| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 2,441,313 | 2,549,726 | +108,413 | 0.61 | 0.64 | +0.03 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 475,001 | 534,737 | +59,736 | 0.24 | 0.29 | +0.05 | buy |
| Yakira Capital Management, Inc. | 0 | 47,476 | +47,476 | 0.00 | 0.21 | +0.21 | buy |
| Haverford Trust Co | 0 | 30,365 | +30,365 | 0.00 | 0.00 | +0.00 | buy |
| BANK OF AMERICA CORP /DE/ | 100,997 | 119,928 | +18,931 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 0 | 12,927 | +12,927 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1,242 | 14,047 | +12,805 | 0.00 | 0.00 | +0.00 | buy |
| Equitable Holdings, Inc. | 0 | 12,016 | +12,016 | 0.00 | 0.00 | +0.00 | buy |
| Williams Jones Wealth Management, LLC. | 0 | 10,618 | +10,618 | 0.00 | 0.00 | +0.00 | buy |
| MORGAN STANLEY | 153,959 | 156,941 | +2,982 | 0.00 | 0.00 | -0.00 | buy |
| Bank of New York Mellon Corp | 94,135 | 95,184 | +1,049 | 0.00 | 0.00 | +0.00 | buy |
| Pathstone Holdings, LLC | 40,257 | 40,993 | +736 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 29,078 | 29,577 | +499 | 0.00 | 0.00 | -0.00 | buy |
| Janney Montgomery Scott LLC | 20,990 | 21,375 | +385 | 0.00 | 0.00 | -0.00 | buy |
| Mariner, LLC | 11,234 | 11,565 | +331 | 0.00 | 0.00 | -0.00 | buy |
| Rodgers Brothers Inc. | 14,811 | 14,876 | +65 | 0.02 | 0.02 | -0.00 | buy |
| ROYAL BANK OF CANADA | 25,261 | 25,301 | +40 | 0.00 | 0.00 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 0 | 20 | +20 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 61,590 | 61,590 | 0 | 0.06 | 0.06 | +0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 532 | 532 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Saba Capital Management, L.P. | 2,883,105 | 2,883,105 | 0 | 0.69 | 0.72 | +0.03 | hold |
| Founders Capital Management | 3,000 | 3,000 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Grant Street Asset Management, Inc. | 10,000 | 10,000 | 0 | 0.03 | 0.03 | -0.00 | hold |
| BRANDYWINE OAK PRIVATE WEALTH LLC | 23,685 | 23,685 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Kercheville Advisors, LLC | 11,000 | 11,000 | 0 | 0.05 | 0.05 | +0.00 | hold |
| Ethos Financial Group, LLC | 16,900 | 16,900 | 0 | 0.03 | 0.03 | -0.00 | hold |
| MACKAY SHIELDS LLC | 60,475 | 60,475 | 0 | 0.02 | 0.02 | -0.00 | hold |
| AMERIPRISE FINANCIAL INC | 11,350 | 11,350 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 1,853 | 1,853 | 0 | 0.00 | 0.00 | -0.00 | hold |
| BLB&B Advisors, LLC | 33,092 | 32,424 | -668 | 0.02 | 0.02 | -0.00 | sell |
| UBS Group AG | 25,114 | 24,406 | -708 | 0.00 | 0.00 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 14,351 | 13,029 | -1,322 | 0.00 | 0.00 | -0.00 | sell |
| PNC FINANCIAL SERVICES GROUP, INC. | 1,335 | 0 | -1,335 | 0.00 | 0.00 | -0.00 | sell |
| WealthTrust Axiom LLC | 40,343 | 38,684 | -1,659 | 0.15 | 0.13 | -0.02 | sell |
| LPL Financial LLC | 38,536 | 36,800 | -1,736 | 0.00 | 0.00 | -0.00 | sell |
| JOURNEY STRATEGIC WEALTH LLC | 27,004 | 25,004 | -2,000 | 0.01 | 0.01 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 43,679 | 36,708 | -6,971 | 0.10 | 0.08 | -0.02 | sell |
| Virtu Financial LLC | 12,399 | 0 | -12,399 | 0.01 | 0.00 | -0.01 | sell |
| Hennion & Walsh Asset Management, Inc. | 40,677 | 20,823 | -19,854 | 0.02 | 0.01 | -0.01 | sell |
| STIFEL FINANCIAL CORP | 24,174 | 0 | -24,174 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 83,164 | 57,325 | -25,839 | 0.02 | 0.02 | -0.01 | sell |
| Logan Stone Capital, LLC | 126,588 | 68,514 | -58,074 | 0.35 | 0.19 | -0.16 | sell |
| Karpus Management, Inc. | 85,164 | 0 | -85,164 | 0.03 | 0.00 | -0.03 | sell |
| WHITEBOX ADVISORS LLC | 127,118 | 0 | -127,118 | 0.06 | 0.00 | -0.06 | sell |
| Almitas Capital LLC | 153,384 | 0 | -153,384 | 0.69 | 0.00 | -0.69 | sell |