| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,355,316 | 5,376,881 | +1,021,565 | 2.02 | 2.62 | +0.60 | buy |
| Logan Stone Capital, LLC | 449,908 | 855,143 | +405,235 | 1.10 | 1.76 | +0.66 | buy |
| 1607 Capital Partners, LLC | 1,359,412 | 1,709,753 | +350,341 | 0.91 | 1.22 | +0.31 | buy |
| GUGGENHEIM CAPITAL LLC | 631,588 | 799,369 | +167,781 | 0.05 | 0.06 | 0.00 | buy |
| AQR Arbitrage LLC | 327,140 | 464,257 | +137,117 | 0.13 | 0.19 | +0.06 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 287,977 | 405,407 | +117,430 | 1.16 | 1.46 | +0.30 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 29,012 | 108,908 | +79,896 | 0.28 | 1.04 | +0.76 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 37,451 | 116,271 | +78,820 | 0.04 | 0.11 | +0.06 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 18,922 | 41,682 | +22,760 | 0.01 | 0.03 | +0.02 | buy |
| Bridgewater Advisors Inc. | 39,428 | 49,677 | +10,249 | 0.06 | 0.08 | +0.02 | buy |
| PARK AVENUE SECURITIES LLC | 96,843 | 103,486 | +6,643 | 0.01 | 0.01 | +0.00 | buy |
| Ironsides Asset Advisors, LLC | 14,771 | 20,117 | +5,346 | 0.06 | 0.09 | +0.03 | buy |
| Melone Private Wealth, LLC | 161,769 | 164,826 | +3,057 | 1.03 | 1.07 | +0.03 | buy |
| Fortitude Advisory Group L.L.C. | 22,508 | 24,730 | +2,222 | 0.14 | 0.15 | +0.02 | buy |
| Compass Financial Group, INC/SD | 38,502 | 40,002 | +1,500 | 0.10 | 0.11 | +0.00 | buy |
| RIVERBRIDGE PARTNERS LLC | 32,298 | 32,598 | +300 | 0.00 | 0.00 | +0.00 | buy |
| Chicago Partners Investment Group LLC | 64,142 | 64,398 | +256 | 0.03 | 0.03 | -0.00 | buy |
| HARBOUR INVESTMENTS, INC. | 14,429 | 14,600 | +171 | 0.01 | 0.01 | -0.00 | buy |
| Stratos Wealth Advisors, LLC | 42,334 | 42,494 | +160 | 0.02 | 0.02 | -0.00 | buy |
| SeaCrest Wealth Management, LLC | 12,073 | 12,068 | -5 | 0.01 | 0.02 | +0.00 | sell |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 15,949 | 15,689 | -260 | 0.13 | 0.14 | +0.01 | sell |
| Rock Point Advisors, LLC | 48,200 | 46,700 | -1,500 | 0.15 | 0.14 | -0.00 | sell |
| Altus Wealth Group LLC | 14,991 | 13,461 | -1,530 | 0.08 | 0.08 | -0.01 | sell |
| Providence First Trust Co | 28,593 | 24,393 | -4,200 | 0.14 | 0.12 | -0.02 | sell |
| ACCESS FINANCIAL SERVICES, INC. | 54,152 | 34,771 | -19,381 | 0.29 | 0.18 | -0.11 | sell |
| Moors & Cabot, Inc. | 84,362 | 52,399 | -31,963 | 0.05 | 0.03 | -0.02 | sell |
| Karpus Management, Inc. | 1,075,504 | 959,932 | -115,572 | 0.32 | 0.30 | -0.03 | sell |
| Vivaldi Capital Management LP | 341,701 | 139,959 | -201,742 | 1.00 | 0.43 | -0.57 | sell |