Stock Transactions — GERON CORP

Total Bought
79,136,763
122 transactions
Total Sold
73,599,615
110 transactions
Net
+5,537,148
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
Soleus Capital Management, L.P.2,400,00016,140,000+13,740,0000.301.57+1.27buy
Eversept Partners, LP07,320,174+7,320,1740.001.04+1.04buy
UBS Group AG5,211,43311,745,012+6,533,5790.000.00+0.00buy
Clearbridge Investments, LLC8,687,14214,376,311+5,689,1690.010.02+0.00buy
STEMPOINT CAPITAL LP960,3076,649,244+5,688,9370.493.02+2.53buy
CITADEL ADVISORS LLC6,663,31412,035,901+5,372,5870.010.01+0.00buy
Deep Track Capital, LP38,176,25143,000,000+4,823,7491.971.95-0.02buy
Aberdeen Group plc3,692,7536,985,932+3,293,1790.010.02+0.01buy
Point72 Asset Management, L.P.7,126,8189,606,217+2,479,3990.030.03+0.00buy
Squarepoint Ops LLC1,399,8083,599,221+2,199,4130.010.01+0.01buy
Vestal Point Capital, LP22,005,34023,775,000+1,769,6602.501.76-0.73buy
MORGAN STANLEY11,534,23813,295,442+1,761,2040.000.00-0.00buy
GOLDMAN SACHS GROUP INC8,136,2009,815,660+1,679,4600.000.00-0.00buy
VANGUARD GROUP INC34,146,85135,614,200+1,467,3490.000.00-0.00buy
Ikarian Capital, LLC150,0001,600,000+1,450,0000.080.75+0.67buy
NAN FUNG TRINITY (HK) Ltd01,373,550+1,373,5500.000.23+0.23buy
Ally Bridge Group (NY) LLC2,056,6373,251,475+1,194,8382.953.81+0.87buy
ALGERT GLOBAL LLC3,260,9344,448,600+1,187,6660.130.13+0.00buy
BARCLAYS PLC1,154,9232,152,825+997,9020.000.00+0.00buy
BlackRock, Inc.49,075,30950,023,485+948,1760.000.00-0.00buy
Patient Square Capital LP0716,000+716,0000.000.36+0.36buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,372,0162,078,625+706,6090.000.00+0.00buy
GEODE CAPITAL MANAGEMENT, LLC13,567,59414,152,038+584,4440.000.00-0.00buy
BOOTHBAY FUND MANAGEMENT, LLC53,917572,002+518,0850.000.02+0.02buy
Stonepine Capital Management, LLC500,0001,000,000+500,0000.771.39+0.62buy
GSA CAPITAL PARTNERS LLP234,606679,331+444,7250.030.07+0.03buy
ALPS ADVISORS INC0343,560+343,5600.000.00+0.00buy
Woodline Partners LP7,728,7457,998,188+269,4430.080.06-0.02buy
Creative Planning106,675357,427+250,7520.000.00+0.00buy
683 Capital Management, LLC2,850,0003,100,000+250,0000.460.44-0.02buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC4,451,0314,689,314+238,2830.000.00-0.00buy
ROYAL BANK OF CANADA0226,579+226,5790.000.00+0.00buy
EDMOND DE ROTHSCHILD HOLDING S.A.2,130,0002,330,000+200,0000.060.05-0.01buy
Exome Asset Management LLC3,215,4573,414,377+198,9204.583.97-0.61buy
Virtus Investment Advisers, LLC91,587284,868+193,2810.040.14+0.10buy
PRELUDE CAPITAL MANAGEMENT, LLC895,0251,085,427+190,4020.140.15+0.01buy
Qube Research & Technologies Ltd4,795,5554,981,598+186,0430.010.01-0.00buy
ADAR1 Capital Management, LLC266,176441,176+175,0000.080.10+0.02buy
AQR CAPITAL MANAGEMENT LLC47,318207,992+160,6740.000.00+0.00buy
Schonfeld Strategic Advisors LLC285,606437,795+152,1890.000.00+0.00buy
Nvest Financial, LLC199,241322,125+122,8840.170.24+0.07buy
XTX Topco Ltd11,499124,522+113,0230.000.01+0.01buy
Polymer Capital Management (US) LLC13,676111,354+97,6780.010.03+0.02buy
DRW Securities, LLC097,453+97,4530.000.01+0.01buy
Ballentine Partners, LLC082,084+82,0840.000.00+0.00buy
RAYMOND JAMES FINANCIAL INC142,716214,771+72,0550.000.00+0.00buy
Quadrature Capital Ltd80,756150,706+69,9500.000.00+0.00buy
