| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | 2,631,068 | 2,964,590 | +333,522 | 0.00 | 0.00 | +0.00 | buy |
| Cornerstone Advisory, LLC | 588,748 | 890,576 | +301,828 | 1.05 | 1.69 | +0.64 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 0 | 213,779 | +213,779 | 0.00 | 0.96 | +0.96 | buy |
| ROBINSON CAPITAL MANAGEMENT, LLC | 601,187 | 769,871 | +168,684 | 2.78 | 3.38 | +0.60 | buy |
| GUGGENHEIM CAPITAL LLC | 797,057 | 935,569 | +138,512 | 0.07 | 0.09 | +0.02 | buy |
| WELLS FARGO & COMPANY/MN | 615,696 | 749,958 | +134,262 | 0.00 | 0.00 | +0.00 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,034,526 | 3,151,329 | +116,803 | 1.61 | 1.84 | +0.23 | buy |
| JPMORGAN CHASE & CO | 0 | 79,550 | +79,550 | 0.00 | 0.00 | +0.00 | buy |
| Fiera Capital Corp | 793,350 | 859,502 | +66,152 | 0.03 | 0.03 | +0.01 | buy |
| Bank of New York Mellon Corp | 0 | 59,787 | +59,787 | 0.00 | 0.00 | +0.00 | buy |
| VAN ECK ASSOCIATES CORP | 475,927 | 516,565 | +40,638 | 0.01 | 0.01 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 113,996 | 144,274 | +30,278 | 0.03 | 0.04 | +0.01 | buy |
| Summit Trail Advisors, LLC | 0 | 29,670 | +29,670 | 0.00 | 0.01 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 44,055 | 71,430 | +27,375 | 0.06 | 0.08 | +0.02 | buy |
| Pathway Financial Advisers, LLC | 3,852 | 23,795 | +19,943 | 0.02 | 0.11 | +0.09 | buy |
| JANE STREET GROUP, LLC | 0 | 18,436 | +18,436 | 0.00 | 0.00 | +0.00 | buy |
| Invesco Ltd. | 136,030 | 152,095 | +16,065 | 0.00 | 0.00 | +0.00 | buy |
| HighTower Advisors, LLC | 92,207 | 107,373 | +15,166 | 0.00 | 0.00 | +0.00 | buy |
| Stratos Wealth Partners, LTD. | 0 | 15,100 | +15,100 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 14,946 | +14,946 | 0.00 | 0.01 | +0.01 | buy |
| OneAscent Financial Services LLC | 0 | 13,895 | +13,895 | 0.00 | 0.02 | +0.02 | buy |
| ALESCO ADVISORS LLC | 0 | 12,387 | +12,387 | 0.00 | 0.01 | +0.01 | buy |
| NOMURA HOLDINGS INC | 0 | 10,550 | +10,550 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 10,362 | +10,362 | 0.00 | 0.00 | +0.00 | buy |
| PRIMORIS WEALTH ADVISORS, LLC | 0 | 10,000 | +10,000 | 0.00 | 0.11 | +0.11 | buy |
| Spire Wealth Management | 5,461 | 14,461 | +9,000 | 0.00 | 0.01 | +0.00 | buy |
| Steward Partners Investment Advisory, LLC | 46,299 | 54,835 | +8,536 | 0.01 | 0.01 | +0.00 | buy |
| BANK OF MONTREAL /CAN/ | 51,294 | 58,550 | +7,256 | 0.00 | 0.00 | +0.00 | buy |
| Cambridge Investment Research Advisors, Inc. | 75,720 | 81,431 | +5,711 | 0.00 | 0.00 | +0.00 | buy |
| WealthBridge Capital Management, LLC | 13,675 | 18,765 | +5,090 | 0.06 | 0.09 | +0.03 | buy |
| PRIVATE TRUST CO NA | 0 | 4,521 | +4,521 | 0.00 | 0.01 | +0.01 | buy |
| Rockefeller Capital Management L.P. | 144,088 | 148,581 | +4,493 | 0.01 | 0.01 | +0.00 | buy |
