| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| PenderFund Capital Management Ltd. | 0 | 8,125,060 | +8,125,060 | 0.00 | 1.90 | +1.90 | buy |
| MORGAN STANLEY | 95,692 | 2,455,876 | +2,360,184 | 0.00 | 0.00 | +0.00 | buy |
| Capital Research Global Investors | 2,777,120 | 2,298,639 | -478,481 | 0.01 | 0.01 | -0.01 | sell |
| CITIGROUP INC | 35,473 | 2,258,790 | +2,223,317 | 0.00 | 0.03 | +0.03 | buy |
| PRUDENTIAL FINANCIAL INC | 0 | 1,922,000 | +1,922,000 | 0.00 | 0.00 | +0.00 | buy |
| FMR LLC | 2,737,652 | 1,769,819 | -967,833 | 0.00 | 0.00 | -0.00 | sell |
| PRICE T ROWE ASSOCIATES INC /MD/ | 1,530,770 | 1,536,758 | +5,988 | 0.00 | 0.00 | +0.00 | buy |
| VOYA INVESTMENT MANAGEMENT LLC | 0 | 1,400,509 | +1,400,509 | 0.00 | 0.02 | +0.02 | buy |
| NOMURA HOLDINGS INC | 0 | 1,350,000 | +1,350,000 | 0.00 | 0.07 | +0.07 | buy |
| UBS Group AG | 36,129 | 1,269,548 | +1,233,419 | 0.00 | 0.00 | +0.00 | buy |
| Point72 Asset Management, L.P. | 0 | 990,150 | +990,150 | 0.00 | 0.03 | +0.03 | buy |
| Apollo Management Holdings, L.P. | 421,459 | 863,333 | +441,874 | 0.18 | 0.15 | -0.03 | buy |
| Calamos Advisors LLC | 0 | 715,138 | +715,138 | 0.00 | 0.05 | +0.05 | buy |
| Hudson Bay Capital Management LP | 0 | 700,000 | +700,000 | 0.00 | 0.07 | +0.07 | buy |
| Alua Capital Management LP | 0 | 639,491 | +639,491 | 0.00 | 0.83 | +0.83 | buy |
| BARCLAYS PLC | 1,884,041 | 598,407 | -1,285,634 | 0.02 | 0.00 | -0.02 | sell |
| Jefferies Financial Group Inc. | 36,370 | 520,288 | +483,918 | 0.01 | 0.07 | +0.06 | buy |
| Senvest Management, LLC | 0 | 505,234 | +505,234 | 0.00 | 0.27 | +0.27 | buy |
| Yaupon Capital Management LP | 0 | 449,973 | +449,973 | 0.00 | 0.38 | +0.38 | buy |
| GOLDMAN SACHS GROUP INC | 58,486 | 435,917 | +377,431 | 0.00 | 0.00 | +0.00 | buy |
| Jump Financial, LLC | 0 | 407,770 | +407,770 | 0.00 | 0.09 | +0.09 | buy |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 7,806 | 405,471 | +397,665 | 0.00 | 0.01 | +0.01 | buy |
| CITADEL ADVISORS LLC | 61,989 | 402,766 | +340,777 | 0.00 | 0.00 | +0.00 | buy |
| FRANKLIN RESOURCES INC | 0 | 397,457 | +397,457 | 0.00 | 0.00 | +0.00 | buy |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | 0 | 368,498 | +368,498 | 0.00 | 0.60 | +0.60 | buy |
| Diameter Capital Partners LP | 0 | 347,427 | +347,427 | 0.00 | 0.63 | +0.63 | buy |
| BANK OF AMERICA CORP /DE/ | 35,276 | 343,620 | +308,344 | 0.00 | 0.00 | +0.00 | buy |
| VANGUARD GROUP INC | 0 | 324,232 | +324,232 | 0.00 | 0.00 | +0.00 | buy |
| MARSHALL WACE, LLP | 0 | 303,486 | +303,486 | 0.00 | 0.01 | +0.01 | buy |
| Qube Research & Technologies Ltd | 151,129 | 239,580 | +88,451 | 0.01 | 0.01 | -0.00 | buy |
| CastleKnight Management LP | 310,046 | 229,846 | -80,200 | 0.48 | 0.23 | -0.25 | sell |
| SUSQUEHANNA ADVISORS GROUP, INC. | 243,548 | 225,370 | -18,178 | 0.21 | 0.13 | -0.09 | sell |
