Stock Transactions — GERON CORP

Total Bought
58,656,810
102 transactions
Total Sold
66,100,237
118 transactions
Net
-7,443,427
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
GOLDMAN SACHS GROUP INC9,815,66021,307,395+11,491,7350.000.00+0.00buy
Nantahala Capital Management, LLC09,025,000+9,025,0000.000.76+0.76buy
MILLENNIUM MANAGEMENT LLC6,047,35411,367,989+5,320,6350.010.01+0.00buy
Eversept Partners, LP7,320,17412,599,002+5,278,8281.041.32+0.28buy
CITADEL ADVISORS LLC12,035,90115,705,068+3,669,1670.010.02+0.00buy
STATE STREET CORP23,631,87626,618,814+2,986,9380.000.00+0.00buy
FMR LLC4,837,6257,701,070+2,863,4450.000.00+0.00buy
Pale Fire Capital SE02,281,754+2,281,7540.000.34+0.34buy
JANE STREET GROUP, LLC02,122,338+2,122,3380.000.00+0.00buy
TWO SIGMA INVESTMENTS, LP01,852,018+1,852,0180.000.00+0.00buy
DEUTSCHE BANK AG\3,718,0035,130,262+1,412,2590.000.00+0.00buy
Arax Advisory Partners01,392,980+1,392,9800.000.03+0.03buy
Candriam S.C.A.1,895,8923,253,960+1,358,0680.020.02+0.01buy
Soleus Capital Management, L.P.16,140,00017,290,000+1,150,0001.571.27-0.31buy
Almitas Capital LLC0946,323+946,3230.000.30+0.30buy
Stonepine Capital Management, LLC1,000,0001,600,000+600,0001.391.78+0.39buy
Aquatic Capital Management LLC0437,875+437,8750.000.01+0.01buy
HRT FINANCIAL LP497,407901,874+404,4670.000.00+0.00buy
TWO SIGMA ADVISERS, LP0385,546+385,5460.000.00+0.00buy
Empire Financial Management Company, LLC0370,000+370,0000.000.12+0.12buy
LOS ANGELES CAPITAL MANAGEMENT LLC34,174376,272+342,0980.000.00+0.00buy
Schonfeld Strategic Advisors LLC437,795763,511+325,7160.000.01+0.00buy
Brevan Howard Capital Management LP35,617269,528+233,9110.000.01+0.00buy
AQR CAPITAL MANAGEMENT LLC207,992417,896+209,9040.000.00+0.00buy
WELLS FARGO & COMPANY/MN581,942769,258+187,3160.000.00+0.00buy
Invesco Ltd.790,447960,461+170,0140.000.00+0.00buy
Rafferty Asset Management, LLC828,509986,354+157,8450.000.00+0.00buy
Patient Square Capital LP716,000845,000+129,0000.360.31-0.05buy
Y-Intercept (Hong Kong) Ltd0124,796+124,7960.000.00+0.00buy
SG Americas Securities, LLC0113,333+113,3330.000.00+0.00buy
Quadrature Capital Ltd150,706261,865+111,1590.000.00+0.00buy
WINTON GROUP Ltd087,300+87,3000.000.00+0.00buy
ALGERT GLOBAL LLC4,448,6004,527,741+79,1410.130.10-0.03buy
Private Advisor Group, LLC347,488418,877+71,3890.000.00+0.00buy
HighTower Advisors, LLC59,749119,219+59,4700.000.00+0.00buy
Man Group plc057,011+57,0110.000.00+0.00buy
Tower Research Capital LLC (TRC)78,317134,237+55,9200.000.01+0.00buy
Forefront Wealth Partners, LLC052,258+52,2580.000.02+0.02buy
LAZARD ASSET MANAGEMENT LLC13,12364,879+51,7560.000.00+0.00buy
ExodusPoint Capital Management, LP047,035+47,0350.000.00+0.00buy
Inspire Investing, LLC284,724329,051+44,3270.040.04+0.00buy
XTX Topco Ltd124,522165,516+40,9940.010.01+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO2,00042,050+40,0500.000.00+0.00buy
CAPSTONE INVESTMENT ADVISORS, LLC038,913+38,9130.000.00+0.00buy
PROFUND ADVISORS LLC175,931213,466+37,5350.010.01+0.00buy
BNP PARIBAS FINANCIAL MARKETS74,524110,794+36,2700.000.00+0.00buy
DnB Asset Management AS190,763226,508+35,7450.000.00+0.00buy
FRANKLIN RESOURCES INC033,166+33,1660.000.00+0.00buy
