buy |
| CHOREO, LLC | 0 | 41,268 | +41,268 | 0.00 | 0.01 | +0.01 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | 31,884 | +31,884 | 0.00 | 0.00 | +0.00 | buy |
| Modern Wealth Management, LLC | 0 | 30,000 | +30,000 | 0.00 | 0.02 | +0.02 | buy |
| Leo Wealth, LLC | 161,361 | 188,991 | +27,630 | 0.17 | 0.20 | +0.03 | buy |
| Rockefeller Capital Management L.P. | 106,688 | 131,910 | +25,222 | 0.00 | 0.00 | +0.00 | buy |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 28,567 | 46,905 | +18,338 | 0.05 | 0.08 | +0.03 | buy |
| WELLS FARGO & COMPANY/MN | 324,669 | 338,577 | +13,908 | 0.00 | 0.00 | +0.00 | buy |
| Fort Point Capital Partners LLC | 79,697 | 93,114 | +13,417 | 0.11 | 0.12 | +0.01 | buy |
| PFG Investments, LLC | 0 | 11,370 | +11,370 | 0.00 | 0.01 | +0.01 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,141 | 12,141 | +11,000 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,208 | 12,608 | +10,400 | 0.00 | 0.03 | +0.02 | buy |
| PARK AVENUE SECURITIES LLC | 115,223 | 125,435 | +10,212 | 0.02 | 0.02 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 116,970 | 126,613 | +9,643 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 101,195 | 110,309 | +9,114 | 0.00 | 0.00 | +0.00 | buy |
| FIRST TRUST ADVISORS LP | 11,687 | 19,532 | +7,845 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 191,551 | 198,931 | +7,380 | 0.00 | 0.00 | -0.00 | buy |
| NOMURA HOLDINGS INC | 16,810 | 23,219 | +6,409 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 5,709 | +5,709 | 0.00 | 0.01 | +0.01 | buy |
| Cambridge Investment Research Advisors, Inc. | 13,756 | 18,711 | +4,955 | 0.00 | 0.00 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 81,582 | 86,494 | +4,912 | 0.01 | 0.01 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 4,476 | +4,476 | 0.00 | 0.00 | +0.00 | buy |
| Johnson Financial Group, Inc. | 0 | 4,300 | +4,300 | 0.00 | 0.00 | +0.00 | buy |
| Bank of New York Mellon Corp | 181,412 | 185,136 | +3,724 | 0.00 | 0.00 | -0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 17,430 | 21,011 | +3,581 | 0.15 | 0.17 | +0.02 | buy |
| Concurrent Investment Advisors, LLC | 20,535 | 24,025 | +3,490 | 0.01 | 0.01 | -0.00 | buy |
| PRINCIPAL SECURITIES, INC. | 1,247 | 4,247 | +3,000 | 0.00 | 0.00 | +0.00 | buy |
| Carson Advisory Inc. | 36,304 | 39,304 | +3,000 | 0.27 | 0.29 | +0.02 | buy |
| MML INVESTORS SERVICES, LLC | 25,344 | 27,939 | +2,595 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 17,752 | 20,067 | +2,315 | 0.03 | 0.03 | +0.00 | buy |
| AMERIPRISE FINANCIAL INC | 88,909 | 91,054 | +2,145 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 10,405 | 12,291 | +1,886 | 0.00 | 0.00 | -0.00 | buy |
| Melone Private Wealth, LLC | 165,954 | 167,718 | +1,764 | 1.04 | 1.03 | -0.01 | buy |
| Providence First Trust Co | 24,393 | 25,393 | +1,000 | 0.11 | 0.12 | +0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 33,422 | 34,421 | +999 | 0.00 | 0.00 | +0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 29,317 | 30,088 | +771 | 0.00 | 0.00 | -0.00 | buy |
| CULLEN/FROST BANKERS, INC. | 0 | 717 | +717 | 0.00 | 0.00 | +0.00 | buy |
| Compass Financial Group, INC/SD | 39,896 | 40,505 | +609 | 0.10 | 0.09 | -0.01 | buy |
| HARBOUR INVESTMENTS, INC. | 14,779 | 15,020 | +241 | 0.01 | 0.01 | -0.00 | buy |
| Stratos Wealth Advisors, LLC | 42,605 | 42,791 | +186 | 0.03 | 0.02 | -0.00 | buy |
| Rareview Capital LLC | 281,532 | 281,635 | +103 | 2.89 | 2.79 | -0.10 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 109,050 | 109,141 | +91 | 0.82 | 0.79 | -0.03 | buy |
| Avior Wealth Management, LLC | 26,720 | 26,763 | +43 | 0.01 | 0.01 | -0.00 | buy |
| CWM, LLC | 0 | 22 | +22 | 0.00 | 0.00 | 0.00 | buy |
| Global Retirement Partners, LLC | 1,317 | 1,338 | +21 | 0.00 | 0.00 | -0.00 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 41,682 | 41,682 | 0 | 0.03 | 0.03 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 9,270 | 9,270 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Rock Point Advisors, LLC | 46,700 | 46,700 | 0 | 0.14 | 0.14 | -0.00 | hold |
