Stock Transactions — Special Opptys Fund

Total Bought
351,247
31 transactions
Total Sold
674,042
17 transactions
Net
-322,795
shares
Filing Period:Transaction:
FundPrevious Shares
Current Shares
▲▼
Change in Shares
▲▼
Previous Portfolio Weightage (%)
Current Portfolio Weightage (%)
▲▼
Change in Weight (%)
▲▼
Type
Shaker Financial Services, LLC250,579372,043+121,4641.251.78+0.53buy
WOLVERINE ASSET MANAGEMENT LLC93795,283+94,3460.000.02+0.02buy
Beverly Hills Private Wealth, LLC9,69731,948+22,2510.040.13+0.09buy
CSS LLC/IL323,419344,986+21,5670.450.48+0.02buy
Independent Advisor Alliance021,188+21,1880.000.00+0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC278,909294,894+15,9850.600.58-0.02buy
Focus Partners Wealth1,323,1041,335,518+12,4140.020.02-0.00buy
Detalus Advisors, LLC010,443+10,4430.000.03+0.03buy
GatePass Capital, LLC133,150143,320+10,1701.701.73+0.03buy
Ancora Advisors LLC18,47022,887+4,4170.010.01+0.00buy
FIRST MANHATTAN CO. LLC.40,01044,280+4,2700.000.00+0.00buy
CSS LLC/IL115,979118,749+2,7700.100.09-0.01buy
SCOTIA CAPITAL INC.108,205110,043+1,8380.010.01-0.00buy
TrueMark Investments, LLC14,91516,208+1,2930.040.04+0.00buy
OSAIC HOLDINGS, INC.18,00019,292+1,2920.000.00+0.00buy
Advisory Services Network, LLC0910+9100.000.00+0.00buy
NWF Advisory Services Inc.13,60014,234+6340.020.02+0.00buy
OPPENHEIMER & CO INC20,76621,372+6060.000.00-0.00buy
GUGGENHEIM CAPITAL LLC20,20320,778+5750.000.00+0.00buy
Sowell Financial Services LLC17,36917,933+5640.010.01-0.00buy
HARBOUR INVESTMENTS, INC.16,28416,813+5290.000.00-0.00buy
Live Oak Private Wealth LLC14,85315,333+4800.030.03-0.00buy
PATRON PARTNERS, LLC13,82514,274+4490.090.09-0.00buy
COMMONWEALTH EQUITY SERVICES, LLC15,88516,210+3250.000.00+0.00buy
MAI Capital Management5,2035,372+1690.000.00-0.00buy
NewEdge Advisors, LLC2,1622,262+1000.000.00-0.00buy
WINMILL & CO. INC2,0002,093+930.010.01+0.00buy
Sound Income Strategies, LLC692740+480.000.00-0.00buy
Rockefeller Capital Management L.P.890918+280.000.00-0.00buy
EASTERN BANK727750+230.000.00-0.00buy
HIGHLINE WEALTH PARTNERS LLC200206+60.000.00-0.00buy
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC2,7872,78700.010.01-0.00hold
CVA Family Office, LLC393900.000.00-0.00hold
WINMILL & CO. INC20020000.000.00+0.00hold
WELLS FARGO & COMPANY/MN11,87311,169-7040.000.00-0.00sell
Indiana Trust & Investment Management Co81026-7840.000.00-0.00sell
WELLS FARGO & COMPANY/MN19,33618,374-9620.000.00-0.00sell
RAYMOND JAMES FINANCIAL INC33,12132,040-1,0810.000.00-0.00sell
Kestra Advisory Services, LLC1,4950-1,4950.000.00-0.00sell
NBC SECURITIES, INC.19,77016,657-3,1130.020.02-0.00sell
Advisors Asset Management, Inc.112,888107,254-5,6340.030.02-0.00sell
HighTower Advisors, LLC10,5980-10,5980.000.00-0.00sell
Cetera Investment Advisers38,00119,872-18,1290.000.00-0.00sell
GatePass Capital, LLC131,750112,859-18,8911.000.76-0.24sell
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC21,1130-21,1130.480.00-0.48sell
RIVERNORTH CAPITAL MANAGEMENT, LLC103,48882,069-21,4190.070.06-0.02sell
ENVESTNET ASSET MANAGEMENT INC24,7350-24,7350.000.00-0.00sell
UBS Group AG26,9830-26,9830.000.00-0.00sell
Focus Partners Wealth1,147,6641,118,873-28,7910.030.03-0.00sell
SEVEN MILE ADVISORY108,4160-108,4160.270.00-0.27sell
SEVEN MILE ADVISORY381,1940-381,1941.620.00-1.62sell
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