Stock Transactions — ETHAN ALLEN INTERIORS INC

Total Bought
2,764,204
117 transactions
Total Sold
1,479,717
72 transactions
Net
+1,284,487
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
CITADEL ADVISORS LLC77,221336,464+259,2430.000.01+0.00buy
Fund 1 Investments, LLC0254,838+254,8380.000.74+0.74buy
ROYCE & ASSOCIATES LP613,545822,513+208,9680.140.18+0.04buy
Gilman Hill Asset Management, LLC211,485367,060+155,5750.761.23+0.47buy
BlackRock, Inc.3,671,5003,806,672+135,1720.000.00+0.00buy
BALYASNY ASSET MANAGEMENT L.P.81,608196,605+114,9970.000.01+0.01buy
Creative Planning45,366153,603+108,2370.000.00+0.00buy
SCOPUS ASSET MANAGEMENT, L.P.0100,000+100,0000.000.07+0.07buy
Empowered Funds, LLC087,973+87,9730.000.01+0.01buy
MARSHALL WACE, LLP080,239+80,2390.000.00+0.00buy
UBS Group AG364,981437,301+72,3200.000.00+0.00buy
First Eagle Investment Management, LLC270,592342,731+72,1390.010.01+0.00buy
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.26,03297,192+71,1600.040.14+0.10buy
AMERIPRISE FINANCIAL INC360,788426,717+65,9290.000.00+0.00buy
FRANKLIN RESOURCES INC17,36879,756+62,3880.000.00+0.00buy
Cambria Investment Management, L.P.354,764415,697+60,9330.470.52+0.04buy
BNP PARIBAS FINANCIAL MARKETS31,49686,309+54,8130.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC79,723129,399+49,6760.040.06+0.02buy
BANK OF AMERICA CORP /DE/103,567151,994+48,4270.000.00+0.00buy
SEI INVESTMENTS CO042,156+42,1560.000.00+0.00buy
Hodges Capital Management Inc.170,683211,909+41,2260.330.39+0.06buy
Linden Thomas Advisory Services, LLC42,85681,851+38,9950.100.18+0.08buy
FIFTH THIRD BANCORP1,78440,042+38,2580.000.00+0.00buy
FMR LLC220,081257,615+37,5340.000.00+0.00buy
Ellevest, Inc.034,000+34,0000.000.11+0.11buy
Janney Montgomery Scott LLC57,42687,384+29,9580.000.00+0.00buy
RENAISSANCE TECHNOLOGIES LLC234,201261,177+26,9760.010.01+0.00buy
Significant Wealth Partners LLC024,019+24,0190.000.66+0.66buy
WEDGE CAPITAL MANAGEMENT L L P/NC76,21995,977+19,7580.030.04+0.01buy
BARCLAYS PLC81,597101,350+19,7530.000.00+0.00buy
Cerity Partners LLC019,189+19,1890.000.00+0.00buy
Quantinno Capital Management LP019,102+19,1020.000.00+0.00buy
AIGEN INVESTMENT MANAGEMENT, LP017,584+17,5840.000.10+0.10buy
Invesco Ltd.345,362361,815+16,4530.000.00+0.00buy
DRW Securities, LLC016,374+16,3740.000.02+0.02buy
PUBLIC SECTOR PENSION INVESTMENT BOARD105,598121,738+16,1400.010.01+0.00buy
First Dallas Securities Inc.44,06659,525+15,4590.370.49+0.12buy
SUSQUEHANNA INTERNATIONAL GROUP, LLP10,09424,633+14,5390.000.00+0.00buy
MORGAN STANLEY356,608370,318+13,7100.000.00+0.00buy
WINTON GROUP Ltd012,724+12,7240.000.01+0.01buy
D.A. DAVIDSON & CO.012,600+12,6000.000.00+0.00buy
GAMMA Investing LLC55512,011+11,4560.000.01+0.01buy
NORTHERN TRUST CORP333,068344,171+11,1030.000.00+0.00buy
Quadrature Capital Ltd010,443+10,4430.000.00+0.00buy
BROWN ADVISORY INC010,100+10,1000.000.00+0.00buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management27,49937,583+10,0840.010.01+0.00buy
Dakota Wealth Management17,53527,345+9,8100.010.01+0.01buy
Essex Financial Services, Inc.14,16423,894+9,7300.020.03+0.01buy