| BlackRock, Inc. | 306,290 | 196,345 | -109,945 | 0.00 | 0.00 | -0.00 | sell |
| ExodusPoint Capital Management, LP | 0 | 188,971 | +188,971 | 0.00 | 0.04 | +0.04 | buy |
| Duquesne Family Office LLC | 0 | 186,900 | +186,900 | 0.00 | 0.08 | +0.08 | buy |
| Kore Advisors LP | 339,131 | 177,250 | -161,881 | 10.94 | 4.81 | -6.13 | sell |
| LOOMIS SAYLES & CO L P | 0 | 170,614 | +170,614 | 0.00 | 0.00 | +0.00 | buy |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 0 | 166,322 | +166,322 | 0.00 | 0.00 | +0.00 | buy |
| ARDSLEY ADVISORY PARTNERS LP | 0 | 165,000 | +165,000 | 0.00 | 0.37 | +0.37 | buy |
| LOOMIS SAYLES & CO L P | 252,760 | 157,080 | -95,680 | 0.01 | 0.00 | -0.01 | sell |
| GEODE CAPITAL MANAGEMENT, LLC | 0 | 112,297 | +112,297 | 0.00 | 0.00 | +0.00 | buy |
| PRUDENTIAL FINANCIAL INC | 261,304 | 91,454 | -169,850 | 0.01 | 0.00 | -0.01 | sell |
| Quinn Opportunity Partners LLC | 69,714 | 86,400 | +16,686 | 0.15 | 0.07 | -0.08 | buy |
| Marathon Trading Investment Management LLC | 18 | 81,434 | +81,416 | 0.00 | 0.17 | +0.17 | buy |
| TWO SIGMA INVESTMENTS, LP | 0 | 73,856 | +73,856 | 0.00 | 0.00 | +0.00 | buy |
| DekaBank Deutsche Girozentrale | 72,690 | 72,690 | 0 | 0.00 | 0.00 | +0.00 | hold |
| BOOTHBAY FUND MANAGEMENT, LLC | 21,357 | 69,292 | +47,935 | 0.02 | 0.03 | +0.02 | buy |
| FIRST TRUST ADVISORS LP | 0 | 61,561 | +61,561 | 0.00 | 0.00 | +0.00 | buy |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 0 | 60,678 | +60,678 | 0.00 | 0.00 | +0.00 | buy |
| STATE STREET CORP | 0 | 59,100 | +59,100 | 0.00 | 0.00 | +0.00 | buy |
| BALYASNY ASSET MANAGEMENT L.P. | 172,422 | 57,171 | -115,251 | 0.01 | 0.00 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 40,543 | 56,037 | +15,494 | 0.00 | 0.00 | -0.00 | buy |
| MILLENNIUM MANAGEMENT LLC | 75,180 | 54,738 | -20,442 | 0.00 | 0.00 | -0.00 | sell |
| Murchinson Ltd. | 77,414 | 49,553 | -27,861 | 0.43 | 0.46 | +0.03 | sell |
| JANE STREET GROUP, LLC | 166,692 | 48,010 | -118,682 | 0.01 | 0.00 | -0.00 | sell |
| JPMORGAN CHASE & CO | 4,013 | 47,124 | +43,111 | 0.00 | 0.00 | +0.00 | buy |
| HITE Hedge Asset Management LLC | 62,318 | 45,105 | -17,213 | 0.10 | 0.05 | -0.05 | sell |
| Militia Capital Partners, LP | 26,000 | 44,000 | +18,000 | 0.35 | 0.29 | -0.06 | buy |
| Anson Funds Management LP | 43,194 | 42,817 | -377 | 0.14 | 0.10 | -0.04 | sell |
| SIMPLEX TRADING, LLC | 68 | 35,054 | +34,986 | 0.00 | 0.02 | +0.02 | buy |
| Sculptor Capital LP | 0 | 34,791 | +34,791 | 0.00 | 0.01 | +0.01 | buy |
| SHAH CAPITAL MANAGEMENT | 0 | 33,494 | +33,494 | 0.00 | 0.11 | +0.11 | buy |
| Ionic Capital Management LLC | 0 | 25,519 | +25,519 | 0.00 | 0.44 | +0.44 | buy |
| NORTHERN TRUST CORP | 0 | 22,178 | +22,178 | 0.00 | 0.00 | +0.00 | buy |
| MARINER INVESTMENT GROUP LLC | 25,000 | 20,000 | -5,000 | 0.22 | 0.02 | -0.20 | sell |
