| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 317,859 | 475,001 | +157,142 | 0.16 | 0.24 | +0.09 | buy |
| WHITEBOX ADVISORS LLC | 40,629 | 127,118 | +86,489 | 0.02 | 0.06 | +0.04 | buy |
| SIT INVESTMENT ASSOCIATES INC | 2,360,040 | 2,441,313 | +81,273 | 0.56 | 0.61 | +0.05 | buy |
| Saba Capital Management, L.P. | 2,826,395 | 2,883,105 | +56,710 | 0.64 | 0.69 | +0.05 | buy |
| MORGAN STANLEY | 135,610 | 153,959 | +18,349 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 12,399 | +12,399 | 0.00 | 0.01 | +0.01 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 51,590 | 61,590 | +10,000 | 0.04 | 0.06 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 36,210 | 43,679 | +7,469 | 0.08 | 0.10 | +0.02 | buy |
| Bank of New York Mellon Corp | 87,878 | 94,135 | +6,257 | 0.00 | 0.00 | +0.00 | buy |
| Almitas Capital LLC | 149,619 | 153,384 | +3,765 | 0.63 | 0.69 | +0.06 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 11,743 | 14,351 | +2,608 | 0.00 | 0.00 | +0.00 | buy |
| STIFEL FINANCIAL CORP | 22,521 | 24,174 | +1,653 | 0.00 | 0.00 | +0.00 | buy |
| PNC FINANCIAL SERVICES GROUP, INC. | 0 | 1,335 | +1,335 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 1,242 | +1,242 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 39,876 | 40,257 | +381 | 0.00 | 0.00 | +0.00 | buy |
| Rodgers Brothers Inc. | 14,768 | 14,811 | +43 | 0.02 | 0.02 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 532 | 532 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Founders Capital Management | 3,000 | 3,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Grant Street Asset Management, Inc. | 10,000 | 10,000 | 0 | 0.03 | 0.03 | +0.00 | hold |
| BRANDYWINE OAK PRIVATE WEALTH LLC | 23,685 | 23,685 | 0 | 0.03 | 0.03 | +0.00 | hold |
| Kercheville Advisors, LLC | 11,000 | 11,000 | 0 | 0.05 | 0.05 | -0.00 | hold |
| JOURNEY STRATEGIC WEALTH LLC | 27,004 | 27,004 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Ethos Financial Group, LLC | 16,900 | 16,900 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MACKAY SHIELDS LLC | 60,475 | 60,475 | 0 | 0.02 | 0.02 | +0.00 | hold |
| COMERICA BANK | 1,853 | 1,853 | 0 | 0.00 | 0.00 | +0.00 | hold |
| ROYAL BANK OF CANADA | 25,301 | 25,261 | -40 | 0.00 | 0.00 | +0.00 | sell |
| HANTZ FINANCIAL SERVICES, INC. | 99 | 0 | -99 | 0.00 | 0.00 | -0.00 | sell |
| Janney Montgomery Scott LLC | 21,366 | 20,990 | -376 | 0.00 | 0.00 | +0.00 | sell |
| Winch Advisory Services, LLC | 772 | 0 | -772 | 0.00 | 0.00 | -0.00 | sell |
| WealthTrust Axiom LLC | 41,338 | 40,343 | -995 | 0.14 | 0.15 | +0.01 | sell |
| BANK OF AMERICA CORP /DE/ | 102,050 | 100,997 | -1,053 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 26,567 | 25,114 | -1,453 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 13,219 | 11,234 | -1,985 | 0.00 | 0.00 | -0.00 | sell |
| BLB&B Advisors, LLC | 35,094 | 33,092 | -2,002 | 0.02 | 0.02 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 14,765 | 11,350 | -3,415 | 0.00 | 0.00 | -0.00 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 4,640 | 0 | -4,640 | 0.00 | 0.00 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 34,823 | 29,078 | -5,745 | 0.00 | 0.00 | -0.00 | sell |
| Cetera Investment Advisers | 10,372 | 0 | -10,372 | 0.00 | 0.00 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 52,432 | 40,677 | -11,755 | 0.03 | 0.02 | -0.01 | sell |
| M&T BANK CORP | 13,841 | 0 | -13,841 | 0.00 | 0.00 | -0.00 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,922 | 0 | -16,922 | 0.02 | 0.00 | -0.02 | sell |
| Karpus Management, Inc. | 117,426 | 85,164 | -32,262 | 0.03 | 0.03 | -0.01 | sell |
| AQR Arbitrage LLC | 120,533 | 83,164 | -37,369 | 0.04 | 0.02 | -0.02 | sell |
| Matisse Capital | 60,552 | 0 | -60,552 | 0.30 | 0.00 | -0.30 | sell |
| LPL Financial LLC | 102,474 | 38,536 | -63,938 | 0.00 | 0.00 | -0.00 | sell |
| Logan Stone Capital, LLC | 210,722 | 126,588 | -84,134 | 0.46 | 0.35 | -0.11 | sell |