| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,114,078 | 2,634,261 | +520,183 | 0.60 | 0.65 | +0.05 | buy |
| SIT INVESTMENT ASSOCIATES INC | 1,411,288 | 1,860,297 | +449,009 | 0.35 | 0.46 | +0.11 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 51,867 | 317,859 | +265,992 | 0.02 | 0.15 | +0.13 | buy |
| Karpus Management, Inc. | 31,762 | 118,926 | +87,164 | 0.01 | 0.04 | +0.03 | buy |
| Almitas Capital LLC | 56,029 | 133,606 | +77,577 | 0.24 | 0.46 | +0.22 | buy |
| Bank of New York Mellon Corp | 18,571 | 87,879 | +69,308 | 0.00 | 0.00 | +0.00 | buy |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 0 | 51,590 | +51,590 | 0.00 | 0.04 | +0.04 | buy |
| Logan Stone Capital, LLC | 183,510 | 226,899 | +43,389 | 0.45 | 0.46 | +0.01 | buy |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | 29,483 | +29,483 | 0.00 | 0.03 | +0.03 | buy |
| Ethos Financial Group, LLC | 0 | 21,900 | +21,900 | 0.00 | 0.05 | +0.05 | buy |
| MOODY NATIONAL BANK TRUST DIVISION | 0 | 19,874 | +19,874 | 0.00 | 0.02 | +0.02 | buy |
| Mariner, LLC | 0 | 13,130 | +13,130 | 0.00 | 0.00 | +0.00 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 12,420 | +12,420 | 0.00 | 0.00 | +0.00 | buy |
| Virtu Financial LLC | 0 | 12,214 | +12,214 | 0.00 | 0.01 | +0.01 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,300 | 10,872 | +8,572 | 0.01 | 0.03 | +0.02 | buy |
| STIFEL FINANCIAL CORP | 18,545 | 23,221 | +4,676 | 0.00 | 0.00 | +0.00 | buy |
| AQR Arbitrage LLC | 146,158 | 147,826 | +1,668 | 0.06 | 0.06 | +0.00 | buy |
| LPL Financial LLC | 82,211 | 82,222 | +11 | 0.00 | 0.00 | -0.00 | buy |
| Matisse Capital | 60,552 | 60,552 | 0 | 0.38 | 0.32 | -0.06 | hold |
| Founders Capital Management | 3,000 | 3,000 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 338 | 338 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Grant Street Asset Management, Inc. | 10,000 | 10,000 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Kercheville Advisors, LLC | 11,000 | 11,000 | 0 | 0.06 | 0.06 | -0.00 | hold |
| MACKAY SHIELDS LLC | 60,475 | 60,475 | 0 | 0.01 | 0.02 | +0.00 | hold |
| COMERICA BANK | 1,853 | 1,853 | 0 | 0.00 | 0.00 | -0.00 | hold |
| ENVESTNET ASSET MANAGEMENT INC | 12,250 | 11,743 | -507 | 0.00 | 0.00 | -0.00 | sell |
| WealthTrust Axiom LLC | 44,380 | 43,834 | -546 | 0.14 | 0.15 | +0.00 | sell |
| Gradient Investments LLC | 600 | 0 | -600 | 0.00 | 0.00 | -0.00 | sell |
| Rodgers Brothers Inc. | 15,355 | 14,736 | -619 | 0.02 | 0.02 | -0.00 | sell |
| WELLS FARGO & COMPANY/MN | 37,757 | 36,324 | -1,433 | 0.00 | 0.00 | -0.00 | sell |
| Authentikos Wealth Advisory, LLC | 1,449 | 0 | -1,449 | 0.01 | 0.00 | -0.01 | sell |
| M&T BANK CORP | 16,604 | 15,046 | -1,558 | 0.00 | 0.00 | -0.00 | sell |
| UMB Bank, n.a. | 1,648 | 0 | -1,648 | 0.00 | 0.00 | -0.00 | sell |
| BLB&B Advisors, LLC | 38,200 | 36,277 | -1,923 | 0.02 | 0.02 | -0.00 | sell |
| Hennion & Walsh Asset Management, Inc. | 55,066 | 53,093 | -1,973 | 0.03 | 0.03 | -0.00 | sell |
| True Wealth Design, LLC | 3,258 | 0 | -3,258 | 0.01 | 0.00 | -0.01 | sell |
| BRANDYWINE OAK PRIVATE WEALTH LLC | 27,707 | 23,685 | -4,022 | 0.03 | 0.03 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 21,421 | 16,538 | -4,883 | 0.00 | 0.00 | -0.00 | sell |
| JOURNEY STRATEGIC WEALTH LLC | 32,004 | 27,004 | -5,000 | 0.01 | 0.01 | -0.00 | sell |
| Janney Montgomery Scott LLC | 36,161 | 28,566 | -7,595 | 0.00 | 0.00 | -0.00 | sell |
| COMMONWEALTH EQUITY SERVICES, LLC | 12,480 | 0 | -12,480 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF AMERICA CORP /DE/ | 118,011 | 101,655 | -16,356 | 0.00 | 0.00 | -0.00 | sell |
| AFFINITY WEALTH MANAGEMENT LLC | 17,322 | 0 | -17,322 | 0.04 | 0.00 | -0.04 | sell |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,869 | 0 | -19,869 | 0.00 | 0.00 | -0.00 | sell |
| UBS Group AG | 52,177 | 30,761 | -21,416 | 0.00 | 0.00 | -0.00 | sell |
| Almanack Investment Partners, LLC. | 21,900 | 0 | -21,900 | 0.04 | 0.00 | -0.04 | sell |
| ROYAL BANK OF CANADA | 48,257 | 26,126 | -22,131 | 0.00 | 0.00 | -0.00 | sell |
| BANK OF MONTREAL /CAN/ | 22,741 | 0 | -22,741 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 184,268 | 154,799 | -29,469 | 0.00 | 0.00 | -0.00 | sell |
| Woodline Partners LP | 198,433 | 0 | -198,433 | 0.02 | 0.00 | -0.02 | sell |
| Fiera Capital Corp | 365,614 | 0 | -365,614 | 0.01 | 0.00 | -0.01 | sell |