| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,908,909 | 2,106,169 | +197,260 | 0.42 | 0.48 | +0.07 | buy |
| Advisors Asset Management, Inc. | 414,664 | 547,882 | +133,218 | 0.08 | 0.11 | +0.03 | buy |
| MORGAN STANLEY | 1,646,695 | 1,751,275 | +104,580 | 0.00 | 0.00 | +0.00 | buy |
| WELLS FARGO & COMPANY/MN | 361,249 | 449,692 | +88,443 | 0.00 | 0.00 | +0.00 | buy |
| GUGGENHEIM CAPITAL LLC | 1,008,364 | 1,069,530 | +61,166 | 0.07 | 0.08 | +0.01 | buy |
| COMMONWEALTH EQUITY SERVICES, LLC | 88,524 | 124,653 | +36,129 | 0.00 | 0.00 | +0.00 | buy |
| Hennion & Walsh Asset Management, Inc. | 349,547 | 384,479 | +34,932 | 0.19 | 0.21 | +0.02 | buy |
| Fort Point Capital Partners LLC | 73,627 | 101,180 | +27,553 | 0.10 | 0.14 | +0.04 | buy |
| SIT INVESTMENT ASSOCIATES INC | 0 | 27,393 | +27,393 | 0.00 | 0.01 | +0.01 | buy |
| Creative Planning | 0 | 25,068 | +25,068 | 0.00 | 0.00 | +0.00 | buy |
| ENVESTNET ASSET MANAGEMENT INC | 16,926 | 39,705 | +22,779 | 0.00 | 0.00 | +0.00 | buy |
| Baird Financial Group, Inc. | 48,151 | 69,472 | +21,321 | 0.00 | 0.00 | +0.00 | buy |
| MERCER GLOBAL ADVISORS INC /ADV | 15,181 | 36,220 | +21,039 | 0.00 | 0.00 | +0.00 | buy |
| Pacific Wealth Strategies Group, Inc. | 67,320 | 79,295 | +11,975 | 0.56 | 0.68 | +0.12 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 24,314 | 31,080 | +6,766 | 0.09 | 0.11 | +0.03 | buy |
| Vanguard Capital Wealth Advisors | 14,000 | 20,000 | +6,000 | 0.10 | 0.14 | +0.04 | buy |
| AMERIPRISE FINANCIAL INC | 27,515 | 31,515 | +4,000 | 0.00 | 0.00 | +0.00 | buy |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 0 | 3,628 | +3,628 | 0.00 | 0.01 | +0.01 | buy |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 0 | 2,100 | +2,100 | 0.00 | 0.00 | +0.00 | buy |
| BESSEMER GROUP INC | 0 | 1,200 | +1,200 | 0.00 | 0.00 | +0.00 | buy |
| CIBC Private Wealth Group LLC | 0 | 807 | +807 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 31,580 | 32,288 | +708 | 0.00 | 0.00 | +0.00 | buy |
| RB Capital Management, LLC | 11,123 | 11,277 | +154 | 0.03 | 0.03 | +0.00 | buy |
| ROTHSCHILD INVESTMENT LLC | 3,216 | 3,232 | +16 | 0.00 | 0.00 | +0.00 | buy |
| Vivaldi Capital Management LP | 42,884 | 42,897 | +13 | 0.12 | 0.13 | +0.00 | buy |
| EVERETT HARRIS & CO /CA/ | 16,059 | 16,059 | 0 | 0.00 | 0.00 | +0.00 | hold |
| FIRST FOUNDATION ADVISORS | 10,446 | 10,446 | 0 | 0.00 | 0.00 | -0.00 | hold |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7,016 | 7,016 | 0 | 0.00 | 0.00 | +0.00 | hold |
| HOLLENCREST CAPITAL MANAGEMENT | 5,166 | 5,166 | 0 | 0.00 | 0.00 | +0.00 | hold |
| NOMURA HOLDINGS INC | 17,700 | 17,700 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Allworth Financial LP | 683 | 683 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Alpha Cubed Investments, LLC | 10,550 | 10,550 | 0 | 0.01 | 0.01 | -0.00 | hold |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 19,620 | 19,620 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Mirador Capital Partners LP | 11,779 | 11,779 | 0 | 0.02 | 0.02 | +0.00 | hold |
