Stock Transactions — ETHAN ALLEN INTERIORS INC

Total Bought
1,585,481
92 transactions
Total Sold
1,439,212
104 transactions
Net
+146,269
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
FIRST TRUST ADVISORS LP1,177,6111,701,488+523,8770.040.05+0.01buy
MILLENNIUM MANAGEMENT LLC7,071157,480+150,4090.000.00+0.00buy
D. E. Shaw & Co., Inc.8,14088,483+80,3430.000.00+0.00buy
CITADEL ADVISORS LLC11,89892,184+80,2860.000.00+0.00buy
Hodges Capital Management Inc.466,981544,546+77,5651.031.02-0.01buy
AMERICAN CENTURY COMPANIES INC475,192547,959+72,7670.010.01-0.00buy
First Eagle Investment Management, LLC68,092128,091+59,9990.010.01+0.00buy
First Dallas Securities Inc.73,526113,228+39,7021.171.39+0.22buy
Pacer Advisors, Inc.850,659888,760+38,1010.070.06-0.01buy
Cambria Investment Management, L.P.362,795394,064+31,2690.750.67-0.08buy
Trexquant Investment LP029,383+29,3830.000.01+0.01buy
GEODE CAPITAL MANAGEMENT, LLC507,341535,285+27,9440.000.00-0.00buy
ROTHSCHILD INVESTMENT LLC9,80531,778+21,9730.020.06+0.04buy
JANE STREET GROUP, LLC12,26134,146+21,8850.000.00+0.00buy
Lombard Odier Asset Management (USA) Corp12,94631,497+18,5510.060.33+0.27buy
Kestra Advisory Services, LLC016,780+16,7800.000.00+0.00buy
STATE OF WISCONSIN INVESTMENT BOARD016,337+16,3370.000.00+0.00buy
Joule Financial, LLC015,916+15,9160.000.18+0.18buy
Koss-Olinger Consulting, LLC015,817+15,8170.000.04+0.04buy
Vest Financial, LLC25,82740,671+14,8440.020.03+0.00buy
Baird Financial Group, Inc.20,98535,432+14,4470.000.00+0.00buy
Dynamic Technology Lab Private Ltd013,555+13,5550.000.04+0.04buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC27,12240,326+13,2040.000.00-0.00buy
NATIXIS ADVISORS, LLC012,549+12,5490.000.00+0.00buy
VANGUARD GROUP INC1,640,7221,652,897+12,1750.000.00-0.00buy
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM32,84244,877+12,0350.000.00+0.00buy
Assenagon Asset Management S.A.61,27571,629+10,3540.010.00-0.00buy
Invesco Ltd.308,096317,441+9,3450.000.00-0.00buy
Vident Advisory, LLC8,96017,262+8,3020.010.01+0.01buy
Arete Wealth Advisors, LLC08,094+8,0940.000.02+0.02buy
SHERBROOKE PARK ADVISERS LLC07,773+7,7730.000.04+0.04buy
Gotham Asset Management, LLC07,619+7,6190.000.00+0.00buy
Hennion & Walsh Asset Management, Inc.59,70867,316+7,6080.110.10-0.01buy
Quantbot Technologies LP07,112+7,1120.000.01+0.01buy
North Star Investment Management Corp.174,850181,850+7,0000.430.37-0.06buy
EntryPoint Capital, LLC06,641+6,6410.000.09+0.09buy
TECTONIC ADVISORS LLC47,95054,197+6,2470.130.11-0.02buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management10,36315,750+5,3870.010.01+0.00buy
NBC SECURITIES, INC.05,000+5,0000.000.01+0.01buy
CANADA LIFE ASSURANCE Co21,32126,115+4,7940.000.00-0.00buy
LPL Financial LLC40,04944,454+4,4050.000.00-0.00buy
BOOTHBAY FUND MANAGEMENT, LLC10,48414,405+3,9210.010.01+0.00buy
UBS Group AG454,966458,702+3,7360.010.00-0.00buy
WINTON GROUP Ltd29,69132,915+3,2240.070.06-0.01buy
PUBLIC SECTOR PENSION INVESTMENT BOARD47,44050,279+2,8390.010.01-0.00buy
Linden Thomas Advisory Services, LLC18,51620,841+2,3250.100.09-0.01buy
Tower Research Capital LLC (TRC)4712,752+2,2810.000.00+0.00buy