AIGEN INVESTMENT MANAGEMENT, LP031,659+31,6590.000.01+0.01buy
Cetera Investment Advisers23,83054,421+30,5910.000.00+0.00buy
Fisher Asset Management, LLC027,209+27,2090.000.00+0.00buy
ROYAL BANK OF CANADA226,579251,081+24,5020.000.00-0.00buy
Forefront Analytics, LLC35,18152,258+17,0770.020.07+0.04buy
Atom Investors LP015,753+15,7530.000.00+0.00buy
ADAR1 Capital Management, LLC441,176456,176+15,0000.100.06-0.04buy
LCM Capital Management Inc012,400+12,4000.000.01+0.01buy
Ballentine Partners, LLC82,08493,971+11,8870.000.00+0.00buy
GTS SECURITIES LLC011,645+11,6450.000.00+0.00buy
Axim Planning & Wealth010,600+10,6000.000.01+0.01buy
Virtue Capital Management, LLC010,000+10,0000.000.00+0.00buy
Onyx Bridge Wealth Group LLC010,000+10,0000.000.00+0.00buy
Velan Capital Investment Management LP70,00080,000+10,0000.100.10+0.00buy
Police & Firemen's Retirement System of New Jersey143,832153,371+9,5390.000.00-0.00buy
Rockefeller Capital Management L.P.09,500+9,5000.000.00+0.00buy
DRW Securities, LLC97,453106,638+9,1850.010.01-0.00buy
World Investment Advisors1,032,4031,039,779+7,3760.030.03-0.00buy
Russell Investments Group, Ltd.224,100230,334+6,2340.000.00-0.00buy
JONES FINANCIAL COMPANIES LLLP8116,582+5,7710.000.00+0.00buy
Cresset Asset Management, LLC177,304182,844+5,5400.000.00-0.00buy
HighMark Wealth Management LLC2,5257,525+5,0000.000.00+0.00buy
SUMMIT SECURITIES GROUP LLC04,916+4,9160.000.00+0.00buy
Sunbelt Securities, Inc.04,195+4,1950.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC1,0755,050+3,9750.000.00+0.00buy
OSAIC HOLDINGS, INC.87,95491,559+3,6050.000.00-0.00buy
CANADA LIFE ASSURANCE Co152,451154,992+2,5410.000.00-0.00buy
Groupe la Francaise02,500+2,5000.000.00+0.00buy
SIGNATUREFD, LLC12,21414,254+2,0400.000.00+0.00buy
CURIO WEALTH, LLC02,000+2,0000.000.00+0.00buy
FLAGSHIP HARBOR ADVISORS, LLC32,21033,725+1,5150.000.00-0.00buy
Elmwood Wealth Management, Inc.28,20029,710+1,5100.020.01-0.00buy
Arax Advisory Partners01,100+1,1000.000.00+0.00buy
TFC Financial Management, Inc.01,000+1,0000.000.00+0.00buy
LAZARI CAPITAL MANAGEMENT, INC.101,924102,924+1,0000.050.05-0.01buy
Virtue Capital Management, LLC0952+9520.000.03+0.03buy
Poehling Capital Management, INC.75,50176,201+7000.020.02-0.00buy
Gotham Asset Management, LLC38,16138,830+6690.000.00-0.00buy
QUADRANT CAPITAL GROUP LLC0656+6560.000.00+0.00buy
COMMONWEALTH EQUITY SERVICES, LLC15,34015,840+5000.000.00-0.00buy
Steward Partners Investment Advisory, LLC4,0004,400+4000.000.00-0.00buy
Avion Wealth2,0002,361+3610.000.00+0.00buy
CAPTRUST FINANCIAL ADVISORS14,39114,685+2940.000.00-0.00buy
AMERIPRISE FINANCIAL INC696,781697,055+2740.000.00-0.00buy
SBI Securities Co., Ltd.11,57511,750+1750.000.00-0.00buy
Farther Finance Advisors, LLC7,0527,212+1600.000.00-0.00buy
COMERICA BANK2,0992,214+1150.000.00-0.00buy
Savant Capital, LLC25,95026,050+1000.000.00-0.00buy
Parkside Financial Bank & Trust310400+900.000.00-0.00buy
Advisory Services Network, LLC087+870.000.00+0.00buy
Mirae Asset Global Investments Co., Ltd.24,60424,666+620.000.00-0.00buy
Waverly Advisors, LLC10,58210,640+580.000.00-0.00buy
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