| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,355,316 | 5,376,881 | +1,021,565 | 2.02 | 2.62 | +0.60 | buy |
| Saba Capital Management, L.P. | 1,328,471 | 2,099,958 | +771,487 | 0.38 | 0.53 | +0.15 | buy |
| Fiera Capital Corp | 0 | 605,830 | +605,830 | 0.00 | 0.02 | +0.02 | buy |
| Logan Stone Capital, LLC | 449,908 | 855,143 | +405,235 | 1.10 | 1.76 | +0.66 | buy |
| 1607 Capital Partners, LLC | 1,359,412 | 1,709,753 | +350,341 | 0.91 | 1.22 | +0.31 | buy |
| GUGGENHEIM CAPITAL LLC | 631,588 | 799,369 | +167,781 | 0.05 | 0.06 | +0.01 | buy |
| Advisors Asset Management, Inc. | 0 | 159,384 | +159,384 | 0.00 | 0.03 | +0.03 | buy |
| AQR Arbitrage LLC | 327,140 | 464,257 | +137,117 | 0.13 | 0.19 | +0.06 | buy |
| VAN ECK ASSOCIATES CORP | 288,296 | 414,806 | +126,510 | 0.01 | 0.01 | +0.00 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 287,977 | 405,407 | +117,430 | 1.16 | 1.46 | +0.30 | buy |
| WELLS FARGO & COMPANY/MN | 160,080 | 276,438 | +116,358 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 141,737 | 244,462 | +102,725 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 29,012 | 108,908 | +79,896 | 0.28 | 1.04 | +0.76 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 37,451 | 116,271 | +78,820 | 0.04 | 0.11 | +0.06 | buy |
| Freestone Capital Holdings, LLC | 0 | 67,909 | +67,909 | 0.00 | 0.03 | +0.03 | buy |
| Indiana Trust & Investment Management Co | 0 | 64,512 | +64,512 | 0.00 | 0.30 | +0.30 | buy |
| Steward Partners Investment Advisory, LLC | 15,944 | 77,649 | +61,705 | 0.00 | 0.01 | +0.01 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 58,061 | +58,061 | 0.00 | 0.00 | +0.00 | buy |
| UBS Group AG | 144,734 | 202,669 | +57,935 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 189,425 | 244,369 | +54,944 | 0.00 | 0.00 | +0.00 | buy |
| B. Riley Wealth Advisors, Inc. | 18,954 | 73,619 | +54,665 | 0.00 | 0.02 | +0.02 | buy |
| Rockefeller Capital Management L.P. | 0 | 39,477 | +39,477 | 0.00 | 0.00 | +0.00 | buy |
| TRUIST FINANCIAL CORP | 0 | 37,688 | +37,688 | 0.00 | 0.00 | +0.00 | buy |
| Matisse Capital | 0 | 36,871 | +36,871 | 0.00 | 0.20 | +0.20 | buy |
| LPL Financial LLC | 163,077 | 193,104 | +30,027 | 0.00 | 0.00 | +0.00 | buy |
| Fort Point Capital Partners LLC | 0 | 24,143 | +24,143 | 0.00 | 0.04 | +0.04 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 18,922 | 41,682 | +22,760 | 0.01 | 0.03 | +0.02 | buy |
| FIRST TRUST ADVISORS LP | 0 | 20,797 | +20,797 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 32,105 | 52,578 | +20,473 | 0.00 | 0.00 | +0.00 | buy |
| 1776 Wealth LLC | 0 | 20,000 | +20,000 | 0.00 | 0.10 | +0.10 | buy |
| Aviance Capital Partners, LLC | 0 | 19,561 | +19,561 | 0.00 | 0.04 | +0.04 | buy |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 0 | 17,442 | +17,442 | 0.00 | 0.01 | +0.01 | buy |
| OPPENHEIMER & CO INC | 11,351 | 26,393 | +15,042 | 0.00 | 0.00 | +0.00 | buy |
| Ackerman Capital Advisors, LLC | 0 | 14,049 | +14,049 | 0.00 | 0.04 | +0.04 | buy |
| Cambridge Investment Research Advisors, Inc. | 0 | 13,957 | +13,957 | 0.00 | 0.00 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 0 | 13,198 | +13,198 | 0.00 | 0.01 | +0.01 | buy |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 12,500 | +12,500 | 0.00 | 0.01 | +0.01 | buy |
| Summit Trail Advisors, LLC | 0 | 12,416 | +12,416 | 0.00 | 0.00 | +0.00 | buy |
| DRIVE WEALTH MANAGEMENT, LLC | 0 | 12,232 | +12,232 | 0.00 | 0.04 | +0.04 | buy |
| Dakota Wealth Management | 0 | 11,996 | +11,996 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 0 | 11,729 | +11,729 | 0.00 | 0.00 | +0.00 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 0 | 11,673 | +11,673 | 0.00 | 0.01 | +0.01 | buy |
| Scissortail Wealth Management, LLC | 0 | 10,880 | +10,880 | 0.00 | 0.03 | +0.03 | buy |
| Kestra Advisory Services, LLC | 0 | 10,736 | +10,736 | 0.00 | 0.00 | +0.00 | buy |
| Weiss Asset Management LP | 0 | 10,266 | +10,266 | 0.00 | 0.01 | +0.01 | buy |
| Bridgewater Advisors Inc. | 39,428 | 49,677 | +10,249 | 0.06 | 0.08 | +0.02 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 20,756 | 30,193 | +9,437 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 102,210 | 109,548 | +7,338 | 0.00 | 0.00 | +0.00 | buy |
