Stock Transactions — GERON CORP

Total Bought
80,557,468
140 transactions
Total Sold
100,504,344
95 transactions
Net
-19,946,876
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Vestal Point Capital, LP1,050,00011,000,000+9,950,0000.382.31+1.93buy
MORGAN STANLEY2,595,17711,687,342+9,092,1650.000.00+0.00buy
BRAIDWELL LP07,006,315+7,006,3150.000.74+0.74buy
Woodline Partners LP7,038,31311,587,344+4,549,0310.270.28+0.01buy
JANUS HENDERSON GROUP PLC22,565,84627,082,461+4,516,6150.050.05-0.00buy
Holocene Advisors, LP18,171,35022,195,909+4,024,5590.330.25-0.08buy
UBS Group AG3,222,4766,624,239+3,401,7630.000.01+0.00buy
SEGALL BRYANT & HAMILL, LLC4,077,0797,446,275+3,369,1960.250.36+0.11buy
MILLENNIUM MANAGEMENT LLC4,120,2057,034,632+2,914,4270.020.02+0.01buy
Tri Locum Partners LP02,472,836+2,472,8360.001.81+1.81buy
ORBIMED ADVISORS LLC02,168,000+2,168,0000.000.16+0.16buy
Logos Global Management LP02,000,000+2,000,0000.000.83+0.83buy
Qube Research & Technologies Ltd01,529,298+1,529,2980.000.01+0.01buy
J. Goldman & Co LP176,2391,669,684+1,493,4450.030.21+0.17buy
Point72 Asset Management, L.P.01,488,892+1,488,8920.000.01+0.01buy
RENAISSANCE TECHNOLOGIES LLC01,452,700+1,452,7000.000.01+0.01buy
Patient Square Capital LP01,321,268+1,321,2680.001.75+1.75buy
BANK OF AMERICA CORP /DE/2,638,5553,900,627+1,262,0720.000.00+0.00buy
BlackRock, Inc.48,636,61349,857,761+1,221,1480.000.00-0.00buy
NATIXIS01,211,700+1,211,7000.000.03+0.03buy
VANGUARD GROUP INC32,449,91033,538,822+1,088,9120.000.00-0.00buy
MARSHALL WACE, LLP1,272,5832,202,995+930,4120.010.01+0.00buy
WELLINGTON MANAGEMENT GROUP LLP12,662,40413,510,114+847,7100.010.01-0.00buy
First Turn Management, LLC3,124,9673,893,327+768,3602.252.47+0.22buy
Affinity Asset Advisors, LLC1,500,0002,250,000+750,0001.061.24+0.19buy
Exome Asset Management LLC905,1261,561,152+656,0262.784.23+1.45buy
CITIGROUP INC433,5471,000,601+567,0540.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP228,426787,667+559,2410.000.00+0.00buy
NORTHERN TRUST CORP5,134,4035,581,604+447,2010.000.00-0.00buy
Aquatic Capital Management LLC0418,541+418,5410.000.04+0.04buy
Aberdeen Group plc1,487,2581,847,285+360,0270.010.01-0.00buy
Bayesian Capital Management, LP0302,600+302,6000.000.13+0.13buy
TUDOR INVESTMENT CORP ET AL0298,660+298,6600.000.01+0.01buy
STATE OF WISCONSIN INVESTMENT BOARD318,526592,213+273,6870.000.01+0.00buy
Skandinaviska Enskilda Banken AB (publ)0262,649+262,6490.000.00+0.00buy
AMERIPRISE FINANCIAL INC2,817,4403,064,458+247,0180.000.00-0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC1,020,7431,267,176+246,4330.000.00-0.00buy
BARCLAYS PLC1,299,9121,528,749+228,8370.000.00+0.00buy
HSBC HOLDINGS PLC59,606285,047+225,4410.000.00+0.00buy
Headlands Technologies LLC1,082218,700+217,6180.000.08+0.08buy
GUGGENHEIM CAPITAL LLC0214,828+214,8280.000.01+0.01buy
XTX Topco Ltd10,915220,844+209,9290.000.07+0.06buy
Nvest Financial, LLC0195,741+195,7410.000.35+0.35buy
DEUTSCHE BANK AG\718,754892,910+174,1560.000.00-0.00buy
Handelsbanken Fonder AB0169,900+169,9000.000.00+0.00buy
HRT FINANCIAL LP0166,650+166,6500.000.00+0.00buy
EDMOND DE ROTHSCHILD HOLDING S.A.1,700,0001,850,000+150,0000.120.11-0.01buy
SIMPLEX TRADING, LLC0142,582+142,5820.000.01+0.01buy
GSA CAPITAL PARTNERS LLP0138,891+138,8910.000.04+0.04buy