BRIDGEWAY CAPITAL MANAGEMENT, LLC33,53635,696+2,1600.020.02-0.00buy
MAINSTAY CAPITAL MANAGEMENT LLC /ADV54,00856,093+2,0850.350.27-0.08buy
EXCHANGE TRADED CONCEPTS, LLC10,73912,627+1,8880.010.01-0.00buy
AQR CAPITAL MANAGEMENT LLC76,25378,036+1,7830.000.00-0.00buy
CITIGROUP INC25,04826,773+1,7250.000.00-0.00buy
FMR LLC2,0433,634+1,5910.000.00+0.00buy
ROYAL BANK OF CANADA19,62721,189+1,5620.000.00-0.00buy
CIBC WORLD MARKET INC.11,95813,514+1,5560.000.00-0.00buy
Empowered Funds, LLC112,946114,498+1,5520.070.06-0.02buy
TEXAS PERMANENT SCHOOL FUND CORP20,00721,340+1,3330.010.01-0.00buy
MetLife Investment Management, LLC12,04313,267+1,2240.000.00-0.00buy
OSAIC HOLDINGS, INC.6,4477,661+1,2140.000.00+0.00buy
Kovitz Investment Group Partners, LLC6,7827,932+1,1500.000.00-0.00buy
INNEALTA CAPITAL, LLC01,047+1,0470.000.01+0.01buy
COMERICA BANK16,63617,515+8790.000.00-0.00buy
WEDGE CAPITAL MANAGEMENT L L P/NC26,40027,155+7550.010.01-0.00buy
CIM, LLC6,2376,978+7410.030.03-0.00buy
PRICE T ROWE ASSOCIATES INC /MD/17,68718,302+6150.000.00-0.00buy
JENNISON ASSOCIATES LLC34,91435,474+5600.000.00-0.00buy
MANUFACTURERS LIFE INSURANCE COMPANY, THE8,1948,737+5430.000.00-0.00buy
SummerHaven Investment Management, LLC25,20325,740+5370.550.47-0.07buy
VOYA INVESTMENT MANAGEMENT LLC7,6038,124+5210.000.00-0.00buy
BNP PARIBAS FINANCIAL MARKETS31,50131,950+4490.000.00-0.00buy
Smartleaf Asset Management LLC0375+3750.000.00+0.00buy
MILLER HOWARD INVESTMENTS INC /NY17,16517,536+3710.020.02-0.00buy
Unison Advisors LLC28,92929,256+3270.100.10+0.00buy
Louisiana State Employees Retirement System11,30011,500+2000.010.01-0.00buy
JONES FINANCIAL COMPANIES LLLP0200+2000.000.00+0.00buy
Frazier Financial Advisors, LLC0145+1450.000.00+0.00buy
Ranch Capital Advisors Inc.37,94938,061+1120.710.56-0.15buy
CIBC Private Wealth Group LLC157257+1000.000.00+0.00buy
AdvisorNet Financial, Inc398488+900.000.00-0.00buy
IFP Advisors, Inc640725+850.000.00-0.00buy
VICTORY CAPITAL MANAGEMENT INC8,7568,824+680.000.00-0.00buy
AlphaQuest LLC064+640.000.00+0.00buy
FIFTH THIRD BANCORP1,7901,838+480.000.00-0.00buy
Ancora Advisors LLC025+250.000.00+0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO731755+240.000.00-0.00buy
UMB Bank, n.a.1233+210.000.00+0.00buy
NISA INVESTMENT ADVISORS, LLC4,6644,684+200.000.00-0.00buy
NEW YORK STATE COMMON RETIREMENT FUND9,3879,393+60.000.00-0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO231234+30.000.00-0.00buy
Allworth Financial LP279282+30.000.00-0.00buy
SeaCrest Wealth Management, LLC8,5078,509+20.040.03-0.01buy
Pathstone Holdings, LLC9,1309,132+20.000.00-0.00buy
Ameritas Investment Partners, Inc.2,2542,25400.000.00-0.00hold
PRAXIS INVESTMENT MANAGEMENT INC12,70012,70000.030.02-0.00hold
MassMutual Private Wealth & Trust, FSB39339300.000.00-0.00hold
FARMERS & MERCHANTS INVESTMENTS INC151500.000.00-0.00hold
PRINCIPAL SECURITIES, INC.29129100.000.00-0.00hold
Manchester Capital Management LLC4400.000.00-0.00hold
Parkside Financial Bank & Trust5500.000.00-0.00hold
SIGNATUREFD, LLC31131100.000.00-0.00hold
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