Tower Research Capital LLC (TRC)12,02378,317+66,2940.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/433,407498,445+65,0380.000.00-0.00buy
Inspire Investing, LLC220,935284,724+63,7890.040.04+0.00buy
MetLife Investment Management, LLC305,308363,137+57,8290.000.00+0.00buy
DnB Asset Management AS136,581190,763+54,1820.000.00+0.00buy
CANTOR FITZGERALD, L. P.526,436576,436+50,0000.030.02-0.01buy
111 Capital044,890+44,8900.000.01+0.01buy
Legal & General Group Plc508,526550,871+42,3450.000.00-0.00buy
Walleye Capital LLC040,039+40,0390.000.00+0.00buy
Gotham Asset Management, LLC038,161+38,1610.000.00+0.00buy
Dynamic Technology Lab Private Ltd034,960+34,9600.000.01+0.01buy
RHUMBLINE ADVISERS839,456873,893+34,4370.000.00-0.00buy
PRUDENTIAL FINANCIAL INC46,14279,494+33,3520.000.00+0.00buy
Summit Financial Strategies, Inc.027,000+27,0000.000.00+0.00buy
StoneCrest Wealth Management, Inc.025,000+25,0000.000.02+0.02buy
HighTower Advisors, LLC36,74959,749+23,0000.000.00+0.00buy
Vanguard Personalized Indexing Management, LLC11,24534,238+22,9930.000.00+0.00buy
Police & Firemen's Retirement System of New Jersey124,020143,832+19,8120.000.00-0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE298,131316,622+18,4910.000.00-0.00buy
Graham Capital Management, L.P.376,760393,990+17,2300.020.02-0.00buy
Mariner, LLC67,44184,140+16,6990.000.00-0.00buy
COUNTRY TRUST BANK015,000+15,0000.000.00+0.00buy
Seelaus Asset Management LLC012,500+12,5000.000.02+0.02buy
IEQ CAPITAL, LLC011,731+11,7310.000.00+0.00buy
Savant Capital, LLC15,00025,950+10,9500.000.00+0.00buy
Keel Point, LLC010,722+10,7220.000.00+0.00buy
ENVESTNET ASSET MANAGEMENT INC010,131+10,1310.000.00+0.00buy
FIFTH LANE CAPITAL, LP20,00030,000+10,0000.140.05-0.09buy
E Fund Management Co., Ltd.82,38992,238+9,8490.010.01-0.00buy
Private Advisor Group, LLC338,597347,488+8,8910.000.00-0.00buy
CWM, LLC2,68810,785+8,0970.000.00+0.00buy
Pathstone Holdings, LLC17,26825,187+7,9190.000.00+0.00buy
VOYA INVESTMENT MANAGEMENT LLC159,525166,862+7,3370.000.00-0.00buy
LAZARI CAPITAL MANAGEMENT, INC.95,524101,924+6,4000.060.05-0.01buy
BNP Paribas Asset Management Holding S.A.06,380+6,3800.000.00+0.00buy
HighVista Strategies LLC127,284132,711+5,4270.080.07-0.01buy
Russell Investments Group, Ltd.219,046224,100+5,0540.000.00-0.00buy
Cambridge Investment Research Advisors, Inc.163,990169,025+5,0350.000.00-0.00buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC94,66599,258+4,5930.000.00-0.00buy
Cresset Asset Management, LLC172,884177,304+4,4200.000.00-0.00buy
MOODY NATIONAL BANK TRUST DIVISION295,425299,819+4,3940.050.04-0.01buy
STIFEL FINANCIAL CORP71,68075,553+3,8730.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV42,00345,866+3,8630.000.00-0.00buy
Cerity Partners LLC17,17620,924+3,7480.000.00-0.00buy
SBI Securities Co., Ltd.7,98911,575+3,5860.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.21,31224,604+3,2920.000.00-0.00buy
World Investment Advisors1,029,5531,032,403+2,8500.040.03-0.01buy
MACKENZIE FINANCIAL CORP35,88838,474+2,5860.000.00-0.00buy
FLAGSHIP HARBOR ADVISORS, LLC29,67032,210+2,5400.000.00-0.00buy
XPONANCE, INC.44,43846,950+2,5120.000.00-0.00buy
CANADA LIFE ASSURANCE Co150,298152,451+2,1530.000.00-0.00buy
SIGNATUREFD, LLC10,16212,214+2,0520.000.00-0.00buy
Optiver Holding B.V.01,507+1,5070.000.00+0.00buy
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