Swiss National Bank871,4001,007,800+136,4000.000.00-0.00buy
ALGERT GLOBAL LLC395,071528,686+133,6150.050.04-0.00buy
PRELUDE CAPITAL MANAGEMENT, LLC348,062476,994+128,9320.120.14+0.02buy
Tower Research Capital LLC (TRC)10,027131,956+121,9290.000.01+0.01buy
MOODY NATIONAL BANK TRUST DIVISION151,555267,629+116,0740.070.10+0.03buy
INTECH INVESTMENT MANAGEMENT LLC242,819351,724+108,9050.010.01-0.00buy
ExodusPoint Capital Management, LP0106,441+106,4410.000.00+0.00buy
VICTORY CAPITAL MANAGEMENT INC70,033172,823+102,7900.000.00+0.00buy
Polar Asset Management Partners Inc.250,711330,911+80,2000.030.02-0.01buy
Zuckerman Investment Group, LLC080,000+80,0000.000.02+0.02buy
GEODE CAPITAL MANAGEMENT, LLC13,067,99913,141,514+73,5150.000.00-0.00buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC4,450,3824,523,864+73,4820.000.00-0.00buy
WELLS FARGO & COMPANY/MN320,999392,696+71,6970.000.00-0.00buy
BI Asset Management Fondsmaeglerselskab A/S070,800+70,8000.000.00+0.00buy
Capula Management Ltd070,487+70,4870.000.00+0.00buy
Dynamic Technology Lab Private Ltd42,421109,651+67,2300.020.06+0.04buy
Hennion & Walsh Asset Management, Inc.341,884403,703+61,8190.070.06-0.01buy
LPL Financial LLC284,058345,836+61,7780.000.00-0.00buy
Legal & General Group Plc450,826508,872+58,0460.000.00-0.00buy
VOYA INVESTMENT MANAGEMENT LLC188,248246,282+58,0340.000.00+0.00buy
Squarepoint Ops LLC057,022+57,0220.000.00+0.00buy
CIBC WORLD MARKETS CORP055,351+55,3510.000.00+0.00buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM432,116484,962+52,8460.000.00-0.00buy
SYON CAPITAL LLC050,988+50,9880.000.02+0.02buy
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC41,29591,361+50,0660.000.00+0.00buy
ProShare Advisors LLC145,592195,194+49,6020.000.00-0.00buy
Velan Capital Investment Management LP049,000+49,0000.000.15+0.15buy
Zurcher Kantonalbank (Zurich Cantonalbank)104,924150,308+45,3840.000.00+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS111,954151,887+39,9330.000.00-0.00buy
Shay Capital LLC035,200+35,2000.000.03+0.03buy
Scientech Research LLC032,831+32,8310.000.03+0.03buy
Point72 (DIFC) Ltd031,133+31,1330.000.01+0.01buy
JOHNSON INVESTMENT COUNSEL INC030,496+30,4960.000.00+0.00buy
Sciencast Management LP029,412+29,4120.000.03+0.03buy
Elmwood Wealth Management, Inc.026,200+26,2000.000.04+0.04buy
LAZARD ASSET MANAGEMENT LLC025,148+25,1480.000.00+0.00buy
AQR CAPITAL MANAGEMENT LLC226,742251,761+25,0190.000.00-0.00buy
MetLife Investment Management, LLC323,659347,919+24,2600.010.01-0.00buy
PACES FERRY WEALTH ADVISORS, LLC023,500+23,5000.000.04+0.04buy
VIRTUS ADVISERS, LLC67,49089,198+21,7080.140.13-0.01buy
Arizona State Retirement System128,527148,522+19,9950.000.00-0.00buy
OSAIC HOLDINGS, INC.191,817211,629+19,8120.000.00-0.00buy
Jump Financial, LLC019,735+19,7350.000.00+0.00buy
Crestline Management, LP018,031+18,0310.000.00+0.00buy
SECTORAL ASSET MANAGEMENT INC46,00063,500+17,5000.120.15+0.03buy
Harvest Investment Services, LLC017,296+17,2960.000.01+0.01buy
FIFTH LANE CAPITAL, LP015,000+15,0000.000.16+0.16buy
STIFEL FINANCIAL CORP47,47761,658+14,1810.000.00+0.00buy
Cambridge Investment Research Advisors, Inc.162,440176,490+14,0500.000.00-0.00buy
Corient Private Wealth LLC23,68937,585+13,8960.000.00+0.00buy
DnB Asset Management AS78,64992,243+13,5940.000.00-0.00buy
Page 1 of 3