| HBK INVESTMENTS L P | 58,826 | 16,149 | -42,677 | 0.02 | 0.00 | -0.02 | sell |
| GROUP ONE TRADING LLC | 0 | 15,544 | +15,544 | 0.00 | 0.01 | +0.01 | buy |
| Capital Investment Advisory Services, LLC | 13,391 | 15,174 | +1,783 | 0.03 | 0.02 | -0.01 | buy |
| PharVision Advisers, LLC | 0 | 11,723 | +11,723 | 0.00 | 0.10 | +0.10 | buy |
| Cinctive Capital Management LP | 0 | 10,120 | +10,120 | 0.00 | 0.01 | +0.01 | buy |
| Creative Planning | 0 | 10,056 | +10,056 | 0.00 | 0.00 | +0.00 | buy |
| Covalis Capital LLP | 0 | 10,000 | +10,000 | 0.00 | 0.01 | +0.01 | buy |
| WELLS FARGO & COMPANY/MN | 50,485 | 9,746 | -40,739 | 0.00 | 0.00 | -0.00 | sell |
| Harvest Fund Management Co., Ltd | 8,400 | 8,400 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Caitong International Asset Management Co., Ltd | 299,313 | 8,071 | -291,242 | 5.93 | 0.03 | -5.89 | sell |
| Firsthand Capital Management, Inc. | 7,348 | 7,350 | +2 | 0.35 | 0.24 | -0.12 | buy |
| BNP PARIBAS FINANCIAL MARKETS | 7,451 | 7,100 | -351 | 0.00 | 0.00 | -0.00 | sell |
| Caption Management, LLC | 7,000 | 4,376 | -2,624 | 0.01 | 0.00 | -0.01 | sell |
| EASTERN BANK | 0 | 2,617 | +2,617 | 0.00 | 0.00 | +0.00 | buy |
| SUMMIT SECURITIES GROUP LLC | 1,289 | 2,204 | +915 | 0.01 | 0.01 | -0.01 | buy |
| Walleye Trading LLC | 0 | 2,114 | +2,114 | 0.00 | 0.00 | +0.00 | buy |
| Parallax Volatility Advisers, L.P. | 0 | 2,014 | +2,014 | 0.00 | 0.00 | +0.00 | buy |
| ACADIAN ASSET MANAGEMENT LLC | 0 | 1,538 | +1,538 | 0.00 | 0.00 | +0.00 | buy |
| Quarry LP | 0 | 1,301 | +1,301 | 0.00 | 0.00 | +0.00 | buy |
| Kestra Advisory Services, LLC | 0 | 1,187 | +1,187 | 0.00 | 0.00 | +0.00 | buy |
| FNY Investment Advisers, LLC | 0 | 897 | +897 | 0.00 | 0.00 | +0.00 | buy |
| SBI Securities Co., Ltd. | 0 | 894 | +894 | 0.00 | 0.00 | +0.00 | buy |
| PICTON MAHONEY ASSET MANAGEMENT | 0 | 810 | +810 | 0.00 | 0.00 | +0.00 | buy |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 0 | 778 | +778 | 0.00 | 0.00 | +0.00 | buy |
| Tower Research Capital LLC (TRC) | 16,943 | 764 | -16,179 | 0.01 | 0.00 | -0.01 | sell |
| EQUITEC PROPRIETARY MARKETS, LLC | 500 | 456 | -44 | 0.09 | 0.04 | -0.05 | sell |
| State of Wyoming | 0 | 456 | +456 | 0.00 | 0.00 | +0.00 | buy |
| VALLEY NATIONAL ADVISERS INC | 222 | 171 | -51 | 0.00 | 0.00 | -0.00 | sell |
| McIlrath & Eck, LLC | 130 | 130 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CoreCap Advisors, LLC | 258 | 100 | -158 | 0.00 | 0.00 | -0.00 | sell |
| SIGNATUREFD, LLC | 1 | 61 | +60 | 0.00 | 0.00 | +0.00 | buy |
| JONES FINANCIAL COMPANIES LLLP | 0 | 57 | +57 | 0.00 | 0.00 | +0.00 | buy |
| IFP Advisors, Inc | 0 | 53 | +53 | 0.00 | 0.00 | +0.00 | buy |
| Allworth Financial LP | 126 | 48 | -78 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 4 | 41 | +37 | 0.00 | 0.00 | +0.00 | buy |