| Janney Montgomery Scott LLC | 23,241 | 23,241 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Indiana Trust & Investment Management Co | 64,512 | 64,512 | 0 | 0.27 | 0.25 | -0.03 | hold |
| Freestone Capital Holdings, LLC | 67,909 | 67,909 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Allianz Asset Management GmbH | 544,800 | 544,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Advisory Services Network, LLC | 19,258 | 19,258 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alpine Global Management, LLC | 105,586 | 105,586 | 0 | 0.21 | 0.19 | -0.02 | hold |
| Tortoise Investment Management, LLC | 457 | 457 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NewEdge Advisors, LLC | 830 | 830 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUE Private Wealth Advisors | 11,300 | 11,300 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Matisse Capital | 29,650 | 29,650 | 0 | 0.15 | 0.15 | +0.00 | hold |
| Independence Bank of Kentucky | 3,000 | 3,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 17,442 | 17,442 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Altus Wealth Group LLC | 11,371 | 11,371 | 0 | 0.06 | 0.06 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 301 | 301 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Guardian Wealth Management, Inc. | 668 | 668 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Fortitude Advisory Group L.L.C. | 26,694 | 26,694 | 0 | 0.16 | 0.17 | +0.01 | hold |
| ORG Partners LLC | 1,626 | 1,626 | 0 | 0.03 | 0.00 | -0.03 | hold |
| CAPSTONE CAPITAL LLC | 35,344 | 35,344 | 0 | 0.32 | 0.33 | +0.01 | hold |
| Burford Brothers, Inc. | 36,100 | 36,100 | 0 | 0.25 | 0.22 | -0.03 | hold |
| Gilliland Jeter Wealth Management LLC | 1,230 | 1,230 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,313 | 1,313 | 0 | 0.00 | 0.00 | -0.00 | hold |
| US BANCORP \DE\ | 6,000 | 6,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 77,104 | 77,104 | 0 | 0.06 | 0.06 | -0.00 | hold |
| BESSEMER GROUP INC | 761 | 720 | -41 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 400 | 0 | -400 | 0.00 | 0.00 | -0.00 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 16,466 | 15,991 | -475 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 26,443 | 25,759 | -684 | 0.00 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 2,062 | 1,317 | -745 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 89,920 | 88,866 | -1,054 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 18,863 | 17,677 | -1,186 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 43,735 | 42,174 | -1,561 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 30,415 | 28,085 | -2,330 | 0.00 | 0.00 | -0.00 | sell |
| M&T BANK CORP | 14,531 | 12,192 | -2,339 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 37,082 | 34,193 | -2,889 | 0.00 | 0.00 | -0.00 | sell |
| Chicago Partners Investment Group LLC | 64,694 | 61,670 | -3,024 | 0.03 | 0.02 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 53,010 | 49,896 | -3,114 | 0.00 | 0.00 | -0.00 | sell |
| HighTower Advisors, LLC | 231,518 | 226,186 | -5,332 | 0.00 | 0.00 | -0.00 | sell |
| Pathstone Holdings, LLC | 1,870,645 | 1,863,409 | -7,236 | 0.09 | 0.09 | -0.01 | sell |
| Novak & Powell Financial Services, Inc. | 9,716 | 0 | -9,716 | 0.08 | 0.00 | -0.08 | sell |
| MGO ONE SEVEN LLC | 10,287 | 0 | -10,287 | 0.01 | 0.00 | -0.01 | sell |
| Summit Trail Advisors, LLC | 10,524 | 0 | -10,524 | 0.00 | 0.00 | -0.00 | sell |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 10,700 | 0 | -10,700 | 0.04 | 0.00 | -0.04 | sell |
| DRIVE WEALTH MANAGEMENT, LLC | 12,232 | 0 | -12,232 | 0.04 | 0.00 | -0.04 | sell |
| Valued Retirements, Inc. | 13,531 | 0 | -13,531 | 0.23 | 0.00 | -0.23 | sell |
| SIMON QUICK ADVISORS, LLC | 14,805 | 0 | -14,805 | 0.01 | 0.00 | -0.01 | sell |