| MML INVESTORS SERVICES, LLC | 53,123 | 55,576 | +2,453 | 0.00 | 0.00 | +0.00 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 14,960 | 16,439 | +1,479 | 0.01 | 0.02 | +0.01 | buy |
| SIMON QUICK ADVISORS, LLC | 17,416 | 18,662 | +1,246 | 0.02 | 0.02 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 12,456 | 13,678 | +1,222 | 0.00 | 0.00 | +0.00 | buy |
| Private Advisor Group, LLC | 11,836 | 12,837 | +1,001 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 0 | 820 | +820 | 0.00 | 0.00 | +0.00 | buy |
| MELFA WEALTH MANAGEMENT, INC. | 200,245 | 200,694 | +449 | 2.23 | 2.30 | +0.08 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 19,986 | 20,419 | +433 | 0.00 | 0.00 | +0.00 | buy |
| Insight Wealth Strategies, LLC | 19,662 | 20,002 | +340 | 0.04 | 0.04 | +0.00 | buy |
| UMB Bank, n.a. | 3,515 | 3,799 | +284 | 0.00 | 0.00 | +0.00 | buy |
| JFS WEALTH ADVISORS, LLC | 201,977 | 202,023 | +46 | 0.19 | 0.21 | +0.01 | buy |
| BAR HARBOR WEALTH MANAGEMENT | 12,305 | 12,305 | 0 | 0.01 | 0.01 | +0.00 | hold |
| NOTTINGHAM ADVISORS, INC. | 16,000 | 16,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| TRUST CO OF VERMONT | 166 | 166 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 2,323 | 2,323 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Private Wealth Partners, LLC | 12,000 | 12,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Indiana Trust & Investment Management Co | 175,454 | 175,454 | 0 | 0.91 | 0.97 | +0.06 | hold |
| Hanson & Doremus Investment Management | 1,300 | 1,300 | 0 | 0.00 | 0.00 | +0.00 | hold |
| First City Capital Management, Inc. | 10,548 | 10,548 | 0 | 0.07 | 0.07 | +0.01 | hold |
| Aviance Capital Partners, LLC | 11,000 | 11,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Arete Wealth Advisors, LLC | 326,300 | 326,300 | 0 | 0.58 | 0.30 | -0.27 | hold |
| Anchor Investment Management, LLC | 5,981 | 5,981 | 0 | 0.01 | 0.01 | +0.00 | hold |
| IFP Advisors, Inc | 1,385 | 1,385 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Mascoma Wealth Management LLC | 46 | 46 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Pinnacle Bancorp, Inc. | 2,900 | 2,900 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Graves Light Lenhart Wealth, Inc. | 10,397 | 10,397 | 0 | 0.01 | 0.02 | +0.00 | hold |
| Princeton Global Asset Management LLC | 1,000 | 1,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ATTICUS WEALTH MANAGEMENT, LLC | 18,300 | 18,300 | 0 | 0.07 | 0.08 | +0.01 | hold |
| TSFG, LLC | 448 | 448 | 0 | 0.00 | 0.00 | -0.00 | hold |
| U.S. Capital Wealth Advisors, LLC | 52,615 | 52,615 | 0 | 0.02 | 0.03 | +0.00 | hold |
| SOA Wealth Advisors, LLC. | 299 | 299 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Compass Financial Group, INC/SD | 23,685 | 23,685 | 0 | 0.07 | 0.08 | +0.00 | hold |
| Caldwell Trust Co | 23,710 | 23,710 | 0 | 0.03 | 0.04 | +0.00 | hold |