Advisor OS, LLC09,543+9,5430.000.02+0.02buy
JACOBS LEVY EQUITY MANAGEMENT, INC395,463404,145+8,6820.030.04+0.00buy
Campbell & CO Investment Adviser LLC21,40029,961+8,5610.020.04+0.01buy
Russell Investments Group, Ltd.67,06974,123+7,0540.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC5,24012,050+6,8100.000.00+0.00buy
CAXTON ASSOCIATES LLP10,88315,342+4,4590.000.01+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS311,066315,299+4,2330.020.03+0.00buy
Annis Gardner Whiting Capital Advisors, LLC03,975+3,9750.000.01+0.01buy
FEDERATED HERMES, INC.24,43528,373+3,9380.000.00+0.00buy
D. E. Shaw & Co., Inc.119,228122,831+3,6030.000.00+0.00buy
PRICE T ROWE ASSOCIATES INC /MD/24,25527,433+3,1780.000.00+0.00buy
Vident Advisory, LLC23,59926,288+2,6890.010.00-0.00buy
Inspire Investing, LLC20,58423,124+2,5400.040.05+0.01buy
Quantbot Technologies LP02,537+2,5370.000.00+0.00buy
Advisory Services Network, LLC02,296+2,2960.000.00+0.00buy
PRUDENTIAL FINANCIAL INC22,32024,550+2,2300.000.00+0.00buy
PNC FINANCIAL SERVICES GROUP, INC.1,6803,899+2,2190.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC110,363112,549+2,1860.000.00+0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC30,07732,081+2,0040.000.00+0.00buy
MQS Management LLC9,61111,270+1,6590.130.17+0.04buy
JPMORGAN CHASE & CO64,22865,887+1,6590.000.00-0.00buy
HORIZON FINANCIAL SERVICES, LLC01,500+1,5000.000.01+0.01buy
Ensign Peak Advisors, Inc01,350+1,3500.000.00+0.00buy
HARBOUR INVESTMENTS, INC.2,9494,290+1,3410.000.00+0.00buy
SIGNATUREFD, LLC3501,435+1,0850.000.00+0.00buy
ROTHSCHILD INVESTMENT LLC9,40910,423+1,0140.010.01+0.00buy
STIFEL FINANCIAL CORP27,31428,325+1,0110.000.00+0.00buy
North Star Investment Management Corp.200,250201,250+1,0000.290.27-0.02buy
Versant Capital Management, Inc5341,191+6570.000.00+0.00buy
Universal- Beteiligungs- und Servicegesellschaft mbH10,26410,885+6210.000.00+0.00buy
SIMPLEX TRADING, LLC270835+5650.000.00+0.00buy
Unison Advisors LLC32,08632,603+5170.060.06-0.01buy
B. Riley Wealth Advisors, Inc.0500+5000.000.00+0.00buy
TWIN PEAKS WEALTH ADVISORS, LLC0393+3930.000.00+0.00buy
Covestor Ltd16395+3790.000.01+0.01buy
Allworth Financial LP435747+3120.000.00+0.00buy
Nuveen, LLC49,80950,116+3070.000.00+0.00buy
Pinnacle Wealth Planning Services, Inc.355640+2850.000.00+0.00buy
Investors Research Corp26,12526,400+2750.110.11+0.00buy
CWM, LLC3,9674,218+2510.000.00+0.00buy
MAI Capital Management42291+2490.000.00+0.00buy
Tower Research Capital LLC (TRC)8231,029+2060.000.00+0.00buy
Golden State Equity Partners0199+1990.000.00+0.00buy
Illinois Municipal Retirement Fund12,62812,823+1950.000.00+0.00buy
Parallel Advisors, LLC17210+1930.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP0168+1680.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC82228+1460.000.00+0.00buy
HANTZ FINANCIAL SERVICES, INC.675817+1420.000.00+0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.10,76910,907+1380.000.00-0.00buy
BNP Paribas Asset Management Holding S.A.407525+1180.000.00+0.00buy
CANADA LIFE ASSURANCE Co23,87523,988+1130.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO33,18833,289+1010.000.00+0.00buy
Page 1 of 3