| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,677,085 | 5,519,166 | -157,919 | 2.97 | 2.71 | -0.26 | sell |
| MORGAN STANLEY | 3,703,002 | 3,778,236 | +75,234 | 0.00 | 0.00 | -0.00 | buy |
| Pathstone Holdings, LLC | 1,922,312 | 2,329,047 | +406,735 | 0.09 | 0.11 | +0.01 | buy |
| 1607 Capital Partners, LLC | 966,793 | 1,695,366 | +728,573 | 0.96 | 1.39 | +0.43 | buy |
| Karpus Management, Inc. | 824,978 | 695,939 | -129,039 | 0.25 | 0.21 | -0.04 | sell |
| Allianz Asset Management GmbH | 544,800 | 544,800 | 0 | 0.01 | 0.01 | -0.00 | hold |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 433,015 | 499,730 | +66,715 | 0.41 | 0.51 | +0.10 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 473,096 | 473,096 | 0 | 1.78 | 1.95 | +0.17 | hold |
| WELLS FARGO & COMPANY/MN | 399,927 | 426,551 | +26,624 | 0.00 | 0.00 | -0.00 | buy |
| VAN ECK ASSOCIATES CORP | 401,217 | 415,636 | +14,419 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 88,569 | 348,563 | +259,994 | 0.00 | 0.00 | +0.00 | buy |
| Rareview Capital LLC | 317,005 | 327,253 | +10,248 | 2.57 | 2.57 | +0.00 | buy |
| Fiera Capital Corp | 310,781 | 318,225 | +7,444 | 0.01 | 0.01 | +0.00 | buy |
| Saba Capital Management, L.P. | 1,381,225 | 260,609 | -1,120,616 | 0.33 | 0.07 | -0.26 | sell |
| HighTower Advisors, LLC | 234,017 | 245,192 | +11,175 | 0.00 | 0.00 | -0.00 | buy |
| Leo Wealth, LLC | 208,584 | 213,267 | +4,683 | 0.21 | 0.19 | -0.01 | buy |
| UBS Group AG | 206,834 | 208,886 | +2,052 | 0.00 | 0.00 | -0.00 | buy |
| Invesco Ltd. | 179,056 | 201,680 | +22,624 | 0.00 | 0.00 | +0.00 | buy |
| Rockefeller Capital Management L.P. | 186,376 | 169,169 | -17,207 | 0.01 | 0.00 | -0.00 | sell |
| Melone Private Wealth, LLC | 168,742 | 159,428 | -9,314 | 0.97 | 0.84 | -0.13 | sell |
| Advisors Asset Management, Inc. | 0 | 143,611 | +143,611 | 0.00 | 0.03 | +0.03 | buy |
| GUGGENHEIM CAPITAL LLC | 284,670 | 143,054 | -141,616 | 0.02 | 0.01 | -0.01 | sell |
| Bank of New York Mellon Corp | 145,870 | 139,055 | -6,815 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 124,524 | 130,684 | +6,160 | 0.00 | 0.00 | -0.00 | buy |
| Steward Partners Investment Advisory, LLC | 119,915 | 128,759 | +8,844 | 0.01 | 0.01 | -0.00 | buy |
| PARK AVENUE SECURITIES LLC | 122,211 | 128,585 | +6,374 | 0.01 | 0.01 | -0.00 | buy |
| ROYAL BANK OF CANADA | 110,174 | 111,715 | +1,541 | 0.00 | 0.00 | -0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 109,141 | 109,141 | 0 | 0.78 | 0.74 | -0.04 | hold |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 0 | 102,800 | +102,800 | 0.00 | 0.24 | +0.24 | buy |
| OSAIC HOLDINGS, INC. | 20,857 | 97,531 | +76,674 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 48,970 | 96,981 | +48,011 | 0.00 | 0.00 | +0.00 | buy |
| Prospera Financial Services Inc | 139,262 | 89,263 | -49,999 | 0.04 | 0.02 | -0.02 | sell |
