| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | 524,773 | 284,670 | +240,103 | 0.04 | 0.02 | 0.00 | sell |
| Rareview Capital LLC | 281,635 | 317,005 | +35,370 | 2.79 | 2.57 | -0.22 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 400,991 | 433,015 | +32,024 | 0.35 | 0.41 | +0.05 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 447,196 | 473,096 | +25,900 | 1.66 | 1.78 | +0.12 | buy |
| Leo Wealth, LLC | 188,991 | 208,584 | +19,593 | 0.20 | 0.21 | +0.01 | buy |
| Ackerman Capital Advisors, LLC | 44,987 | 52,541 | +7,554 | 0.12 | 0.15 | +0.02 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 12,608 | 16,660 | +4,052 | 0.03 | 0.03 | +0.01 | buy |
| CHOREO, LLC | 41,268 | 43,727 | +2,459 | 0.01 | 0.01 | -0.00 | buy |
| Aviance Capital Partners, LLC | 20,067 | 21,519 | +1,452 | 0.03 | 0.03 | +0.00 | buy |
| Moors & Cabot, Inc. | 11,805 | 13,129 | +1,324 | 0.01 | 0.01 | +0.00 | buy |
| Melone Private Wealth, LLC | 167,718 | 168,742 | +1,024 | 1.03 | 0.97 | -0.06 | buy |
| Carson Advisory Inc. | 39,304 | 40,304 | +1,000 | 0.29 | 0.27 | -0.01 | buy |
| Indiana Trust & Investment Management Co | 64,512 | 65,509 | +997 | 0.25 | 0.24 | -0.00 | buy |
| Compass Financial Group, INC/SD | 40,505 | 41,420 | +915 | 0.09 | 0.09 | -0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 34,421 | 35,005 | +584 | 0.00 | 0.01 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 61,670 | 62,013 | +343 | 0.02 | 0.02 | -0.00 | buy |
| Stonebrook Private Inc. | 26,162 | 26,343 | +181 | 0.08 | 0.08 | -0.00 | buy |
| Stratos Wealth Advisors, LLC | 42,791 | 42,971 | +180 | 0.02 | 0.02 | -0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 21,011 | 20,657 | -354 | 0.17 | 0.17 | -0.00 | sell |
| Rock Point Advisors, LLC | 46,700 | 45,950 | -750 | 0.14 | 0.14 | -0.01 | sell |
| PARK AVENUE SECURITIES LLC | 125,435 | 122,211 | -3,224 | 0.02 | 0.02 | -0.00 | sell |
| CAPSTONE CAPITAL LLC | 35,344 | 29,450 | -5,894 | 0.33 | 0.26 | -0.06 | sell |
| Fiera Capital Corp | 320,216 | 310,781 | -9,435 | 0.01 | 0.01 | -0.00 | sell |
| 1607 Capital Partners, LLC | 1,016,962 | 966,793 | -50,169 | 0.94 | 0.96 | +0.02 | sell |
| NINE MASTS CAPITAL Ltd | 73,824 | 21,753 | -52,071 | 0.23 | 0.11 | -0.12 | sell |
| Logan Stone Capital, LLC | 207,907 | 115,388 | -92,519 | 0.56 | 0.31 | -0.25 | sell |
| Karpus Management, Inc. | 921,330 | 824,978 | -96,352 | 0.27 | 0.25 | -0.02 | sell |
| AQR Arbitrage LLC | 312,051 | 179,269 | -132,782 | 0.08 | 0.05 | -0.04 | sell |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,839,684 | 5,677,085 | -162,599 | 2.85 | 2.97 | +0.12 | sell |