Stock Transactions — SM ENERGY CO

Total Bought
115,766,334
406 transactions
Total Sold
16,055,552
104 transactions
Net
+99,710,782
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BlackRock, Inc.20,930,88138,431,787+17,500,9060.010.02+0.01buy
CANADA PENSION PLAN INVESTMENT BOARD604,90014,493,791+13,888,8910.010.29+0.28buy
ARISTEIA CAPITAL, L.L.C.354,78810,841,846+10,487,0580.197.76+7.57buy
DONALD SMITH & CO., INC.07,208,899+7,208,8990.004.04+4.04buy
STATE STREET CORP6,257,36012,495,962+6,238,6020.000.01+0.01buy
DIMENSIONAL FUND ADVISORS LP5,568,6029,995,353+4,426,7510.020.06+0.04buy
AMERICAN CENTURY COMPANIES INC4,737,3278,923,624+4,186,2970.040.14+0.10buy
FMR LLC124,1654,018,416+3,894,2510.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC2,721,1475,698,553+2,977,4060.000.01+0.01buy
MACKENZIE FINANCIAL CORP02,676,731+2,676,7310.000.10+0.10buy
WELLINGTON MANAGEMENT GROUP LLP146,3152,749,950+2,603,6350.000.02+0.02buy
MILLENNIUM MANAGEMENT LLC2,835,7185,032,906+2,197,1880.040.12+0.08buy
MORGAN STANLEY1,706,9533,511,681+1,804,7280.000.01+0.00buy
Nuveen, LLC833,1672,360,486+1,527,3190.000.02+0.02buy
CHARLES SCHWAB INVESTMENT MANAGEMENT INC1,374,1432,899,774+1,525,6310.000.01+0.01buy
GOLDMAN SACHS GROUP INC890,5912,408,516+1,517,9250.000.01+0.01buy
NORTHERN TRUST CORP1,228,3092,654,611+1,426,3020.000.01+0.01buy
UBS Group AG666,0702,079,848+1,413,7780.000.01+0.01buy
Webs Creek Capital Management LP01,285,300+1,285,3000.006.94+6.94buy
Gotham Asset Management, LLC10,8401,228,384+1,217,5440.000.12+0.12buy
JPMORGAN CHASE & CO3,063,7404,051,222+987,4820.000.01+0.00buy
Squarepoint Ops LLC10,757909,599+898,8420.000.06+0.06buy
Grantham, Mayo, Van Otterloo & Co. LLC0716,918+716,9180.000.06+0.06buy
Encompass Capital Advisors LLC0697,800+697,8000.000.89+0.89buy
Bank of New York Mellon Corp725,2341,417,686+692,4520.000.01+0.01buy
WHITEBOX ADVISORS LLC0602,301+602,3010.000.27+0.27buy
AQR CAPITAL MANAGEMENT LLC489,0731,078,990+589,9170.000.02+0.01buy
PRINCIPAL FINANCIAL GROUP INC545,9541,101,082+555,1280.010.02+0.01buy
AEGIS FINANCIAL CORP0551,769+551,7690.002.96+2.96buy
FIRST TRUST ADVISORS LP746,7161,290,485+543,7690.010.03+0.02buy
Zimmer Partners, LP0532,500+532,5000.000.41+0.41buy
Goehring & Rozencwajg Associates, LLC0487,730+487,7300.000.82+0.82buy
CLG LLC0466,175+466,1750.003.61+3.61buy
Steward Partners Investment Advisory, LLC201457,333+457,1320.000.07+0.07buy
Leeward Investments, LLC - MA0426,525+426,5250.000.66+0.66buy
PUBLIC SECTOR PENSION INVESTMENT BOARD396,514809,815+413,3010.020.08+0.05buy
Invesco Ltd.762,3891,136,724+374,3350.000.00+0.00buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP254,723626,124+371,4010.010.03+0.02buy
RHUMBLINE ADVISERS377,853735,782+357,9290.010.02+0.01buy
Lighthouse Investment Partners, LLC382,502731,625+349,1230.240.86+0.62buy
KENNEDY CAPITAL MANAGEMENT LLC386,165701,859+315,6940.150.46+0.31buy
VICTORY CAPITAL MANAGEMENT INC816,8931,126,394+309,5010.010.02+0.01buy
ADAGE CAPITAL PARTNERS GP, L.L.C.0300,000+300,0000.000.01+0.01buy
ALLIANCEBERNSTEIN L.P.127,557406,663+279,1060.000.00+0.00buy
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM204,526475,818+271,2920.000.01+0.01buy
Qube Research & Technologies Ltd0256,345+256,3450.000.01+0.01buy
ExodusPoint Capital Management, LP0256,050+256,0500.000.08+0.08buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP0247,820+247,8200.000.00+0.00buy