| AMERIPRISE FINANCIAL INC | 85,477 | 80,137 | -5,340 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 77,104 | 77,104 | 0 | 0.05 | 0.05 | -0.00 | hold |
| LPL Financial LLC | 76,388 | 74,226 | -2,162 | 0.00 | 0.00 | -0.00 | sell |
| Indiana Trust & Investment Management Co | 65,509 | 66,515 | +1,006 | 0.24 | 0.23 | -0.01 | buy |
| Chicago Partners Investment Group LLC | 62,013 | 62,371 | +358 | 0.02 | 0.02 | -0.00 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 59,243 | 61,903 | +2,660 | 0.00 | 0.00 | -0.00 | buy |
| COHEN & STEERS, INC. | 61,000 | 61,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| PFG Investments, LLC | 39,148 | 57,513 | +18,365 | 0.03 | 0.04 | +0.01 | buy |
| B. Riley Wealth Advisors, Inc. | 65,670 | 56,050 | -9,620 | 0.02 | 0.02 | -0.00 | sell |
| Csenge Advisory Group | 41,032 | 47,670 | +6,638 | 0.02 | 0.03 | +0.00 | buy |
| CHOREO, LLC | 43,727 | 46,677 | +2,950 | 0.01 | 0.01 | -0.00 | buy |
| MOSAIC FAMILY WEALTH PARTNERS, LLC | 46,905 | 46,005 | -900 | 0.08 | 0.07 | -0.01 | sell |
| Lido Advisors, LLC | 0 | 44,387 | +44,387 | 0.00 | 0.00 | +0.00 | buy |
| Carson Advisory Inc. | 40,304 | 43,769 | +3,465 | 0.27 | 0.31 | +0.04 | buy |
| Compass Financial Group, INC/SD | 41,420 | 42,626 | +1,206 | 0.09 | 0.08 | -0.01 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 41,682 | 41,682 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Rock Point Advisors, LLC | 45,950 | 40,150 | -5,800 | 0.14 | 0.12 | -0.02 | sell |
| Stratos Wealth Partners, LTD. | 41,645 | 38,045 | -3,600 | 0.01 | 0.01 | -0.00 | sell |
| Burford Brothers, Inc. | 36,100 | 36,100 | 0 | 0.20 | 0.18 | -0.02 | hold |
| Ackerman Capital Advisors, LLC | 52,541 | 35,136 | -17,405 | 0.15 | 0.09 | -0.05 | sell |
| RIVERBRIDGE PARTNERS LLC | 35,005 | 34,949 | -56 | 0.01 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 31,779 | 31,661 | -118 | 0.00 | 0.00 | -0.00 | sell |
| Avior Wealth Management, LLC | 28,304 | 31,169 | +2,865 | 0.01 | 0.01 | -0.00 | buy |
| MML INVESTORS SERVICES, LLC | 28,439 | 30,394 | +1,955 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 23,241 | 30,319 | +7,078 | 0.00 | 0.00 | +0.00 | buy |
| Matisse Capital | 29,650 | 29,650 | 0 | 0.16 | 0.15 | -0.00 | hold |
| CAPSTONE CAPITAL LLC | 29,450 | 29,450 | 0 | 0.26 | 0.25 | -0.02 | hold |
| Mariner, LLC | 26,273 | 27,481 | +1,208 | 0.00 | 0.00 | -0.00 | buy |
| Fortitude Advisory Group L.L.C. | 26,694 | 26,694 | 0 | 0.18 | 0.16 | -0.02 | hold |
| Stonebrook Private Inc. | 26,343 | 25,438 | -905 | 0.08 | 0.07 | -0.01 | sell |
| VERUS CAPITAL PARTNERS, LLC | 24,000 | 25,000 | +1,000 | 0.03 | 0.02 | -0.00 | buy |
| Providence First Trust Co | 25,393 | 24,303 | -1,090 | 0.12 | 0.09 | -0.02 | sell |
| Cambridge Investment Research Advisors, Inc. | 19,708 | 23,838 | +4,130 | 0.00 | 0.00 | +0.00 | buy |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 20,657 | 22,130 | +1,473 | 0.17 | 0.18 | +0.01 | buy |
