| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,496,145 | 1,908,909 | +412,764 | 0.36 | 0.42 | +0.06 | buy |
| Logan Stone Capital, LLC | 789,902 | 899,513 | +109,611 | 1.57 | 1.93 | +0.36 | buy |
| LPL Financial LLC | 25,024 | 126,492 | +101,468 | 0.00 | 0.00 | +0.00 | buy |
| NINE MASTS CAPITAL Ltd | 0 | 93,857 | +93,857 | 0.00 | 0.24 | +0.24 | buy |
| MORGAN STANLEY | 1,561,407 | 1,646,695 | +85,288 | 0.00 | 0.00 | -0.00 | buy |
| Fort Point Capital Partners LLC | 0 | 73,627 | +73,627 | 0.00 | 0.10 | +0.10 | buy |
| EVOKE WEALTH, LLC | 0 | 58,605 | +58,605 | 0.00 | 0.02 | +0.02 | buy |
| Advisors Asset Management, Inc. | 357,457 | 414,664 | +57,207 | 0.07 | 0.08 | +0.01 | buy |
| Empower Advisory Group, LLC | 0 | 52,565 | +52,565 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 958,414 | 1,008,364 | +49,950 | 0.07 | 0.07 | -0.00 | buy |
| WOLVERINE ASSET MANAGEMENT LLC | 44,686 | 84,980 | +40,294 | 0.01 | 0.02 | +0.01 | buy |
| Virtu Financial LLC | 0 | 20,304 | +20,304 | 0.00 | 0.02 | +0.02 | buy |
| BANK OF AMERICA CORP /DE/ | 274,744 | 294,900 | +20,156 | 0.00 | 0.00 | -0.00 | buy |
| NOMURA HOLDINGS INC | 0 | 17,700 | +17,700 | 0.00 | 0.00 | +0.00 | buy |
| CITADEL ADVISORS LLC | 0 | 15,588 | +15,588 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 12,424 | 24,314 | +11,890 | 0.04 | 0.09 | +0.04 | buy |
| ROYAL BANK OF CANADA | 24,325 | 31,580 | +7,255 | 0.00 | 0.00 | +0.00 | buy |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 0 | 7,016 | +7,016 | 0.00 | 0.00 | +0.00 | buy |
| Cetera Investment Advisers | 20,545 | 26,677 | +6,132 | 0.00 | 0.00 | -0.00 | buy |
| UBS Group AG | 252,783 | 258,470 | +5,687 | 0.00 | 0.00 | -0.00 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 83,328 | 88,524 | +5,196 | 0.00 | 0.00 | -0.00 | buy |
| Pacific Wealth Strategies Group, Inc. | 62,470 | 67,320 | +4,850 | 0.58 | 0.56 | -0.02 | buy |
| Baird Financial Group, Inc. | 43,594 | 48,151 | +4,557 | 0.00 | 0.00 | +0.00 | buy |
| Vanguard Capital Wealth Advisors | 10,000 | 14,000 | +4,000 | 0.08 | 0.10 | +0.02 | buy |
| Atria Wealth Solutions, Inc. | 148,796 | 150,006 | +1,210 | 0.02 | 0.02 | -0.00 | buy |
| ORG Partners LLC | 0 | 1,000 | +1,000 | 0.00 | 0.02 | +0.02 | buy |
| STIFEL FINANCIAL CORP | 10,949 | 11,143 | +194 | 0.00 | 0.00 | -0.00 | buy |
| GREAT VALLEY ADVISOR GROUP, INC. | 11,815 | 11,942 | +127 | 0.00 | 0.00 | -0.00 | buy |
| EVERETT HARRIS & CO /CA/ | 16,059 | 16,059 | 0 | 0.00 | 0.00 | -0.00 | hold |
| FIRST FOUNDATION ADVISORS | 10,446 | 10,446 | 0 | 0.00 | 0.00 | -0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 5,166 | 5,166 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Janney Montgomery Scott LLC | 40,194 | 40,194 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mariner, LLC | 20,000 | 20,000 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 683 | 683 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alpha Cubed Investments, LLC | 10,550 | 10,550 | 0 | 0.01 | 0.01 | -0.00 | hold |
