| Fund | Previous Shares | Current Shares ▲▼ | Change in Shares ▲▼ | Previous Portfolio Weightage (%) | Current Portfolio Weightage (%) ▲▼ | Change in Weight (%) ▲▼ | Type |
|---|---|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 224,322 | 419,411 | +195,089 | 0.01 | 0.02 | +0.01 | buy |
| Hennion & Walsh Asset Management, Inc. | 118,007 | 241,251 | +123,244 | 0.04 | 0.09 | +0.04 | buy |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 100,181 | 178,854 | +78,673 | 0.06 | 0.09 | +0.03 | buy |
| RIVERBRIDGE PARTNERS LLC | 121,367 | 175,152 | +53,785 | 0.02 | 0.03 | +0.01 | buy |
| SIT INVESTMENT ASSOCIATES INC | 0 | 51,007 | +51,007 | 0.00 | 0.01 | +0.01 | buy |
| Logan Stone Capital, LLC | 87,516 | 113,485 | +25,969 | 0.41 | 0.29 | -0.12 | buy |
| &PARTNERS | 0 | 24,053 | +24,053 | 0.00 | 0.00 | +0.00 | buy |
| PFG Investments, LLC | 0 | 15,000 | +15,000 | 0.00 | 0.01 | +0.01 | buy |
| VAN ECK ASSOCIATES CORP | 90,634 | 103,644 | +13,010 | 0.00 | 0.00 | +0.00 | buy |
| Traub Capital Management LLC | 0 | 12,218 | +12,218 | 0.00 | 0.12 | +0.12 | buy |
| River Street Advisors LLC | 0 | 11,845 | +11,845 | 0.00 | 0.05 | +0.05 | buy |
| NOMURA HOLDINGS INC | 0 | 10,562 | +10,562 | 0.00 | 0.00 | +0.00 | buy |
| Thomas J. Herzfeld Advisors, Inc. | 26,366 | 35,909 | +9,543 | 0.09 | 0.12 | +0.03 | buy |
| MRP Capital Investments, LLC | 2,500 | 8,000 | +5,500 | 0.02 | 0.07 | +0.05 | buy |
| WELLS FARGO & COMPANY/MN | 73,781 | 79,010 | +5,229 | 0.00 | 0.00 | +0.00 | buy |
| Matisse Capital | 170,000 | 174,693 | +4,693 | 0.79 | 0.80 | +0.02 | buy |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 57,878 | 59,705 | +1,827 | 0.00 | 0.00 | -0.00 | buy |
| HighTower Advisors, LLC | 10,777 | 11,717 | +940 | 0.00 | 0.00 | +0.00 | buy |
| ROYAL BANK OF CANADA | 33,547 | 34,169 | +622 | 0.00 | 0.00 | +0.00 | buy |
| Whipplewood Advisors, LLC | 24,873 | 24,917 | +44 | 0.17 | 0.16 | -0.00 | buy |
| Curi Capital, LLC | 10,822 | 10,822 | 0 | 0.00 | 0.00 | -0.00 | hold |
| CWM, LLC | 8,752 | 8,752 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Capital Investment Advisors, LLC | 42,089 | 42,089 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Koshinski Asset Management, Inc. | 16,012 | 16,012 | 0 | 0.01 | 0.01 | -0.00 | hold |
| Global Retirement Partners, LLC | 240 | 240 | 0 | 0.00 | 0.00 | -0.00 | hold |
| Realta Investment Advisors | 95,192 | 95,192 | 0 | 0.33 | 0.32 | -0.01 | hold |
| HighMark Wealth Management LLC | 12,880 | 12,880 | 0 | 0.06 | 0.05 | -0.00 | hold |
| Element Wealth, LLC | 23,020 | 23,020 | 0 | 0.10 | 0.10 | -0.01 | hold |
| Allspring Global Investments Holdings, LLC | 353,273 | 353,273 | 0 | 0.01 | 0.01 | +0.00 | hold |
| Hara Capital LLC | 24,600 | 24,600 | 0 | 0.15 | 0.14 | -0.01 | hold |
| GEN Financial Management, INC. | 13,324 | 13,324 | 0 | 0.12 | 0.09 | -0.03 | hold |
| MACKAY SHIELDS LLC | 401,695 | 401,695 | 0 | 0.14 | 0.14 | +0.00 | hold |
| ROTHSCHILD INVESTMENT LLC | 470 | 470 | 0 | 0.00 | 0.00 | -0.00 | hold |
| COMERICA BANK | 3,625 | 3,625 | 0 | 0.00 | 0.00 | +0.00 | hold |
| Steward Partners Investment Advisory, LLC | 29,970 | 29,901 | -69 | 0.00 | 0.00 | -0.00 | sell |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 51,010 | 50,657 | -353 | 0.08 | 0.08 | -0.00 | sell |
| GPS Wealth Strategies Group, LLC | 774 | 0 | -774 | 0.00 | 0.00 | -0.00 | sell |
| Advisory Services Network, LLC | 1,742 | 0 | -1,742 | 0.00 | 0.00 | -0.00 | sell |
| NewEdge Advisors, LLC | 19,650 | 17,800 | -1,850 | 0.00 | 0.00 | -0.00 | sell |
| Berger Financial Group, Inc | 21,247 | 19,242 | -2,005 | 0.01 | 0.01 | -0.00 | sell |
| MELFA WEALTH MANAGEMENT, INC. | 30,065 | 27,210 | -2,855 | 0.18 | 0.16 | -0.02 | sell |
| PRINCIPAL SECURITIES, INC. | 3,597 | 0 | -3,597 | 0.00 | 0.00 | -0.00 | sell |
| OSAIC HOLDINGS, INC. | 15,494 | 10,998 | -4,496 | 0.00 | 0.00 | -0.00 | sell |
| Prime Capital Investment Advisors, LLC | 22,057 | 17,143 | -4,914 | 0.00 | 0.00 | -0.00 | sell |
| MORGAN STANLEY | 229,232 | 221,437 | -7,795 | 0.00 | 0.00 | -0.00 | sell |
| GUGGENHEIM CAPITAL LLC | 262,092 | 253,077 | -9,015 | 0.02 | 0.02 | -0.00 | sell |
| Williams Jones Wealth Management, LLC. | 12,711 | 0 | -12,711 | 0.00 | 0.00 | -0.00 | sell |
| OneAscent Financial Services LLC | 14,000 | 0 | -14,000 | 0.01 | 0.00 | -0.01 | sell |
| Sightline Wealth Advisors, LLC | 32,827 | 15,161 | -17,666 | 0.15 | 0.07 | -0.09 | sell |
| Cetera Investment Advisers | 21,844 | 0 | -21,844 | 0.00 | 0.00 | -0.00 | sell |
| Saba Capital Management, L.P. | 130,523 | 85,645 | -44,878 | 0.04 | 0.03 | -0.01 | sell |