| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 1,860,297 | 2,360,040 | +499,743 | 0.46 | 0.56 | +0.10 | buy |
| Saba Capital Management, L.P. | 2,634,261 | 2,826,395 | +192,134 | 0.65 | 0.64 | -0.01 | buy |
| WHITEBOX ADVISORS LLC | 0 | 40,629 | +40,629 | 0.00 | 0.02 | +0.02 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 10,872 | 36,210 | +25,338 | 0.03 | 0.08 | +0.05 | buy |
| LPL Financial LLC | 82,222 | 102,474 | +20,252 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 133,606 | 149,619 | +16,013 | 0.46 | 0.63 | +0.17 | buy |
| Cetera Investment Advisers | 0 | 10,372 | +10,372 | 0.00 | 0.00 | +0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 4,640 | +4,640 | 0.00 | 0.00 | +0.00 | buy |
| Winch Advisory Services, LLC | 0 | 772 | +772 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 532 | +532 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 101,655 | 102,050 | +395 | 0.00 | 0.00 | -0.00 | buy |
| Pathstone Holdings, LLC | 39,533 | 39,876 | +343 | 0.00 | 0.00 | -0.00 | buy |
| HANTZ FINANCIAL SERVICES, INC. | 0 | 99 | +99 | 0.00 | 0.00 | +0.00 | buy |
| Mariner, LLC | 13,130 | 13,219 | +89 | 0.00 | 0.00 | -0.00 | buy |
| Rodgers Brothers Inc. | 14,736 | 14,768 | +32 | 0.02 | 0.02 | -0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 51,590 | 51,590 | 0 | 0.04 | 0.04 | +0.00 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 11,743 | 11,743 | 0 | 0.00 | 0.00 | -0.00 | hold |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 317,859 | 317,859 | 0 | 0.15 | 0.16 | +0.01 | hold |
| Matisse Capital | 60,552 | 60,552 | 0 | 0.32 | 0.30 | -0.02 | hold |
| Founders Capital Management | 3,000 | 3,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Grant Street Asset Management, Inc. | 10,000 | 10,000 | 0 | 0.04 | 0.03 | -0.00 | hold |
| BRANDYWINE OAK PRIVATE WEALTH LLC | 23,685 | 23,685 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Kercheville Advisors, LLC | 11,000 | 11,000 | 0 | 0.06 | 0.05 | -0.01 | hold |
| JOURNEY STRATEGIC WEALTH LLC | 27,004 | 27,004 | 0 | 0.01 | 0.01 | -0.00 | hold |
| MACKAY SHIELDS LLC | 60,475 | 60,475 | 0 | 0.02 | 0.02 | -0.00 | hold |
| COMERICA BANK | 1,853 | 1,853 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Bank of New York Mellon Corp | 87,879 | 87,878 | -1 | 0.00 | 0.00 | -0.00 | sell |
| Steward Partners Investment Advisory, LLC | 338 | 0 | -338 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 53,093 | 52,432 | -661 | 0.03 | 0.03 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 23,221 | 22,521 | -700 | 0.00 | 0.00 | -0.00 | sell |
| ROYAL BANK OF CANADA | 26,126 | 25,301 | -825 | 0.00 | 0.00 | -0.00 | sell |
| BLB&B Advisors, LLC | 36,277 | 35,094 | -1,183 | 0.02 | 0.02 | -0.00 | sell |
| M&T BANK CORP | 15,046 | 13,841 | -1,205 | 0.00 | 0.00 | -0.00 | sell |
| Karpus Management, Inc. | 118,926 | 117,426 | -1,500 | 0.04 | 0.03 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 36,324 | 34,823 | -1,501 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 16,538 | 14,765 | -1,773 | 0.00 | 0.00 | -0.00 | sell |
| WealthTrust Axiom LLC | 43,834 | 41,338 | -2,496 | 0.15 | 0.14 | -0.01 | sell |
| UBS Group AG | 30,761 | 26,567 | -4,194 | 0.00 | 0.00 | -0.00 | sell |
| Ethos Financial Group, LLC | 21,900 | 16,900 | -5,000 | 0.05 | 0.03 | -0.01 | sell |
| Janney Montgomery Scott LLC | 28,566 | 21,366 | -7,200 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 12,214 | 0 | -12,214 | 0.01 | 0.00 | -0.01 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 12,420 | 0 | -12,420 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 29,483 | 16,922 | -12,561 | 0.03 | 0.02 | -0.01 | sell |
| Logan Stone Capital, LLC | 226,899 | 210,722 | -16,177 | 0.46 | 0.46 | +0.01 | sell |
| MORGAN STANLEY | 154,799 | 135,610 | -19,189 | 0.00 | 0.00 | -0.00 | sell |
| MOODY NATIONAL BANK TRUST DIVISION | 19,874 | 0 | -19,874 | 0.02 | 0.00 | -0.02 | sell |
| AQR Arbitrage LLC | 147,826 | 120,533 | -27,293 | 0.06 | 0.04 | -0.02 | sell |
| NAPA WEALTH MANAGEMENT | 27,300 | 0 | -27,300 | 0.15 | 0.00 | -0.15 | sell |