| M&T BANK CORP | 17,000 | 17,000 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HUNTINGTON NATIONAL BANK | 0 | 0 | 0 | 0.00 | 0.00 | +0.00 | hold |
| MACKAY SHIELDS LLC | 357,837 | 357,837 | 0 | 0.09 | 0.13 | +0.04 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| NBC SECURITIES, INC. | 3,194 | 3,194 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Advisory Services Network, LLC | 15,602 | 15,573 | -29 | 0.00 | 0.00 | +0.00 | sell |
| SeaCrest Wealth Management, LLC | 20,302 | 19,965 | -337 | 0.03 | 0.03 | +0.00 | sell |
| Successful Portfolios LLC | 12,405 | 11,943 | -462 | 0.11 | 0.11 | -0.00 | sell |
| US BANCORP \DE\ | 1,135 | 400 | -735 | 0.00 | 0.00 | -0.00 | sell |
| Mutual Advisors, LLC | 139,786 | 138,990 | -796 | 0.06 | 0.06 | +0.00 | sell |
| REGATTA CAPITAL GROUP, LLC | 44,726 | 43,750 | -976 | 0.15 | 0.14 | -0.00 | sell |
| Sound Income Strategies, LLC | 1,024 | 0 | -1,024 | 0.00 | 0.00 | -0.00 | sell |
| FNY Investment Advisers, LLC | 1,100 | 0 | -1,100 | 0.01 | 0.00 | -0.01 | sell |
| Capital Investment Advisors, LLC | 22,567 | 21,070 | -1,497 | 0.01 | 0.01 | +0.00 | sell |
| NewEdge Advisors, LLC | 12,787 | 11,115 | -1,672 | 0.00 | 0.00 | -0.00 | sell |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,480 | 0 | -2,480 | 0.00 | 0.00 | -0.00 | sell |
| Farther Finance Advisors, LLC | 19,415 | 16,569 | -2,846 | 0.03 | 0.01 | -0.02 | sell |
| Ranch Capital Advisors Inc. | 14,395 | 10,950 | -3,445 | 0.10 | 0.08 | -0.02 | sell |
| Bramshill Investments, LLC | 7,454 | 3,862 | -3,592 | 0.01 | 0.00 | -0.00 | sell |
| CWM, LLC | 5,336 | 1,461 | -3,875 | 0.00 | 0.00 | -0.00 | sell |
| FIRST TRUST ADVISORS LP | 27,320 | 21,839 | -5,481 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 161,777 | 155,737 | -6,040 | 0.00 | 0.00 | +0.00 | sell |
| STIFEL FINANCIAL CORP | 19,851 | 13,072 | -6,779 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 24,749 | 17,944 | -6,805 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 7,298 | 0 | -7,298 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 10,072 | 0 | -10,072 | 0.00 | 0.00 | -0.00 | sell |
| OPPENHEIMER & CO INC | 10,365 | 0 | -10,365 | 0.00 | 0.00 | -0.00 | sell |
| Palogic Value Management, L.P. | 33,748 | 22,748 | -11,000 | 0.17 | 0.12 | -0.05 | sell |
| CAPTRUST FINANCIAL ADVISORS | 11,094 | 0 | -11,094 | 0.00 | 0.00 | -0.00 | sell |
| NORTHERN TRUST CORP | 11,208 | 0 | -11,208 | 0.00 | 0.00 | -0.00 | sell |
| Meridian Wealth Management, LLC | 12,387 | 0 | -12,387 | 0.01 | 0.00 | -0.01 | sell |
| Advisors Asset Management, Inc. | 227,082 | 213,551 | -13,531 | 0.05 | 0.05 | +0.00 | sell |
| Wealth Alliance Advisory Group, LLC | 14,689 | 0 | -14,689 | 0.04 | 0.00 | -0.04 | sell |
| TRUIST FINANCIAL CORP | 73,090 | 58,203 | -14,887 | 0.00 | 0.00 | -0.00 | sell |
| Laird Norton Wetherby Wealth Management, LLC | 15,586 | 0 | -15,586 | 0.01 | 0.00 | -0.01 | sell |