| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 0 | 1,042,864 | +1,042,864 | 0.00 | 0.68 | +0.68 | buy |
| WELLS FARGO & COMPANY/MN | 670,599 | 823,572 | +152,973 | 0.00 | 0.00 | +0.00 | buy |
| SIT INVESTMENT ASSOCIATES INC | 55,573 | 165,070 | +109,497 | 0.01 | 0.04 | +0.03 | buy |
| MORGAN STANLEY | 138,868 | 132,178 | -6,690 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 122,059 | 101,760 | -20,299 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 89,014 | 97,331 | +8,317 | 0.00 | 0.00 | +0.00 | buy |
| OSAIC HOLDINGS, INC. | 57,496 | 85,167 | +27,671 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 46,000 | 46,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Yakira Capital Management, Inc. | 0 | 42,938 | +42,938 | 0.00 | 0.18 | +0.18 | buy |
| Merit Financial Group, LLC | 28,540 | 28,540 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Janney Montgomery Scott LLC | 27,032 | 28,260 | +1,228 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 22,158 | 27,324 | +5,166 | 0.00 | 0.00 | +0.00 | buy |
| Ethos Financial Group, LLC | 25,000 | 25,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Cetera Investment Advisers | 0 | 23,981 | +23,981 | 0.00 | 0.00 | +0.00 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 23,285 | 22,122 | -1,163 | 0.02 | 0.02 | -0.00 | sell |
| RAYMOND JAMES FINANCIAL INC | 18,957 | 20,457 | +1,500 | 0.00 | 0.00 | +0.00 | buy |
| Breakwater Capital Group | 0 | 19,710 | +19,710 | 0.00 | 0.03 | +0.03 | buy |
| Aviance Capital Partners, LLC | 17,959 | 15,788 | -2,171 | 0.03 | 0.02 | -0.00 | sell |
| SHUFRO ROSE & CO LLC | 15,000 | 15,000 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Faithward Advisors, LLC | 11,300 | 11,440 | +140 | 0.02 | 0.02 | +0.00 | buy |
| ROYAL BANK OF CANADA | 59,303 | 11,303 | -48,000 | 0.00 | 0.00 | -0.00 | sell |
| Curi Capital, LLC | 0 | 10,728 | +10,728 | 0.00 | 0.00 | +0.00 | buy |
| HBK Sorce Advisory LLC | 10,450 | 10,473 | +23 | 0.00 | 0.00 | -0.00 | buy |
| Santori & Peters, Inc. | 10,000 | 10,000 | 0 | 0.04 | 0.04 | +0.00 | hold |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,651 | 2,651 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HIGHLINE WEALTH PARTNERS LLC | 0 | 500 | +500 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 200 | 200 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Glen Eagle Advisors, LLC | 175 | 175 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CNB Bank | 100 | 100 | 0 | 0.00 | 0.00 | -0.00 | hold |
| WOLVERINE ASSET MANAGEMENT LLC | 67,096 | 0 | -67,096 | 0.01 | 0.00 | -0.01 | sell |
| Saba Capital Management, L.P. | 1,177,841 | 0 | -1,177,841 | 0.35 | 0.00 | -0.35 | sell |
| Logan Stone Capital, LLC | 13,705 | 0 | -13,705 | 0.07 | 0.00 | -0.07 | sell |