Stock Transactions — ETHAN ALLEN INTERIORS INC

Total Bought
1,794,853
89 transactions
Total Sold
1,714,960
105 transactions
Net
+79,893
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
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Change in Shares
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Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
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Change in Weight (%)
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Type
ROYCE & ASSOCIATES LP314,459590,993+276,5340.090.15+0.06buy
CITADEL ADVISORS LLC138,831246,482+107,6510.000.01+0.00buy
Hodges Capital Management Inc.547,857646,084+98,2271.121.09-0.03buy
JPMORGAN CHASE & CO53,238147,525+94,2870.000.00+0.00buy
TEACHER RETIREMENT SYSTEM OF TEXAS169,423261,025+91,6020.030.03+0.00buy
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP130,051217,329+87,2780.000.00+0.00buy
BlackRock, Inc.3,803,3133,889,045+85,7320.000.00-0.00buy
RENAISSANCE TECHNOLOGIES LLC231,800315,900+84,1000.010.01+0.00buy
AMERICAN CENTURY COMPANIES INC642,832726,213+83,3810.010.01-0.00buy
FMR LLC18,943101,424+82,4810.000.00+0.00buy
STATE STREET CORP880,437958,024+77,5870.000.00-0.00buy
BARCLAYS PLC57,174133,910+76,7360.000.00+0.00buy
D. E. Shaw & Co., Inc.42,046112,710+70,6640.000.00+0.00buy
VANGUARD GROUP INC1,597,8411,666,798+68,9570.000.00-0.00buy
First Eagle Investment Management, LLC143,191196,461+53,2700.010.01+0.00buy
DENALI ADVISORS LLC035,900+35,9000.000.11+0.11buy
Engineers Gate Manager LP033,906+33,9060.000.02+0.02buy
NORTHERN TRUST CORP378,004401,986+23,9820.000.00-0.00buy
AQR CAPITAL MANAGEMENT LLC90,315112,839+22,5240.000.00+0.00buy
Invesco Ltd.329,357351,472+22,1150.000.00-0.00buy
JANE STREET GROUP, LLC266,161283,596+17,4350.010.01-0.00buy
EntryPoint Capital, LLC015,024+15,0240.000.18+0.18buy
Bank of New York Mellon Corp409,001421,596+12,5950.000.00-0.00buy
Qube Research & Technologies Ltd89,306101,398+12,0920.010.00-0.00buy
INTECH INVESTMENT MANAGEMENT LLC9,55819,832+10,2740.000.01+0.00buy
NEW YORK STATE COMMON RETIREMENT FUND9,39319,493+10,1000.000.00+0.00buy
Connor, Clark & Lunn Investment Management Ltd.35,51245,104+9,5920.010.01+0.00buy
PUBLIC SECTOR PENSION INVESTMENT BOARD47,97956,685+8,7060.010.01-0.00buy
TWO SIGMA ADVISERS, LP114,400122,900+8,5000.010.01-0.00buy
ExodusPoint Capital Management, LP53,21660,555+7,3390.020.02+0.00buy
HSBC HOLDINGS PLC8,19014,924+6,7340.000.00+0.00buy
RHUMBLINE ADVISERS81,54387,046+5,5030.000.00-0.00buy
WEDGE CAPITAL MANAGEMENT L L P/NC31,28836,609+5,3210.020.02+0.00buy
Y-Intercept (Hong Kong) Ltd6,77912,042+5,2630.010.02+0.01buy
GEODE CAPITAL MANAGEMENT, LLC538,595543,624+5,0290.000.00-0.00buy
Linden Thomas Advisory Services, LLC24,55729,560+5,0030.110.11-0.00buy
LSV ASSET MANAGEMENT528,500533,500+5,0000.040.03-0.00buy
Walleye Trading LLC04,634+4,6340.000.00+0.00buy
JENNISON ASSOCIATES LLC39,66843,973+4,3050.000.00-0.00buy
Assenagon Asset Management S.A.71,52575,792+4,2670.000.00-0.00buy
First Dallas Securities Inc.117,282121,285+4,0031.561.39-0.17buy
DEUTSCHE BANK AG\12,44715,938+3,4910.000.00+0.00buy
PRINCIPAL FINANCIAL GROUP INC106,639109,755+3,1160.000.00-0.00buy
OSAIC HOLDINGS, INC.8,88711,945+3,0580.000.00+0.00buy
WINTON GROUP Ltd34,33537,318+2,9830.080.07-0.01buy