Tiptree Advisors, LLC0240,000+240,0000.004.34+4.34buy
Truffle Hound Capital, LLC0240,000+240,0000.004.59+4.59buy
Creative Planning167,010403,351+236,3410.000.01+0.01buy
AMERIPRISE FINANCIAL INC542,523772,243+229,7200.000.01+0.00buy
Focus Partners Wealth0214,973+214,9730.000.01+0.01buy
PLUSTICK MANAGEMENT LLC0210,000+210,0000.003.16+3.16buy
Qsemble Capital Management, LP0197,698+197,6980.000.47+0.47buy
Swiss National Bank226,700424,233+197,5330.000.01+0.01buy
Legal & General Group Plc283,917476,140+192,2230.000.00+0.00buy
Tieton Capital Management, LLC0189,263+189,2630.001.98+1.98buy
Atom Investors LP0189,130+189,1300.000.42+0.42buy
Man Group plc14,305202,163+187,8580.000.01+0.01buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC136,774313,527+176,7530.000.00+0.00buy
PRUDENTIAL FINANCIAL INC140,872317,053+176,1810.000.01+0.01buy
CAPITAL FUND MANAGEMENT S.A.253,069426,570+173,5010.040.12+0.07buy
Universal- Beteiligungs- und Servicegesellschaft mbH362,741535,533+172,7920.010.03+0.02buy
CastleKnight Management LP0168,533+168,5330.000.25+0.25buy
PRICE T ROWE ASSOCIATES INC /MD/117,244280,816+163,5720.000.00+0.00buy
MARSHALL WACE, LLP0160,747+160,7470.000.01+0.01buy
Susquehanna Portfolio Strategies, LLC0154,120+154,1200.000.07+0.07buy
Horizon Investments, LLC0150,567+150,5670.000.05+0.05buy
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM109,903250,381+140,4780.000.01+0.01buy
Russell Investments Group, Ltd.250,409383,179+132,7700.010.01+0.01buy
BARCLAYS PLC289,198418,552+129,3540.000.00+0.00buy
Mitsubishi UFJ Trust & Banking Corp114,609243,879+129,2700.010.02+0.01buy
DEUTSCHE BANK AG\108,278236,929+128,6510.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.56,274183,959+127,6850.000.01+0.01buy
State of Alaska, Department of Revenue62,335189,643+127,3080.010.06+0.05buy
PANAGORA ASSET MANAGEMENT INC500,591625,612+125,0210.030.07+0.04buy
Vontobel Holding Ltd.0124,500+124,5000.000.01+0.01buy
LPL Financial LLC42,281161,992+119,7110.000.00+0.00buy
Edgestream Partners, L.P.0112,950+112,9500.000.12+0.12buy
South Dakota Investment Council0109,758+109,7580.000.07+0.07buy
Rafferty Asset Management, LLC166,554272,187+105,6330.010.03+0.02buy
CITIGROUP INC36,283137,907+101,6240.000.00+0.00buy
Oliver Luxxe Assets LLC098,166+98,1660.000.46+0.46buy
Corigliano Investment Advisers, LLC462,800560,000+97,2003.076.82+3.75buy
Expect Equity LLC095,806+95,8060.002.32+2.32buy
State of New Jersey Common Pension Fund D095,781+95,7810.000.01+0.01buy
Quadrature Capital Ltd17,786112,997+95,2110.000.04+0.04buy
Entropy Technologies, LP095,162+95,1620.000.14+0.14buy
IMC-Chicago, LLC11,578105,933+94,3550.000.05+0.05buy
CoreCommodity Management, LLC117,556210,852+93,2960.461.22+0.76buy
KORNITZER CAPITAL MANAGEMENT INC /KS092,007+92,0070.000.06+0.06buy
SEI INVESTMENTS CO287,938377,939+90,0010.010.01+0.01buy
Corient Private Wealth LLC17,198106,345+89,1470.000.00+0.00buy
Kestra Advisory Services, LLC8,59295,528+86,9360.000.01+0.01buy
Cetera Investment Advisers21,361108,019+86,6580.000.00+0.00buy
CANADA LIFE ASSURANCE Co101,932186,584+84,6520.000.01+0.01buy
COZAD ASSET MANAGEMENT INC084,447+84,4470.000.21+0.21buy
NEW YORK STATE TEACHERS RETIREMENT SYSTEM149,037232,011+82,9740.010.01+0.01buy
SEGALL BRYANT & HAMILL, LLC141,439223,193+81,7540.040.07+0.04buy
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