| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,899,928 | 2,095,225 | +195,297 | 0.54 | 0.56 | +0.01 | buy |
| WHITEBOX ADVISORS LLC | 0 | 17,315 | +17,315 | 0.00 | 0.01 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 5,487 | 20,490 | +15,003 | 0.02 | 0.05 | +0.04 | buy |
| LPL Financial LLC | 45,926 | 58,863 | +12,937 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 149,139 | 161,407 | +12,268 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 429,991 | 438,090 | +8,099 | 0.12 | 0.12 | -0.00 | buy |
| WELLS FARGO & COMPANY/MN | 41,164 | 42,153 | +989 | 0.00 | 0.00 | -0.00 | buy |
| Winch Advisory Services, LLC | 0 | 698 | +698 | 0.00 | 0.00 | +0.00 | buy |
| Aviance Capital Partners, LLC | 11,681 | 11,922 | +241 | 0.03 | 0.02 | -0.01 | buy |
| FNY Investment Advisers, LLC | 0 | 200 | +200 | 0.00 | 0.00 | +0.00 | buy |
| Glen Eagle Advisors, LLC | 0 | 175 | +175 | 0.00 | 0.00 | +0.00 | buy |
| HBK Sorce Advisory LLC | 10,567 | 10,578 | +11 | 0.00 | 0.00 | -0.00 | buy |
| Spire Wealth Management | 716 | 721 | +5 | 0.00 | 0.00 | -0.00 | buy |
| ROYAL BANK OF CANADA | 11,568 | 11,568 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Smithfield Trust Co | 7,861 | 7,861 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Capital Analysts, LLC | 1,800 | 1,800 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Faithward Advisors, LLC | 11,300 | 11,300 | 0 | 0.03 | 0.02 | -0.00 | hold |
| CNB Bank | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Total Clarity Wealth Management, Inc. | 11,500 | 11,500 | 0 | 0.05 | 0.05 | -0.01 | hold |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | 0 | 0 | 0.00 | 0.00 | 0.00 | hold |
| McClarren Financial Advisors, Inc. | 314 | 0 | -314 | 0.00 | 0.00 | -0.00 | sell |
| Riggs Asset Managment Co. Inc. | 534 | 0 | -534 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 41,177 | 39,398 | -1,779 | 0.00 | 0.00 | -0.00 | sell |
| Ethos Financial Group, LLC | 30,000 | 25,000 | -5,000 | 0.07 | 0.06 | -0.02 | sell |
| UBS Group AG | 11,233 | 0 | -11,233 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 13,556 | 0 | -13,556 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 14,195 | 0 | -14,195 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 55,910 | 41,000 | -14,910 | 0.03 | 0.02 | -0.01 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 17,553 | 0 | -17,553 | 0.02 | 0.00 | -0.02 | sell |
| OSAIC HOLDINGS, INC. | 31,758 | 13,977 | -17,781 | 0.00 | 0.00 | -0.00 | sell |
| Almitas Capital LLC | 40,620 | 0 | -40,620 | 0.16 | 0.00 | -0.16 | sell |
| BANK OF AMERICA CORP /DE/ | 130,815 | 71,875 | -58,940 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 85,564 | 18,306 | -67,258 | 0.20 | 0.05 | -0.15 | sell |