| PARK AVENUE SECURITIES LLC | 96,843 | 103,486 | +6,643 | 0.01 | 0.01 | +0.00 | buy |
| Janney Montgomery Scott LLC | 11,240 | 17,568 | +6,328 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 13,735 | 19,526 | +5,791 | 0.00 | 0.00 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 14,771 | 20,117 | +5,346 | 0.06 | 0.09 | +0.03 | buy |
| Prospera Financial Services Inc | 123,131 | 127,884 | +4,753 | 0.04 | 0.04 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 13,780 | 16,849 | +3,069 | 0.00 | 0.00 | +0.00 | buy |
| Melone Private Wealth, LLC | 161,769 | 164,826 | +3,057 | 1.03 | 1.07 | +0.03 | buy |
| UMB Bank, n.a. | 0 | 2,697 | +2,697 | 0.00 | 0.00 | +0.00 | buy |
| Fortitude Advisory Group L.L.C. | 22,508 | 24,730 | +2,222 | 0.14 | 0.15 | +0.02 | buy |
| Elequin Capital, LP | 0 | 1,887 | +1,887 | 0.00 | 0.01 | +0.01 | buy |
| Compass Financial Group, INC/SD | 38,502 | 40,002 | +1,500 | 0.10 | 0.11 | +0.00 | buy |
| Bank of New York Mellon Corp | 45,124 | 46,621 | +1,497 | 0.00 | 0.00 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 20,549 | 21,975 | +1,426 | 0.00 | 0.00 | +0.00 | buy |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 0 | 1,313 | +1,313 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 329 | 1,270 | +941 | 0.00 | 0.00 | +0.00 | buy |
| NewEdge Advisors, LLC | 0 | 830 | +830 | 0.00 | 0.00 | +0.00 | buy |
| Guardian Wealth Management, Inc. | 0 | 668 | +668 | 0.00 | 0.01 | +0.01 | buy |
| Tortoise Investment Management, LLC | 0 | 457 | +457 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 620 | 976 | +356 | 0.00 | 0.00 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 32,298 | 32,598 | +300 | 0.00 | 0.00 | +0.00 | buy |
| CWM, LLC | 0 | 297 | +297 | 0.00 | 0.00 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 64,142 | 64,398 | +256 | 0.03 | 0.03 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 14,429 | 14,600 | +171 | 0.01 | 0.01 | -0.00 | buy |
| Stratos Wealth Advisors, LLC | 42,334 | 42,494 | +160 | 0.02 | 0.02 | -0.00 | buy |
| Global Retirement Partners, LLC | 1,291 | 1,306 | +15 | 0.00 | 0.00 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 36,627 | 36,627 | 0 | 0.03 | 0.03 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 9,270 | 9,270 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Stratos Wealth Partners, LTD. | 19,456 | 19,456 | 0 | 0.00 | 0.00 | -0.00 | hold |
| TRUE Private Wealth Advisors | 11,300 | 11,300 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Independence Bank of Kentucky | 3,000 | 3,000 | 0 | 0.01 | 0.01 | -0.00 | hold |
| SOA Wealth Advisors, LLC. | 301 | 301 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 55,530 | 55,530 | 0 | 0.10 | 0.10 | -0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 10,700 | 10,700 | 0 | 0.04 | 0.04 | +0.00 | hold |
| SeaCrest Wealth Management, LLC | 12,073 | 12,068 | -5 | 0.01 | 0.02 | +0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 15,949 | 15,689 | -260 | 0.13 | 0.14 | +0.01 | sell |
| FNY Investment Advisers, LLC | 400 | 0 | -400 | 0.00 | 0.00 | -0.00 | sell |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 43,850 | 43,431 | -419 | 0.00 | 0.00 | -0.00 | sell |
| Tower Research Capital LLC (TRC) | 451 | 0 | -451 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 19,602 | 18,498 | -1,104 | 0.00 | 0.00 | -0.00 | sell |
| AE Wealth Management LLC | 20,300 | 18,960 | -1,340 | 0.00 | 0.00 | -0.00 | sell |
| Rock Point Advisors, LLC | 48,200 | 46,700 | -1,500 | 0.15 | 0.14 | -0.00 | sell |
| Farther Finance Advisors, LLC | 1,511 | 0 | -1,511 | 0.00 | 0.00 | -0.00 | sell |
| Altus Wealth Group LLC | 14,991 | 13,461 | -1,530 | 0.08 | 0.08 | -0.01 | sell |
| M&T BANK CORP | 16,914 | 14,613 | -2,301 | 0.00 | 0.00 | -0.00 | sell |
| Providence First Trust Co | 28,593 | 24,393 | -4,200 | 0.14 | 0.12 | -0.02 | sell |
| BROWN BROTHERS HARRIMAN & CO | 8,000 | 0 | -8,000 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 10,286 | 1,000 | -9,286 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 92,994 | 83,608 | -9,386 | 0.00 | 0.00 | -0.00 | sell |
| Woodline Partners LP | 10,254 | 0 | -10,254 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 54,342 | 43,768 | -10,574 | 0.00 | 0.00 | +0.00 | sell |
| MGO ONE SEVEN LLC | 11,253 | 0 | -11,253 | 0.01 | 0.00 | -0.01 | sell |