TECTONIC ADVISORS LLC55,97058,841+2,8710.120.11-0.01buy
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management27,30530,043+2,7380.020.02-0.00buy
EMC Capital Management8,52911,202+2,6730.180.18-0.00buy
Prosperity Consulting Group, LLC6,9489,388+2,4400.020.02+0.00buy
Mirae Asset Global Investments Co., Ltd.13,94516,370+2,4250.000.00-0.00buy
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC36,85239,241+2,3890.000.00-0.00buy
State of Wyoming01,852+1,8520.000.01+0.01buy
PRICE T ROWE ASSOCIATES INC /MD/18,55320,314+1,7610.000.00-0.00buy
Arete Wealth Advisors, LLC8,0189,706+1,6880.020.02-0.00buy
CANADA LIFE ASSURANCE Co22,51324,189+1,6760.000.00-0.00buy
Kovitz Investment Group Partners, LLC39,76041,181+1,4210.010.01-0.00buy
Inspire Investing, LLC12,88714,235+1,3480.040.04+0.00buy
Hillsdale Investment Management Inc.6001,880+1,2800.000.00+0.00buy
Vident Advisory, LLC16,05217,267+1,2150.010.01-0.00buy
MAINSTAY CAPITAL MANAGEMENT LLC /ADV56,41257,576+1,1640.300.25-0.06buy
Quarry LP1,5032,604+1,1010.010.01-0.00buy
VICTORY CAPITAL MANAGEMENT INC10,00411,101+1,0970.000.00-0.00buy
ROYAL BANK OF CANADA21,34422,429+1,0850.000.00-0.00buy
COMERICA BANK20,06920,927+8580.000.00-0.00buy
Unison Advisors LLC29,67730,458+7810.110.10-0.01buy
AlphaQuest LLC63764+7010.000.00+0.00buy
EXCHANGE TRADED CONCEPTS, LLC9,56810,218+6500.010.01-0.00buy
ALPS ADVISORS INC16,34916,943+5940.000.00-0.00buy
Gotham Asset Management, LLC9,67610,237+5610.000.00-0.00buy
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.12,55813,006+4480.000.00-0.00buy
Smartleaf Asset Management LLC380759+3790.000.00+0.00buy
True Wealth Design, LLC0287+2870.000.00+0.00buy
CWM, LLC585869+2840.000.00+0.00buy
Venturi Wealth Management, LLC0238+2380.000.00+0.00buy
CIM, LLC6,9787,202+2240.030.03-0.00buy
Plante Moran Financial Advisors, LLC068+680.000.00+0.00buy
BROWN BROTHERS HARRIMAN & CO050+500.000.00+0.00buy
CULLEN/FROST BANKERS, INC.043+430.000.00+0.00buy
Creative Planning032+320.000.00+0.00buy
EverSource Wealth Advisors, LLC3466+320.000.00+0.00buy
Van Hulzen Asset Management, LLC027+270.000.00+0.00buy
JONES FINANCIAL COMPANIES LLLP021+210.000.00+0.00buy
QUADRANT CAPITAL GROUP LLC150169+190.000.00-0.00buy
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO777794+170.000.00-0.00buy
Russell Investments Group, Ltd.42,58742,599+120.000.00-0.00buy
CITIGROUP INC41,70841,719+110.000.00-0.00buy
Allworth Financial LP288292+40.000.00-0.00buy
IFP Advisors, Inc37+40.000.00+0.00buy
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO240243+30.000.00-0.00buy
Ameritas Investment Partners, Inc.2,2542,25400.000.00-0.00hold
MassMutual Private Wealth & Trust, FSB39339300.000.00-0.00hold
OREGON PUBLIC EMPLOYEES RETIREMENT FUND5,2995,29900.000.00-0.00hold
ALLIANCEBERNSTEIN L.P.20,91020,91000.000.00-0.00hold
PRUDENTIAL FINANCIAL INC23,30523,30500.000.00-0.00hold
SHELL ASSET MANAGEMENT CO6,9836,98300.010.01-0.00hold
FARMERS & MERCHANTS INVESTMENTS INC151500.000.00-0.00hold
PRINCIPAL SECURITIES, INC.29129100.000.00-0.00hold
JANUS HENDERSON GROUP PLC9,6649,66400.000.00-0.00hold
SCOTIA CAPITAL INC.7,6927,69200.000.00-0.00hold
North Star Investment Management Corp.179,050179,05000.390.35-0.04hold
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