| NAPA WEALTH MANAGEMENT | 53,615 | 53,615 | 0 | 0.29 | 0.28 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 19,620 | 19,620 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mirador Capital Partners LP | 11,779 | 11,779 | 0 | 0.02 | 0.02 | -0.00 | hold |
| Matisse Capital | 26,088 | 26,088 | 0 | 0.14 | 0.12 | -0.01 | hold |
| WestHill Financial Advisors, Inc. | 11,925 | 11,925 | 0 | 0.03 | 0.03 | -0.00 | hold |
| Mine & Arao Wealth Creation & Management, LLC. | 8,450 | 8,450 | 0 | 0.04 | 0.04 | -0.00 | hold |
| TriaGen Wealth Management LLC | 10,300 | 10,300 | 0 | 0.05 | 0.04 | -0.01 | hold |
| Kercheville Advisors, LLC | 17,000 | 17,000 | 0 | 0.09 | 0.08 | -0.01 | hold |
| Clay Northam Wealth Management, LLC | 29,050 | 29,050 | 0 | 0.25 | 0.23 | -0.02 | hold |
| Core Wealth Partners LLC | 40,866 | 40,866 | 0 | 0.33 | 0.31 | -0.02 | hold |
| Cherry Tree Wealth Management, LLC | 1,625 | 1,625 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Vivaldi Capital Management LP | 43,217 | 42,884 | -333 | 0.13 | 0.12 | -0.00 | sell |
| ENVESTNET ASSET MANAGEMENT INC | 17,636 | 16,926 | -710 | 0.00 | 0.00 | -0.00 | sell |
| US BANCORP \DE\ | 1,454 | 434 | -1,020 | 0.00 | 0.00 | -0.00 | sell |
| RB Capital Management, LLC | 12,421 | 11,123 | -1,298 | 0.04 | 0.03 | -0.01 | sell |
| MERCER GLOBAL ADVISORS INC /ADV | 16,601 | 15,181 | -1,420 | 0.00 | 0.00 | -0.00 | sell |
| ROTHSCHILD INVESTMENT LLC | 4,697 | 3,216 | -1,481 | 0.00 | 0.00 | -0.00 | sell |
| AQR Arbitrage LLC | 364,834 | 361,476 | -3,358 | 0.14 | 0.13 | -0.02 | sell |
| D.A. DAVIDSON & CO. | 49,031 | 45,333 | -3,698 | 0.00 | 0.00 | -0.00 | sell |
| COMERICA BANK | 4,010 | 0 | -4,010 | 0.00 | 0.00 | -0.00 | sell |
| AMERIPRISE FINANCIAL INC | 31,876 | 27,515 | -4,361 | 0.00 | 0.00 | -0.00 | sell |
| Truvestments Capital LLC | 6,251 | 0 | -6,251 | 0.03 | 0.00 | -0.03 | sell |
| OSAIC HOLDINGS, INC. | 532,736 | 524,226 | -8,510 | 0.01 | 0.01 | +0.00 | sell |
| KINGSWOOD WEALTH ADVISORS, LLC | 11,297 | 0 | -11,297 | 0.01 | 0.00 | -0.01 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 314,661 | 302,776 | -11,885 | 1.10 | 1.05 | -0.05 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 122,141 | 109,036 | -13,105 | 0.11 | 0.09 | -0.01 | sell |
| JPMORGAN CHASE & CO | 16,967 | 0 | -16,967 | 0.00 | 0.00 | -0.00 | sell |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 20,580 | 0 | -20,580 | 0.00 | 0.00 | -0.00 | sell |
| Aristides Capital LLC | 20,884 | 0 | -20,884 | 0.10 | 0.00 | -0.10 | sell |
| Weiss Asset Management LP | 21,565 | 0 | -21,565 | 0.02 | 0.00 | -0.02 | sell |
| Hennion & Walsh Asset Management, Inc. | 375,557 | 349,547 | -26,010 | 0.21 | 0.19 | -0.02 | sell |
| Western Wealth Management, LLC | 37,638 | 0 | -37,638 | 0.03 | 0.00 | -0.03 | sell |
| WELLS FARGO & COMPANY/MN | 400,723 | 361,249 | -39,474 | 0.00 | 0.00 | -0.00 | sell |