| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | 664,501 | 524,773 | +139,728 | 0.05 | 0.04 | 0.00 | sell |
| SIT INVESTMENT ASSOCIATES INC | 11,729 | 101,729 | +90,000 | 0.00 | 0.02 | +0.02 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 311,239 | 400,991 | +89,752 | 0.27 | 0.35 | +0.09 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,756,089 | 5,839,684 | +83,595 | 2.91 | 2.85 | -0.05 | buy |
| Leo Wealth, LLC | 161,361 | 188,991 | +27,630 | 0.17 | 0.20 | +0.03 | buy |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 28,567 | 46,905 | +18,338 | 0.05 | 0.08 | +0.03 | buy |
| Fort Point Capital Partners LLC | 79,697 | 93,114 | +13,417 | 0.11 | 0.12 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,208 | 12,608 | +10,400 | 0.00 | 0.03 | +0.02 | buy |
| PARK AVENUE SECURITIES LLC | 115,223 | 125,435 | +10,212 | 0.02 | 0.02 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 17,430 | 21,011 | +3,581 | 0.15 | 0.17 | +0.02 | buy |
| Concurrent Investment Advisors, LLC | 20,535 | 24,025 | +3,490 | 0.01 | 0.01 | -0.00 | buy |
| Carson Advisory Inc. | 36,304 | 39,304 | +3,000 | 0.27 | 0.29 | +0.02 | buy |
| Aviance Capital Partners, LLC | 17,752 | 20,067 | +2,315 | 0.03 | 0.03 | +0.00 | buy |
| Melone Private Wealth, LLC | 165,954 | 167,718 | +1,764 | 1.04 | 1.03 | -0.01 | buy |
| Providence First Trust Co | 24,393 | 25,393 | +1,000 | 0.11 | 0.12 | +0.01 | buy |
| RIVERBRIDGE PARTNERS LLC | 33,422 | 34,421 | +999 | 0.00 | 0.00 | +0.00 | buy |
| Compass Financial Group, INC/SD | 39,896 | 40,505 | +609 | 0.10 | 0.09 | -0.01 | buy |
| Stratos Wealth Advisors, LLC | 42,605 | 42,791 | +186 | 0.03 | 0.02 | -0.00 | buy |
| Rareview Capital LLC | 281,532 | 281,635 | +103 | 2.89 | 2.79 | -0.10 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 109,050 | 109,141 | +91 | 0.82 | 0.79 | -0.03 | buy |
| Chicago Partners Investment Group LLC | 64,694 | 61,670 | -3,024 | 0.03 | 0.02 | -0.00 | sell |
| Vivaldi Capital Management LP | 122,614 | 106,370 | -16,244 | 0.36 | 0.31 | -0.05 | sell |
| Karpus Management, Inc. | 941,405 | 921,330 | -20,075 | 0.28 | 0.27 | -0.02 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 86,110 | 59,421 | -26,689 | 0.08 | 0.05 | -0.03 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 478,181 | 447,196 | -30,985 | 1.72 | 1.66 | -0.06 | sell |
| Stonebrook Private Inc. | 65,559 | 26,162 | -39,397 | 0.20 | 0.08 | -0.12 | sell |
| Moors & Cabot, Inc. | 54,936 | 11,805 | -43,131 | 0.03 | 0.01 | -0.02 | sell |
| NINE MASTS CAPITAL Ltd | 116,982 | 73,824 | -43,158 | 0.32 | 0.23 | -0.09 | sell |
| 1607 Capital Partners, LLC | 1,073,805 | 1,016,962 | -56,843 | 0.91 | 0.94 | +0.03 | sell |
| AQR Arbitrage LLC | 426,565 | 312,051 | -114,514 | 0.16 | 0.08 | -0.07 | sell |
| Fiera Capital Corp | 473,323 | 320,216 | -153,107 | 0.01 | 0.01 | -0.00 | sell |
| Logan Stone Capital, LLC | 540,080 | 207,907 | -332,173 | 1.21 | 0.56 | -0.66 | sell |