| Cetera Investment Advisers | 26,677 | 26,677 | 0 | 0.00 | 0.00 | +0.00 | hold |
| WestHill Financial Advisors, Inc. | 11,925 | 11,925 | 0 | 0.03 | 0.03 | +0.00 | hold |
| TriaGen Wealth Management LLC | 10,300 | 10,300 | 0 | 0.04 | 0.04 | -0.00 | hold |
| Kercheville Advisors, LLC | 17,000 | 17,000 | 0 | 0.08 | 0.08 | -0.00 | hold |
| Clay Northam Wealth Management, LLC | 29,050 | 29,050 | 0 | 0.23 | 0.23 | -0.00 | hold |
| Core Wealth Partners LLC | 40,866 | 40,866 | 0 | 0.31 | 0.29 | -0.02 | hold |
| ORG Partners LLC | 1,000 | 1,000 | 0 | 0.02 | 0.00 | -0.02 | hold |
| Cherry Tree Wealth Management, LLC | 1,625 | 1,625 | 0 | 0.00 | 0.00 | +0.00 | hold |
| US BANCORP \DE\ | 434 | 434 | 0 | 0.00 | 0.00 | +0.00 | hold |
| D.A. DAVIDSON & CO. | 45,333 | 42,265 | -3,068 | 0.00 | 0.00 | -0.00 | sell |
| Atria Wealth Solutions, Inc. | 150,006 | 146,272 | -3,734 | 0.02 | 0.02 | +0.00 | sell |
| UBS Group AG | 258,470 | 253,509 | -4,961 | 0.00 | 0.00 | -0.00 | sell |
| LPL Financial LLC | 126,492 | 120,871 | -5,621 | 0.00 | 0.00 | -0.00 | sell |
| Mariner, LLC | 20,000 | 12,000 | -8,000 | 0.00 | 0.00 | -0.00 | sell |
| Mine & Arao Wealth Creation & Management, LLC. | 8,450 | 0 | -8,450 | 0.04 | 0.00 | -0.04 | sell |
| Janney Montgomery Scott LLC | 40,194 | 31,493 | -8,701 | 0.00 | 0.00 | -0.00 | sell |
| STIFEL FINANCIAL CORP | 11,143 | 0 | -11,143 | 0.00 | 0.00 | -0.00 | sell |
| GREAT VALLEY ADVISOR GROUP, INC. | 11,942 | 0 | -11,942 | 0.00 | 0.00 | -0.00 | sell |
| EVOKE WEALTH, LLC | 58,605 | 45,000 | -13,605 | 0.02 | 0.69 | +0.67 | sell |
| CITADEL ADVISORS LLC | 15,588 | 0 | -15,588 | 0.00 | 0.00 | -0.00 | sell |
| Virtu Financial LLC | 20,304 | 0 | -20,304 | 0.02 | 0.00 | -0.02 | sell |
| Matisse Capital | 26,088 | 0 | -26,088 | 0.12 | 0.00 | -0.12 | sell |
| ROBINSON CAPITAL MANAGEMENT, LLC | 302,776 | 275,134 | -27,642 | 1.05 | 1.03 | -0.02 | sell |
| AQR Arbitrage LLC | 361,476 | 316,563 | -44,913 | 0.13 | 0.09 | -0.04 | sell |
| BANK OF AMERICA CORP /DE/ | 294,900 | 244,359 | -50,541 | 0.00 | 0.00 | -0.00 | sell |
| Empower Advisory Group, LLC | 52,565 | 0 | -52,565 | 0.00 | 0.00 | -0.00 | sell |
| NAPA WEALTH MANAGEMENT | 53,615 | 0 | -53,615 | 0.28 | 0.00 | -0.28 | sell |
| NINE MASTS CAPITAL Ltd | 93,857 | 31,971 | -61,886 | 0.24 | 0.10 | -0.14 | sell |
| WOLVERINE ASSET MANAGEMENT LLC | 84,980 | 0 | -84,980 | 0.02 | 0.00 | -0.02 | sell |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 109,036 | 0 | -109,036 | 0.09 | 0.00 | -0.09 | sell |
| OSAIC HOLDINGS, INC. | 524,226 | 291,778 | -232,448 | 0.01 | 0.01 | -0.00 | sell |
| Logan Stone Capital, LLC | 899,513 | 527,235 | -372,278 | 1.93 | 1.42 | -0.51 | sell |