| Advisory Services Network, LLC | 19,258 | 21,706 | +2,448 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 21,462 | +21,462 | 0.00 | 0.02 | +0.02 | buy |
| Aviance Capital Partners, LLC | 21,519 | 21,099 | -420 | 0.03 | 0.03 | -0.00 | sell |
| Keudell/Morrison Wealth Management | 0 | 20,350 | +20,350 | 0.00 | 0.05 | +0.05 | buy |
| Fiduciary Alliance LLC | 0 | 18,418 | +18,418 | 0.00 | 0.02 | +0.02 | buy |
| Concurrent Investment Advisors, LLC | 18,025 | 18,025 | 0 | 0.01 | 0.00 | -0.00 | hold |
| Stratos Wealth Advisors, LLC | 42,971 | 17,892 | -25,079 | 0.02 | 0.01 | -0.01 | sell |
| FIRST TRUST ADVISORS LP | 19,532 | 17,513 | -2,019 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 179,269 | 16,561 | -162,708 | 0.05 | 0.00 | -0.04 | sell |
| COMERICA BANK | 16,165 | 16,172 | +7 | 0.00 | 0.00 | -0.00 | buy |
| Catalina Capital Group, LLC | 14,894 | 15,820 | +926 | 0.05 | 0.05 | -0.00 | buy |
| NOMURA HOLDINGS INC | 11,320 | 15,566 | +4,246 | 0.00 | 0.00 | -0.00 | buy |
| Logan Stone Capital, LLC | 115,388 | 15,551 | -99,837 | 0.31 | 0.05 | -0.26 | sell |
| HARBOUR INVESTMENTS, INC. | 15,020 | 15,020 | 0 | 0.00 | 0.00 | -0.00 | hold |
| OPPENHEIMER & CO INC | 25,316 | 14,367 | -10,949 | 0.00 | 0.00 | -0.00 | sell |
| TRUIST FINANCIAL CORP | 30,033 | 13,860 | -16,173 | 0.00 | 0.00 | -0.00 | sell |
| Moors & Cabot, Inc. | 13,129 | 13,727 | +598 | 0.01 | 0.01 | -0.00 | buy |
| Cetera Investment Advisers | 12,302 | 11,933 | -369 | 0.00 | 0.00 | -0.00 | sell |
| SILVERLAKE WEALTH MANAGEMENT LLC | 11,829 | 11,829 | 0 | 0.05 | 0.05 | -0.00 | hold |
| Altus Wealth Group LLC | 11,371 | 11,371 | 0 | 0.05 | 0.05 | -0.00 | hold |
| MGO ONE SEVEN LLC | 0 | 11,202 | +11,202 | 0.00 | 0.00 | +0.00 | buy |
| SIMON QUICK ADVISORS, LLC | 10,336 | 10,954 | +618 | 0.01 | 0.01 | -0.00 | buy |
| Occidental Asset Management, LLC | 0 | 10,316 | +10,316 | 0.00 | 0.02 | +0.02 | buy |
| Cottage Street Advisors LLC | 0 | 10,000 | +10,000 | 0.00 | 0.05 | +0.05 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 16,660 | 8,049 | -8,611 | 0.03 | 0.02 | -0.02 | sell |
| HOLLENCREST CAPITAL MANAGEMENT | 9,270 | 6,690 | -2,580 | 0.00 | 0.00 | -0.00 | sell |
| Mechanics Financial Corp | 0 | 6,650 | +6,650 | 0.00 | 0.03 | +0.03 | buy |
| US BANCORP \DE\ | 7,455 | 6,000 | -1,455 | 0.00 | 0.00 | -0.00 | sell |
| MOTCO | 5,412 | 5,412 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Geneos Wealth Management Inc. | 3,698 | 3,980 | +282 | 0.00 | 0.00 | -0.00 | buy |
| Independence Bank of Kentucky | 3,000 | 3,000 | 0 | 0.01 | 0.00 | -0.00 | hold |
| BESSEMER GROUP INC | 43,589 | 1,677 | -41,912 | 0.00 | 0.00 | -0.00 | sell |
| ORG Wealth Partners, LLC | 1,626 | 1,626 | 0 | 0.01 | 0.01 | -0.00 | hold |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | 1,313 | 1,313 | 0 | 0.00 | 0.00 | -0.00 | hold |