Stock Transactions — HAWTHORN BANCSHARES INC

Total Bought
28,889
18 transactions
Total Sold
51,262
24 transactions
Net
-22,373
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
BlackRock, Inc.300,644310,672+10,0280.000.00+0.00buy
STATE STREET CORP78,65083,013+4,3630.000.00+0.00buy
NORTHERN TRUST CORP40,17843,845+3,6670.000.00+0.00buy
HSBC HOLDINGS PLC6,9099,607+2,6980.000.00+0.00buy
DIMENSIONAL FUND ADVISORS LP155,913158,332+2,4190.000.00-0.00buy
CITADEL ADVISORS LLC11,55513,467+1,9120.000.00+0.00buy
DEUTSCHE BANK AG\4,6656,130+1,4650.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/10,93712,282+1,3450.000.00+0.00buy
Tower Research Capital LLC (TRC)340739+3990.000.00+0.00buy
MONETA GROUP INVESTMENT ADVISORS LLC48,53748,725+1880.010.01-0.00buy
CITIGROUP INC135276+1410.000.00+0.00buy
BNP PARIBAS FINANCIAL MARKETS1,3071,423+1160.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.2,6952,763+680.000.00-0.00buy
FNY Investment Advisers, LLC030+300.000.00+0.00buy
Russell Investments Group, Ltd.676703+270.000.00-0.00buy
MERCER GLOBAL ADVISORS INC /ADV32,43032,450+200.000.00-0.00buy
FMR LLC9395+20.000.00+0.00buy
Root Financial Partners, LLC01+10.000.00+0.00buy
MAI Capital Management1100.000.00-0.00hold
Ameritas Investment Partners, Inc.59359300.000.00-0.00hold
RBF Capital, LLC39,16739,16700.060.06+0.00hold
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP15,60615,60600.000.00-0.00hold
MetLife Investment Management, LLC3,6203,62000.000.00+0.00hold
Allworth Financial LP7700.000.00-0.00hold
Empowered Funds, LLC33,05033,05000.010.01-0.00hold
FJ Capital Management LLC190,710190,71000.730.72-0.01hold
IFP Advisors, Inc9900.000.00-0.00hold
Ategra Capital Management, LLC342,390342,39006.836.42-0.40hold
Nuveen, LLC7,5057,50500.000.00-0.00hold
Eagle Bluffs Wealth Management LLC13,74713,74700.200.18-0.01hold
ALEXANDER LABRUNERIE & CO., INC.15,47115,47100.200.19-0.00hold
Police & Firemen's Retirement System of New Jersey1,2691,26900.000.00-0.00hold
CENTRAL TRUST Co5,1685,16800.000.00-0.00hold
AMERICAN CENTURY COMPANIES INC20,60320,60300.000.00-0.00hold
Legal & General Group Plc52752700.000.00+0.00hold
NEW YORK STATE COMMON RETIREMENT FUND2,4202,42000.000.00+0.00hold
ROTHSCHILD INVESTMENT LLC1100.000.00-0.00hold
Focus Partners Wealth9,2399,237-20.000.00-0.00sell
Covestor Ltd104-60.000.000.00sell
CWM, LLC201187-140.000.00-0.00sell
RHUMBLINE ADVISERS6,9476,919-280.000.00+0.00sell
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM356314-420.000.00-0.00sell
Creative Planning8,0197,956-630.000.00-0.00sell
Sterling Capital Management LLC335192-1430.000.00-0.00sell
AMALGAMATED BANK1830-1830.000.00-0.00sell
Farther Finance Advisors, LLC2690-2690.000.00-0.00sell
OPTIMA CAPITAL LLC5300-5300.010.00-0.01sell
Arax Advisory Partners5520-5520.000.00-0.00sell
Bank of New York Mellon Corp13,78512,939-8460.000.00-0.00sell
Kestra Advisory Services, LLC1,4300-1,4300.000.00-0.00sell
Pinnacle Holdings, LLC47,76446,131-1,6330.560.50-0.06sell
CHARLES SCHWAB INVESTMENT MANAGEMENT INC16,39114,567-1,8240.000.00-0.00sell
RENAISSANCE TECHNOLOGIES LLC37,20134,843-2,3580.000.00-0.00sell
ALLIANCEBERNSTEIN L.P.15,70413,169-2,5350.000.00-0.00sell
GEODE CAPITAL MANAGEMENT, LLC139,614136,802-2,8120.000.00-0.00sell
JPMORGAN CHASE & CO3,0410-3,0410.000.00-0.00sell
WELLS FARGO & COMPANY/MN6,5172,173-4,3440.000.00-0.00sell
GOLDMAN SACHS GROUP INC30,79025,421-5,3690.000.00-0.00sell
BARCLAYS PLC10,7894,607-6,1820.000.00-0.00sell
TWO SIGMA INVESTMENTS, LP6,5560-6,5560.000.00-0.00sell
BRIDGEWAY CAPITAL MANAGEMENT, LLC75,68665,186-10,5000.060.04-0.01sell
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